Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering market-linked securities tied to the lowest performer among the EURO STOXX 50® Index, the State Street® Technology Select Sector SPDR® ETF, the State Street® Energy Select Sector SPDR® ETF and the State Street® Health Care Select Sector SPDR® ETF, maturing March 5, 2027.
Each security has a $1,000 face amount, with a participation rate of at least 300% in any positive performance of the lowest performing underlying and a 20% downside buffer. If the lowest performer ends above its starting level, investors receive $1,000 plus leveraged gains based on that index or ETF. If it finishes between 80% and 100% of its starting level, investors receive $1,000 back.
If the lowest performer falls below 80% of its starting level, repayment is reduced in proportion to the decline beyond the 20% buffer, with up to 80% of principal at risk. The estimated value on the pricing date is about $946.90 per security, reflecting structuring and hedging costs. The notes pay no interest, are subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and the minimum investment is $1,000.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $10-per-unit Autocallable Leveraged Index Return Notes linked to Palantir Technologies Inc. (PLTR), with a term of about two years if not called.
The notes can be automatically called after roughly one year if Palantir’s stock is at or above its starting level, paying a call amount of $12.80–$13.20 per unit (a 28%–32% premium), after which no further payments are due. If not called, at maturity investors receive 150% of any positive price gain, or a positive “absolute return” on declines up to 40%, but lose principal 1‑for‑1 if the stock is down more than 40%, up to a total loss.
The product pays no interest, does not provide dividends or voting rights in Palantir, and has limited secondary market liquidity. All payments depend on the credit of MSFL and Morgan Stanley. The initial estimated value is about $9.668 per unit, below the $10 public offering price due to structuring and distribution costs and an internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Performance Leveraged Upside Securities (PLUS) due February 11, 2031 linked to the worst performer of three ETFs: Invesco QQQ Trust, iShares Expanded Tech-Software ETF and VanEck Semiconductor ETF.
Each security has a $1,000 stated principal amount, total offering size of $250,000, and pays no interest. At maturity, if every underlier is above its initial level, holders receive principal plus a leveraged upside payment using a 222% leverage factor on the worst-performing ETF’s gain.
If any underlier finishes at or below its initial level, the payout is principal multiplied by the performance of the worst-performing ETF, with a 1% loss of principal for every 1% decline and no minimum payment, so the entire investment can be lost. The estimated value on the pricing date is $939.80 per security, reflecting issuing, structuring and hedging costs.
The notes are unsecured obligations of MSFL, subject to Morgan Stanley’s guarantee and credit risk, are not listed on an exchange, and secondary market liquidity may be limited. They are sold in fee-based advisory accounts through Morgan Stanley & Co. LLC.
Morgan Stanley Finance LLC is offering Trigger PLUS notes due February 17, 2028, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk securities pay no interest and are linked to the worst performer among the KOSPI 200, Nikkei Stock Average, STOXX® Europe 600 and Swiss Market Index.
At maturity, if the final level of each index is above its initial level, holders receive $1,000 plus a leveraged upside payment equal to 501% of the worst index’s percentage gain. If at least one index is at or below its initial level but all stay at or above 60% of their initial levels, investors receive only the $1,000 principal.
If any index finishes below 60% of its initial level, the payoff tracks the worst index’s performance factor, with a 1% loss of principal for every 1% decline; repayment can fall to zero. The estimated value on the pricing date is approximately $951.60 per $1,000 note, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. All payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering contingent income auto-callable securities due February 19, 2032 linked to the S&P® 500 Futures 40% Intraday 4% Decrement VT Index. Each security has a $1,000 stated principal amount and is a principal-at-risk unsecured note.
Investors may receive a 17.25% per annum contingent coupon, paid only when the index closes at or above 70% of the initial level on the relevant observation date. The notes auto-call at par plus the coupon if on any redemption determination date the index closes at or above 100% of the initial level, starting August 13, 2026.
