Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering Trigger PLUS notes due February 19, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays no interest. The notes are linked to the worst performer of the Russell 2000 Index and the SPDR S&P MidCap 400 ETF Trust.
At maturity, if both underliers finish above their initial levels, holders receive $1,000 plus a leveraged upside payment based on a 131% leverage factor on the gain of the worst performing underlier. If either underlier finishes at or below its initial level but both remain at or above 75% of their initial levels, the repayment is only the $1,000 principal. If either underlier closes below its 75% downside threshold, principal is reduced 1% for each 1% decline of the worst performer, with no minimum repayment, so the amount can be zero.
The preliminary estimated value on the pricing date is approximately $972.50 per security, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate. The notes are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and secondary market liquidity may be limited.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk Buffered Jump Securities linked to the worst performer among Apple, Microsoft and Amazon common stocks. Each security has a stated principal amount and issue price of $1,000 and does not pay interest.
The note can be automatically redeemed on February 24, 2027 for an early redemption payment of $1,300 per security if, on the first determination date, each underlier closes at or above its call threshold level, set at 100% of its initial level. If not called, at maturity on February 23, 2029 investors either receive principal plus an upside payment or are exposed to losses based on the worst-performing stock.
The buffer level for each underlier is 80% of its initial level, with a 20% buffer amount and a minimum payment at maturity equal to 20% of principal. Above the initial level, the upside payment is based on a 381% participation rate in the appreciation of the worst-performing underlier. The estimated value on the pricing date is approximately $973.80 per security, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. All payments are subject to Morgan Stanley’s credit risk, and the securities will not be listed on any securities exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $2,481,000 of principal-at-risk Jump Securities with an auto-call feature linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index, maturing on February 13, 2031.
Each $1,000 security may be automatically redeemed on set dates starting February 10, 2027 if the index closes at or above the 85% call threshold (1,085.051), paying fixed amounts that equate to roughly 17% per annum. If held to maturity, investors receive $1,850 per security if the final index level is at or above the call threshold.
If at maturity the index is below the call threshold but at or above the 60% downside threshold (765.918), investors receive only their $1,000 principal. Below the downside threshold, repayment is reduced in full proportion to the index decline, and the payment can fall to zero. The estimated value on the pricing date is $935.30 per $1,000 security, reflecting issuer costs and internal funding rates.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk “Jump Securities” linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index. The aggregate principal amount is $280,000, at $1,000 per security.
The notes are auto-callable from February 16, 2027 onward if the index closes at or above the call threshold of 2,458.211 (83% of the initial level of 2,961.70, set on February 9, 2026), paying fixed early redemption amounts that imply about 12% per year. If held to February 13, 2031 and not called, investors receive $1,600 per security if the final level is at or above the call threshold, the $1,000 principal if it is between the call threshold and the downside threshold of 1,480.85 (50% of the initial level), and a loss of 1% of principal for each 1% index decline below that level.
The estimated value on the pricing date is $907.60 per security, reflecting issuing, selling, structuring and hedging costs and an internal funding rate. The securities pay no coupons, do not participate in upside beyond the fixed payouts, are unsecured, will not be listed, and expose holders to both market risk in the underlier and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, contingent income auto-callable securities due February 14, 2029, fully and unconditionally guaranteed by Morgan Stanley. Each $1,000 security is linked to the worst performer of the Nasdaq-100 Technology Sector Index, Russell 2000 Index and S&P 500 Index.
Investors may receive an annual 8.30% contingent coupon, paid only when all three indices close at or above their coupon barrier levels, set at 75% of their initial levels. The notes can be automatically redeemed at par plus the coupon if, on specified dates, all indices are at or above 100% of their initial levels.
If the notes are not called and any index finishes below its downside threshold of 70% of its initial level at maturity, the payoff is reduced one-for-one with the worst index’s decline, potentially to zero. The estimated value on the pricing date is $956.60 per $1,000 note, reflecting fees, hedging costs and Morgan Stanley’s internal funding rate. The notes are unsecured, not listed on an exchange, and carry Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index, maturing in February 2031, at an issue price of $1,000 per security.
