Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering two-year Trigger Jump Securities linked to the common stock of NVIDIA Corporation, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount, pays no interest and does not guarantee return of principal, so your investment is fully at risk.
At maturity, if NVIDIA’s final share price is greater than or equal to its initial share price, you receive $1,000 plus a fixed upside payment of $597.50 per security, a 59.75% return. If the stock has declined by no more than 10% (final price at or above 90% of the initial price), you receive only the $1,000 principal. If the final price falls below 90% of the initial level, your payoff is $1,000 multiplied by the share performance factor, exposing you 1:1 to the full decline and potentially reducing the payment to zero.
The securities are unsecured obligations subject to Morgan Stanley’s credit risk and are not listed on any exchange, so secondary market liquidity may be limited. The issue price is $1,000 per security, but the estimated value on the pricing date is approximately $961.60, reflecting embedded issuing, selling, structuring and hedging costs and the use of an internal funding rate.
Morgan Stanley Finance LLC is offering $826,000 of Jump Securities with an auto-call feature linked to the worst performer of the S&P 500 Index and Nasdaq-100 Index, fully guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and issue price, with an estimated value of $978.40 on the pricing date, reflecting issuance, structuring and hedging costs borne by investors.
The notes may be automatically redeemed on August 3, 2028 for $1,290 per security if both indices are at or above their call thresholds on the first determination date. If not called, maturity payments in December 2030 range from enhanced upside participation at a 200% rate when both indices finish above their initial levels, to full principal return if both stay above 70% of initial, down to a loss of 1% of principal for each 1% decline in the worst-performing index below its downside threshold, up to total loss of principal. The securities pay no interest, are unsecured, not listed, and all payments depend on Morgan Stanley’s credit.
Morgan Stanley Finance LLC is issuing contingent income auto-callable securities due January 27, 2031, linked to the worst performer of the Nasdaq-100 Index, Russell 2000 Index and S&P 500 Index. The notes have a stated principal amount of $1,000 per security and an aggregate principal amount of $1,282,000, with an issue price of $1,000 and an estimated value on the pricing date of $963.90.
Holders can receive an annual contingent coupon of 8.44%, paid only if on each observation date all three indices are at or above their coupon barrier levels, set at 80% of their initial levels. The notes may be automatically redeemed starting January 22, 2027 if, on a redemption determination date, each index is at or above its call threshold level, equal to 100% of its initial level.
If the notes are not called and on the final observation date each index is at or above its downside threshold (60% of its initial level), investors receive full principal back (plus any final contingent coupon if payable. If any index finishes below its downside threshold, the maturity payment is reduced one-for-one with the decline of the worst-performing index and can fall to zero. All payments are unsecured and subject to the credit risk of Morgan Stanley Finance LLC and Morgan Stanley.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering callable contingent income securities due August 15, 2028 linked to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index. Each security has a $1,000 stated principal amount and pays a contingent coupon at 8.55% per annum only when all three indexes close at or above their respective coupon barrier levels on the observation dates.
Beginning August 13, 2026, the notes are callable in whole on specified redemption dates if a risk neutral valuation model shows it is economically rational for the issuer to redeem, in which case investors receive $1,000 plus any due coupon and no further payments. At maturity, if not previously redeemed and each index is at or above its downside threshold (70% of its initial level), investors receive $1,000 plus any final coupon; if any index is below its downside threshold, repayment is reduced 1% for each 1% decline in the worst index and can fall to zero. The estimated value on the pricing date is approximately $956.70 per $1,000, reflecting issuance, selling, structuring and hedging costs, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering variable income auto-callable notes due February 4, 2031 linked to the worst performing of Microsoft, Apple, Alphabet Class C and Oracle common stocks. Each note has a stated principal amount of $1,000.
The notes pay a variable monthly coupon: a higher annual rate of 8.00% if all underliers are at or above their coupon barriers on the observation date, or a lower annual rate of 0.25% if any underlier is below its barrier. From February 2027, the notes are automatically redeemed if all underliers are at or above their call thresholds, returning principal plus the higher coupon for that period. If not called, investors receive principal at maturity plus the final period coupon. The structure is based on the worst-performing stock, provides no upside participation in the equities, and carries full issuer and guarantor credit risk; the estimated value on the pricing date is approximately $947.70 per note.
