Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering $1,202,000 of Dual Directional Buffered Jump Securities linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, pays no interest and matures on January 28, 2030.
At maturity, if the index is at or above the initial level of 6,915.61, holders receive $1,281 per security, a fixed 28.10% upside payment. If the index is below the initial level but at or above the 80% buffer level of 5,532.488, investors gain 300% of the index’s absolute decline, effectively capped at a 60% positive return. Below the buffer, principal is reduced 1% for each 1% further decline, with a minimum payment of 20% of principal.
The securities are unsecured, not listed on any exchange and subject to Morgan Stanley’s credit risk. The estimated value on the pricing date is $980.70 per security, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is offering Dual Directional Buffered Jump Securities linked to the S&P 500® Index with an aggregate principal amount of $3,445,000 and a stated principal amount of $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay no interest and mature on January 28, 2031. If the final index level is at or above 6,915.61, investors receive principal plus a fixed upside payment of $364 per security (36.40% of principal). If the index declines but stays at or above 80% of the initial level, investors receive a positive return based on the absolute decline, using a 400% absolute return participation rate, effectively capped at an 80% gain.
If the final level falls below the 80% buffer, investors lose 1% of principal for each 1% additional decline, subject to a minimum payment of 20% of principal. The estimated value on the pricing date is $978.10 per security, below the $1,000 issue price, and all payments are subject to the issuer’s and guarantor’s credit risk with limited or no expected secondary market liquidity.
Morgan Stanley Finance LLC is issuing Enhanced Buffered Jump Securities linked to the S&P 500® Index, guaranteed by Morgan Stanley. Each security has a $1,000 principal amount, with total issuance of $339,000, and matures on January 28, 2032. The securities pay no interest.
At maturity, if the S&P 500 final level is at or above the buffer level of 5,878.269 (85% of the 6,915.61 initial level), investors receive $1,500 per security (a 50% upside payment). If the index closes below the buffer, investors lose 1% of principal for each 1% decline beyond the 15% buffer, with a minimum payment of $150 per security. The estimated value on the pricing date is $967.40 per security, and the notes are unsecured, subject to Morgan Stanley’s credit risk, and not listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering callable “Jump Securities” linked to the S&P 500 Futures Excess Return Index, maturing on February 21, 2031. Each note has a stated principal amount and issue price of $1,000, with no periodic interest and principal at risk.
Starting on March 1, 2027, the issuer may redeem the notes in whole on specified redemption dates if a risk‑neutral valuation model deems early redemption economically rational. The redemption payment steps up over time, targeting a return of approximately 17.50% per year, with scheduled amounts like $1,175 on the first redemption date and up to $1,860.417 near maturity.
If the notes are not redeemed and held to maturity, investors receive $1,000 plus a leveraged upside payment if the index finishes above its initial level, principal only if it ends between the initial level and a downside threshold at 70% of the initial level, and a loss of 1% of principal for each 1% index decline below that threshold, potentially down to zero. The pricing supplement notes an estimated value of approximately $942 per security on the pricing date and highlights significant risks, including issuer credit risk, early redemption risk, limited liquidity, and complex U.S. tax treatment.
Morgan Stanley Finance LLC is offering Enhanced Buffered Jump Securities linked to the S&P 500® Index, maturing on January 27, 2033. Each security has a stated principal amount and issue price of $1,000, with an aggregate principal amount of $1,118,000.
If the index’s final level is at or above the buffer level of 6,224.049 (90% of the 6,915.61 initial level), investors receive $1,651 per security, a fixed 65.10% upside payment. If the final level is below the buffer, principal is reduced 1% for each 1% decline beyond the 10% buffer, subject to a minimum payment of 10% of principal.
The securities pay no interest, are unsecured obligations of MSFL fully and unconditionally guaranteed by Morgan Stanley, and will not be listed on any exchange. The estimated value on the pricing date is $962.90 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $2,304,000 of Dual Directional Buffered Jump Securities linked to the S&P 500 Index, maturing on January 26, 2029. Each note has a $1,000 principal amount and pays no interest.
