Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC offers Trigger Autocallable GEARS linked to the EURO STOXX 50® Index. The securities have a $10.00 principal amount per security, an expected Trade Date of March 13, 2026, an Observation Date of March 22, 2027, and a stated Maturity Date of March 17, 2031. If the Observation Date Closing Level is at or above the Autocall Barrier (100% of the Initial Level) the securities will be automatically called and pay the principal plus a Call Return based on a 16.00% per annum Call Return Rate. If not called, positive Underlying Return is multiplied by an Upside Gearing (1.50–1.75) to determine the payout; if the Final Level is below the Downside Threshold (75% of the Initial Level) holders may lose a significant portion or all principal. All payments are subject to MSFL/Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced contingent-income, memory auto-callable notes linked to Microsoft Corporation common stock, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, an estimated value on the pricing date of approximately $963.30, an expected contingent coupon of at least 10.00% per annum, and a term from March 19, 2026 to March 21, 2029.
The notes pay contingent coupons only when the closing level of the underlier on observation dates equals or exceeds a coupon barrier set at 75% of the initial level, may be automatically redeemed early if the underlier closes at or above a call threshold equal to the initial level, and expose holders to loss of principal at maturity if the final level is below a downside threshold of 75% of the initial level.
Morgan Stanley Finance LLC is offering Dual Directional Trigger PLUS notes due April 4, 2030 linked to the worst performing of the Nasdaq-100® Technology Sector and the Russell 2000® Index. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $960.40.
At maturity the payout depends on the worst performing underlier: full principal plus a leveraged upside if both underliers finish higher; a capped positive absolute-return payment (capped effectively at 15%) if declines remain above the 70% downside threshold; or a loss equal to the percentage decline (1% loss per 1% decline) if the worst underlier finishes below its downside threshold. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC prices principal-at-risk, auto-callable structured notes linked to the worst performing of the S&P 500® and Russell 2000®. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of approximately $970.10.
The securities can be automatically redeemed on the first determination date of April 5, 2027 if each underlier is at or above its call threshold (100% of initial level); the early redemption payment is set between $1,168.50 and $1,178.50. If not redeemed, maturity is April 5, 2029. At maturity investors either receive principal plus an upside payment (participation rate 150%) if both underliers finish above initial levels, return of principal if both are at or above downside thresholds (75% of initial), or a loss equal to the percentage decline of the worst performing underlier (potentially full loss).
Morgan Stanley Finance LLC is offering Dual Directional Buffered Participation Securities due April 4, 2030, fully guaranteed by Morgan Stanley. Each note has a stated principal amount of $1,000, an estimated value on the pricing date of approximately $969, and an original issue date of April 6, 2026.
The payout is tied to the S&P 500® Index with a 100% upside participation rate subject to a $1,520 maximum upside payment (152% of principal). A 15% buffer applies: if the index on the observation date (scheduled April 1, 2030) is between the initial level and 85% of that level, investors receive principal plus an absolute-return credit (absolute return participation rate 100%), effectively capped at 15%. If the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment at maturity equal to 15 of principal.
These are principal-at-risk notes that pay no interest, expose holders to Morgan Stanley credit risk, include tax-treatment uncertainty, and are intended for investors willing to forgo current income and accept the risk of significant principal loss.
Morgan Stanley Finance LLC is offering Dual Directional Buffered PLUS securities due April 4, 2028 linked to the S&P 500® Index that are fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and a leverage factor of 200% for upside exposure, subject to a maximum upside payment of $1,165 (116.50% of principal). If the S&P 500 final level on the observation date is between the buffer level (90% of the initial level) and the initial level, holders receive principal plus a positive return equal to the absolute decline multiplied by a 100% participation rate, effectively capped at a 10% positive return under those terms. If the final level is below the buffer level, holders suffer losses of 1% of principal for each 1% decline beyond the 10% buffer, subject to a minimum payment at maturity of 10% of principal. The pricing date and strike date are March 30, 2026, original issue date is April 2, 2026, and the observation date is March 30, 2028, subject to postponement for non-trading days and certain market disruption events. The estimated value on the pricing date is approximately $963.00 per security.
Morgan Stanley Finance LLC is offering contingent income auto-callable securities due March 30, 2028, fully and unconditionally guaranteed by Morgan Stanley and linked to the worst performing of the Nasdaq-100® Technology Sector Index and the Russell 2000® Index. The securities pay a 9.00% annual contingent coupon only if both underliers are at or above their coupon barrier levels on each observation date, are automatically redeemed if both underliers meet call thresholds on a redemption determination date, and expose investors to full principal loss if the worst performing underlier falls below its downside threshold at maturity.
The strike and pricing dates are March 26, 2026, original issue date March 31, 2026, first redemption determination date March 29, 2027, and final observation and maturity dates are March 27, 2028 and March 30, 2028, respectively. The estimated value on the pricing date is approximately $949.00 per security; the issue price is $1,000 per security. These are principal-at-risk notes; all payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC priced Dual Directional Buffered Participation Securities linked to the Russell 2000® Index, with a stated principal amount of $1,000 per security. The pricing and strike date are March 6, 2026, original issue date March 11, 2026, observation date February 7, 2028 and maturity February 10, 2028. The securities pay no interest, are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley. Payouts: upside participation is 100% but capped at $1,282.50 (128.25%); an absolute return participation feature applies if the final level is between the initial level and a 15% buffer (buffer level = 85% of initial); losses exceed the buffer on a 1:1 basis beyond that point, with a minimum payment at maturity equal to 15% of principal. Estimated value on the pricing date is approximately $988.50 per security. All payments are subject to Morgan Stanley credit risk and the securities are intended for investors willing to risk principal and forgo current income.
Morgan Stanley Finance LLC priced a structured, principal‑at‑risk note issuance fully guaranteed by Morgan Stanley. The pricing supplement shows an aggregate principal amount of $1,909,000 of securities with a $1,000 stated principal amount per security, issued at $1,000 with an estimated value of $981.30 on the pricing date. The securities mature March 31, 2027 with an observation date of March 25, 2027. Investors receive a digital payment of $122 (12.20%) at maturity only if each underlier is at or above its digital threshold (75% of initial level). A 10% buffer applies: losses occur 1% for each 1% decline of the worst performing underlier beyond the buffer; the minimum payment at maturity is 10% of stated principal. Underliers: SPXFP Index, XLU ETF and RTY Index. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal‑at‑risk, contingent income auto‑callable securities due March 20, 2031 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index.
Each security has a $1,000 stated principal amount, a contingent annual coupon of 14.00% payable only if the underlier meets the coupon barrier (70% of the initial level) on scheduled observation dates, an automatic early‑redemption feature triggered at the call threshold (100% of the initial level) on specified determination dates beginning March 17, 2028, and downside exposure that begins if the final level is below the downside threshold (50% of the initial level), in which case payment at maturity is $1,000×(final level/initial level). The estimated value on the pricing date was approximately $894.30 per security.