The notes pay a contingent coupon at 11.65% per year, but only when the index closes at or above 80% of its initial level on scheduled observation dates; missed coupons can be “remembered” and paid later if the barrier is met. The notes may be auto-called on set dates if the index is at or above the call threshold, returning principal plus applicable coupons.
If held to maturity and not called, investors receive full principal only if the final index level is at or above 85% of the initial level. Below that buffer, principal is reduced 1% for each 1% further decline, with a minimum payment of 15% of principal, so substantial loss is possible. The estimated value on the pricing date is approximately $909.80 per security, reflecting embedded costs, and the notes are unsecured, unlisted obligations subject to Morgan Stanley’s credit risk and limited liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering contingent income auto-callable securities linked to the iShares® Expanded Tech-Software Sector ETF. Each security has a stated principal amount and issue price of $1,000, with an estimated value of about $962.90 on the pricing date.
Investors may receive a contingent coupon at an annual rate of 11.10%, but only when the ETF’s closing level is at or above a coupon barrier set at 70% of the initial level on scheduled observation dates. The notes can be automatically redeemed on specified dates if the ETF is at or above a call threshold equal to 100% of the initial level, paying principal plus the applicable coupon.
If not called early and the final ETF level is at or above a downside threshold of 70% of the initial level, investors receive principal back (plus any final coupon). If the final level is below that threshold, repayment is reduced 1% for every 1% ETF decline, potentially resulting in a total loss of principal. The securities are unsecured, not listed, subject to Morgan Stanley’s credit risk, and carry complex tax and liquidity risks.
Morgan Stanley Finance LLC is issuing $2,350,000 of principal-at-risk Jump Securities, fully and unconditionally guaranteed by Morgan Stanley, linked to the worst performer of the Russell 2000® Index and the S&P 500® Index and maturing on February 14, 2030.
The $1,000-per-security notes pay no interest and may be automatically redeemed starting February 10, 2027 if both indexes are at or above their call threshold levels, for fixed early redemption payments of $1,121, $1,242 or $1,363 depending on the determination date, corresponding to about 12.10% per annum.
If not called, the maturity payment ranges from $1,484 per security if both final index levels are at or above their call thresholds, to full principal repayment if both stay at or above their downside thresholds set at 70% of initial levels, or a loss of 1% of principal for every 1% decline in the worst-performing index below its downside threshold, potentially reducing the payment to zero.
The securities’ estimated value on the pricing date is $980.40 per $1,000 security, reflecting issuance, structuring and hedging costs and an internal funding rate, and they are unsecured, unlisted obligations subject to Morgan Stanley’s credit risk and limited secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing structured Buffered Jump Securities with an auto-call feature linked to the S&P U.S. Equity Momentum 40% VT 4% Decrement Index, in $1,000 denominations and an aggregate principal amount of $2,661,000.
The notes pay no interest and may be automatically redeemed on scheduled determination dates if the index closes at or above the call threshold level of 1,276.53, returning preset cash amounts that correspond to roughly 19.50% per annum. If not called and at maturity the index is at or above the threshold, investors receive $1,975 per $1,000. Principal is buffered against index declines down to 85% of the initial level; below that, investors lose 1% of principal for each 1% further decline, with a minimum maturity payment of 15% of principal.
The securities are unsecured and subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is $913.70 per security, below the $1,000 issue price, reflecting issuing, selling, structuring and hedging costs, as well as Morgan Stanley’s internal funding rate. The notes will not be listed and secondary market liquidity may be limited.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering S&P 500®-linked Dual Directional Buffered Participation Securities due February 14, 2029. Each $1,000 security pays no interest and exposes investors to principal risk based on the index level on a single observation date.
If the index rises, holders receive $1,000 plus 100% of the gain, capped at a maximum payment of $1,443 per security. If the index is flat or down but not below 85% of the initial 6,964.82 level, investors earn up to a 15% positive return through an absolute return feature. If the index closes below the 85% buffer level, principal loss accelerates at 1.1765% for every 1% additional decline, with no minimum repayment.
The aggregate principal amount is $1,107,000, with an issue price of $1,000 per security and estimated value on the pricing date of $984.10. The notes are unsecured, not listed on an exchange, subject to Morgan Stanley’s credit risk and carry complex tax and liquidity considerations.