At maturity, investors receive a fixed $180 upside payment per security if the index finishes at or above its initial level of 6,915.61. If the index declines but stays at or above the 80% buffer level of 5,532.488, holders earn a positive return based on a 325% absolute return participation rate, capped at a 65% gain. Below the buffer, principal loss is one-for-one beyond the 20% buffer, with a minimum payment of 20% of principal. The estimated value on the pricing date is $982.70 per security, reflecting issuing, structuring and hedging costs and Morgan Stanley’s internal funding rate, and the notes are subject to Morgan Stanley’s credit and limited liquidity risk.
Morgan Stanley Finance LLC is issuing principal-at-risk Callable Contingent Income Securities due January 26, 2029, linked to the worst performer of the Nasdaq-100 Technology Sector Index, the Russell 2000 Index and the S&P 500 Index, in an aggregate principal amount of $309,000.
The notes offer a contingent coupon at an annual rate of 10.50%, paid only when each index stays at or above its coupon barrier, set at 70% of its initial level. If any index finishes below its 70% downside threshold at maturity and the notes are not earlier redeemed, investors lose 1% of principal for each 1% decline in the worst index, potentially losing their entire investment.
The securities can be called in whole on scheduled redemption dates if a risk neutral valuation model indicates early redemption is economically rational for the issuer. They are unsecured obligations of Morgan Stanley Finance LLC, fully and unconditionally guaranteed by Morgan Stanley, with an estimated value on the pricing date of $983.00 per $1,000 note, reflecting issuance and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is offering callable buffered jump securities linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes pay no interest and can be redeemed early at the issuer’s option.
If not called, investors receive their principal plus an upside payment when the final index level is above the initial level, with a 200% participation rate. A 15% buffer protects against moderate declines, but losses beyond this apply 1% loss for each 1% drop, with a minimum payment of 15% of principal.
The first possible redemption date is March 2, 2027, with scheduled redemption payments targeting a return of approximately 18.25% per year if called. The estimated value on the pricing date is approximately $941.50 per $1,000 security, reflecting structuring and hedging costs and an internal funding rate advantageous to the issuer.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities due February 3, 2028, fully and unconditionally guaranteed by Morgan Stanley. These are unsecured, principal-at-risk structured notes linked to the worst performing of three State Street sector ETFs: Financial (XLF), Energy (XLE) and Industrial (XLI).
Investors may receive a contingent quarterly coupon at an annual rate of 10.88% (about $27.20 per $1,000 security) only if on each observation date the price of every ETF is at or above 75% of its initial share price (the downside threshold level. If any ETF is below its threshold, no coupon is paid for that quarter.
The notes can be automatically redeemed quarterly, starting April 30, 2026, if each ETF is at or above 100% of its initial price, in which case investors receive the $1,000 stated principal plus the applicable coupon and no further payments. If the notes are not redeemed early and, at maturity, each ETF is at or above its downside threshold, investors receive $1,000 plus the final coupon.
If at maturity any ETF is below its downside threshold, repayment is reduced based on the worst performing ETF on a 1-to-1 basis, so the maturity payment can be less than 75% of principal and may be zero, meaning a total loss of investment. Investors do not participate in any price appreciation of the ETFs.
The original issue price is $1,000 per security, including selling, structuring and hedging costs. The estimated value on the pricing date is approximately $973.30 per security, reflecting internal pricing models and an internal funding rate that is likely lower than Morgan Stanley’s secondary market credit spreads. The securities are subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering callable buffered jump securities linked to the S&P 500 Futures Excess Return Index, maturing in February 2031. Each security has a stated principal amount and issue price of $1,000, with principal at risk and no periodic interest.
Starting in February 2027, the issuer may redeem the notes on scheduled redemption dates for fixed cash amounts implying roughly 18.25% per annum, after which no further payments are made. If held to maturity and not called, investors receive 200% of any index gain, principal back if the index ends above a 15% buffer level, or a loss of 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment equal to 15% of principal.
The estimated value on the pricing date is approximately $943 per $1,000 security, reflecting issuance, structuring and hedging costs and the issuer’s internal funding rate. The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and may have limited or no secondary market liquidity.