Morgan Stanley Finance LLC is offering $2,340,000 of Contingent Income Memory Securities tied to the worst performer of the Dow Jones Industrial Average, Nasdaq-100 Technology Sector Index and Russell 2000 Index, maturing on January 25, 2030. Each $1,000 note can pay an annualized 8.50% contingent coupon, but only if on an observation date all three indices close at or above their coupon barrier levels, set at 80% of their initial levels.
At maturity, investors receive full principal only if every index is at or above its downside threshold (70% of its initial level). If any index finishes below its threshold, the payoff is reduced one-for-one with the decline of the worst-performing index, and can fall to zero. The notes do not participate in any index upside and may pay few or no coupons. They are unsecured obligations of MSFL, fully and unconditionally guaranteed by Morgan Stanley, carry an estimated value of $977.90 per $1,000 at pricing, and will not be listed on an exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing S&P 500®-linked Buffered Participation Securities maturing on July 27, 2027, in an aggregate principal amount of $1,337,000 at $1,000 per security. The notes pay no interest and return principal plus 100% of any index gain at maturity, capped at a maximum payment of $1,170 per security. If the index is flat or down but not below the 85% buffer level, investors receive only their principal. Below the buffer, principal is reduced 1% for each 1% decline beyond the 15% buffer, subject to a minimum payment of 15% of principal. The securities are unsecured, subject to Morgan Stanley’s credit risk, and are not exchange‑listed; the estimated value on the pricing date is $990.10 per security.
Morgan Stanley Finance LLC is offering principal-at-risk Callable Contingent Income Securities due February 3, 2028, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and is linked to the worst performer of the Nasdaq-100 Index, Russell 2000 Index and State Street Utilities Select Sector SPDR ETF.
Investors can receive a contingent coupon at 11.50% per annum, paid only if on each observation date the closing level of every underlier is at or above its coupon barrier level. If any underlier is below its coupon barrier on a given observation date, no coupon is paid for that period.
Starting August 4, 2026, the notes are callable in whole on specified redemption dates if a risk-neutral valuation model shows early redemption is economically rational for the issuer. If the notes are not redeemed and on the final observation date each underlier is at or above its downside threshold, investors receive full principal (plus any final coupon). If any underlier is below its downside threshold, repayment is reduced in proportion to the worst underlier’s decline, and the amount repaid can fall to zero. The estimated value on the pricing date is expected to be about $981.20 per security, below the $1,000 issue price, and the notes are unsecured, subject to Morgan Stanley’s credit risk and will not be listed on an exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $2,079,000 of Buffered PLUS notes linked to the State Street® Energy Select Sector SPDR® ETF, maturing January 27, 2028. Each security has a $1,000 principal amount, pays no interest and is a principal-at-risk structured note.
At maturity, if the ETF’s final level is above $48.91, holders receive $1,000 plus 125% of the gain, capped at a maximum payment of $1,437.50 per security. If the final level is between 85% and 100% of the initial level, investors simply receive $1,000. Below the 85% buffer, principal is reduced 1% for each 1% further decline, but not below 15% of principal.
The notes are unsecured obligations subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and may have limited liquidity. The issue price is $1,000 per note, including a $17.50 sales commission, while the estimated value on the pricing date is $980.30, reflecting structuring and hedging costs and an internal funding rate.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $2,000,000 of S&P 500®-linked Buffered Jump Securities maturing on January 27, 2028, at $1,000 per security. The notes may be automatically called on February 2, 2027 for $1,090 per security if the S&P 500® closes at or above 6,913.35 on January 28, 2027. If held to maturity and the index is above 6,913.35, investors receive principal plus 125% of the index gain; if it is between 90% and 100% of that level, they receive only principal. Below 90% of the initial level, principal is reduced 1% for each 1% additional decline, but not below 10% of principal. The securities pay no interest, are not listed, carry full principal risk and had an estimated value of $978.60 per $1,000 at pricing.