If not called, at maturity investors receive par only if the final index level is at or above 50% of the initial level; otherwise the payoff is reduced one-for-one with the index decline, and can fall to zero. The index itself is highly engineered, employs up to 400% futures leverage, targets 40% volatility, and deducts a 4% per annum decrement, ensuring structural underperformance versus a similar index without such a fee. The preliminary estimated value on the pricing date is approximately $932.10 per security. The notes will not be listed on any exchange and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Trigger PLUS notes due February 16, 2029 linked to the worst performer of the State Street Energy Select Sector SPDR ETF and the Global X Uranium ETF. These unsecured notes pay no interest and expose holders to full principal loss.
At maturity, investors receive leveraged upside with a 283% participation rate if the worst-performing ETF finishes above its initial level, return of principal if it stays above a 60% downside threshold, and a 1:1 loss with no floor if it falls below that threshold. The estimated value on the pricing date is approximately $875.20 per $1,000 note, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate. The notes are not listed, secondary liquidity may be limited, and returns depend entirely on the final observation date level and Morgan Stanley’s credit.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing Enhanced Trigger Jump Securities linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Index® and Russell 2000® Index. Each note has a $1,000 stated principal amount, with an aggregate principal amount of $1,580,000, and matures on August 12, 2027.
The securities pay no interest and do not guarantee any principal. If on the observation date each index is at or above 70% of its initial level, investors receive $1,000 plus a fixed upside payment of $126.50 (12.65%). If any index finishes below its downside threshold, repayment is reduced 1% for every 1% decline in the worst-performing index, potentially to zero.
The estimated value on the pricing date is $973.20 per security, reflecting issuance, structuring and hedging costs and an internal funding rate. The securities will not be listed on any exchange, secondary trading may be limited, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is issuing $2,035,000 of Amazon.com-linked Jump Securities with an auto-call feature and $1,000 minimum denominations, fully and unconditionally guaranteed by Morgan Stanley. These unsecured notes pay no interest and put principal at risk.
The notes auto-redeem on February 24, 2027 for $1,245 per security if Amazon’s stock is at or above 100% of the initial level on the February 19, 2027 determination date. If held to February 10, 2028 and not called, investors get principal plus 125% of any stock gain, principal back if the final level is between 80% and 100% of the initial level, and a 1-for-1 loss below that threshold, potentially losing all principal. The notes are not listed, carry Morgan Stanley credit risk, and had an estimated value of $974.80 per $1,000 at pricing.
Morgan Stanley Finance LLC is offering Trigger PLUS structured notes due February 9, 2029, linked to the worst-performing of Broadcom, NVIDIA and Palantir class A common stock. The notes have a stated principal amount of $1,000 per security, with an aggregate principal of $507,000, and pay no interest.
At maturity, investors receive principal plus a leveraged upside payment if every stock finishes above its initial level, using a 417% leverage factor on the worst performer’s gain. If any stock is at or below its initial level but all remain at or above 70% of their initial levels, investors receive only principal back. If any stock falls below its 70% downside threshold, repayment is reduced 1% for each 1% decline in the worst performer and can fall to zero.
The securities are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of $950.10 per security. They will not be listed on any exchange, may have limited secondary liquidity, and expose holders to both market risk in the underliers and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $790,000 of Contingent Income Memory Auto-Callable Securities due February 10, 2028, linked to the worst performer of Bank of America, Citigroup and JPMorgan Chase common stocks.
Each $1,000 security offers a contingent coupon at a 10.00% annual rate, paid only if on an observation date all three stocks close at or above their coupon barrier levels, set at 60% of initial levels. Missed coupons can be paid later if barriers are again met, but investors may receive no coupons over the entire term.
The notes are automatically called on scheduled redemption dates if each stock is at or above 100% of its initial level, returning principal plus the due and any unpaid contingent coupons. If held to maturity and any stock finishes below its 60% downside threshold, repayment is reduced in proportion to the worst-performing stock’s decline, and the amount returned can be zero.
The securities are unsecured, not listed, and subject to Morgan Stanley’s credit risk. The issue price is $1,000 per security, with an estimated value on the pricing date of $970.30 and a $24 per-security sales commission to dealers.