Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC prices Principal-at-Risk notes linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. The offering is for $508,000 aggregate principal ( $1,000 stated principal per security) with an original issue date of March 4, 2026 and maturity March 4, 2031. The securities pay a contingent annual coupon of 12.50% on observation dates when the underlier is at or above the coupon barrier (1,661.478, 60% of the initial level). They feature automatic early redemption if the underlier is at or above the call threshold (2,769.13, 100% of the initial level) on redemption determination dates. At maturity, if the final level is below the downside threshold (1,661.478), principal is reduced pro rata by the performance factor; if at or above that level, investors receive the stated principal. The estimated value on the pricing date was $943.20 per security. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering $358,000 aggregate principal amount of Dual Directional Trigger PLUS notes, fully and unconditionally guaranteed by Morgan Stanley.
Each $1,000 security matures on March 2, 2029, is linked to the worst performing of the Dow Jones Industrial Average and the Nasdaq-100 Index, and is a principal-at-risk instrument that may pay no interest and can lose up to the entire principal. Key economics in the pricing supplement: leverage factor 125% on upside, absolute return participation rate 50%, downside threshold 70% of the initial level, issue price $1,000 and estimated value on the pricing date $964.80. Payment at maturity depends on the worst performing underlier on the observation date February 27, 2029.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk notes, $1,000 stated principal per security and an aggregate principal amount of $100,000, maturing on March 4, 2031. The payoff is linked to the worst performing of the Dow Jones Industrial Average and the S&P 500. If the worst performing underlier finishes above its initial level, holders receive principal plus a 136% leverage on that appreciation. If the worst performing underlier finishes between its initial level and a 75% downside threshold, holders receive principal. If the worst performing underlier finishes below the 75% threshold, investors lose 1% of principal for each 1% decline in that underlier; the payment could be zero. The estimated value on the pricing date was $956.60 per security and the issue price is $1,000 with agent commissions of $7.50 per security.
Morgan Stanley Finance LLC priced a structured, principal‑at‑risk, auto‑callable note series guaranteed by Morgan Stanley linked to the S&P 500® Index. Each security has a stated principal amount of $1,000, an issue price of $1,000, an estimated value on the pricing date of approximately $964.50, an original issue date of March 31, 2026 and a maturity date of March 29, 2029.
The securities will auto‑redeem if the underlier’s closing level on the first determination date of April 5, 2027 is greater than or equal to the call threshold (100% of the initial level) for an early redemption payment of $1,085. If not redeemed, final payments depend on the final level versus the initial level and a downside threshold equal to 75% of the initial level. The participation rate is at least 150%. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent-income, memory buffered auto-callable securities due March 18, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and an issue price of $1,000.
The securities pay a contingent coupon at an annual rate of 14.00% subject to monthly observation tests and an automatic early redemption feature if the underlier meets the call threshold. The securities include a 15% buffer and a minimum payment at maturity of 15% of principal; estimated value on the pricing date was approximately $919.70.
Morgan Stanley Finance LLC offers principal-at-risk, auto-callable notes fully and unconditionally guaranteed by Morgan Stanley, with a stated issue price of $1,000 per security and an estimated value on the pricing date of approximately $964.50.
The securities reference the S&P 500® Index, have a strike and pricing date of March 26, 2026, an original issue date of March 31, 2026, a first determination date of April 5, 2027 (automatic early redemption if the index is ≥ the call threshold), and a maturity date of March 29, 2029. The call threshold equals 100% of the initial level, the downside threshold equals 75% of the initial level, the fixed early redemption payment is $1,085, and the participation rate will be at least 150%. All payments are subject to the issuer's and guarantor's credit risk.
Morgan Stanley Finance LLC prices a preliminary offering of Dual Directional Trigger PLUS securities due March 31, 2031, linked to the worst performing of the Dow Jones Industrial, Russell 2000® and S&P 500® indices. Each security has a stated principal amount of $1,000.
Payment at maturity depends on the worst performing underlier: investors may receive a leveraged upside if all underliers finish above their initial levels, a capped positive return when the worst underlier declines but stays at or above 60% of its initial level, or suffer proportional principal loss if the worst underlier falls below that threshold. The estimated value on the pricing date is approximately $930.70 per security; the leverage factor will be set between 125.50% and 140.50% and the absolute return participation rate is 50%.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities with an aggregate principal amount of $1,060,000 at a $1,000 stated principal amount per security. The securities are linked to the Nasdaq-100 Index with an initial level of 25,034.37 and a buffer of 10% (buffer level 22,530.933).
The notes carry a participation rate of 125%, an automatic early redemption feature on the first determination date (March 5, 2027) with an early redemption payment of $1,108.50, and a maturity date of March 2, 2028. The estimated value on the pricing date is $974.00 and the issue price is $1,000 (agent commission $17.50 per security). These are principal‑at‑risk securities and are fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC offers a Dual Directional Trigger PLUS due April 5, 2029. The notes, fully guaranteed by Morgan Stanley, are principal-at-risk securities linked to the worst performing of the Nasdaq-100 and Russell 2000 indices and sold at a stated issue price of $1,000 per security.
The payout depends on the worst performing underlier: (1) if both final levels exceed initial levels, investors receive principal plus a leveraged upside (leverage factor set on pricing date between 126%–141%); (2) if the worst underlier is down but not below a 70% downside threshold, investors may receive principal plus an absolute-return payment with a 50% participation rate (effectively capped at 15% positive return in described scenarios); (3) if the worst underlier falls below its 70% threshold, investors lose principal on a 1%-for-1% basis, potentially to zero. The estimated value on the pricing date is approximately $968.60 per security. The securities are sold to fee-based advisory accounts and include distributor structuring fees of up to $6.25 per security.
Morgan Stanley Finance LLC priced contingent income securities with an aggregate principal amount of $1,378,000. The notes, fully and unconditionally guaranteed by Morgan Stanley, pay a contingent coupon of 7.70% per annum on scheduled coupon dates only if each underlier closes at or above its coupon barrier on the related observation date. The securities are linked to the worst performing of EEM, SPY and EFA, mature on March 1, 2029, and use coupon barrier and downside threshold levels equal to 70% of each underlier’s initial level. If any underlier is below its downside threshold at maturity, principal is reduced pro rata to the performance of the worst performing underlier. The estimated value on the pricing date was $973.30 per security.