Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing principal-at-risk structured notes tied to the worst performer of the Nasdaq-100 Index, Russell 2000 Index and VanEck Semiconductor ETF. Each $1,000 security offers a 9.80% per annum contingent coupon, paid only when all three underliers close at or above 70% of their initial levels on the observation date. The notes are auto-callable quarterly starting July 22, 2026 if all underliers are at or above 100% of their initial levels, returning principal plus the applicable coupon. If not called, and at maturity any underlier is below 70% of its initial level, repayment is reduced 1% for each 1% decline of the worst underlier, potentially resulting in a total loss of principal. The issue price is $1,000 with an estimated value of $940.20, including $38 in selling commissions, and the notes are unsecured, unlisted and subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $500,000 of principal-at-risk Jump Securities with an auto-callable feature linked to the worst performer of the iShares U.S. Real Estate ETF, State Street Utilities Select Sector SPDR ETF and the EURO STOXX 50 Index. Each security has a $1,000 stated principal amount and an estimated value on the pricing date of $925.50.
The notes may be redeemed early on scheduled determination dates if each underlier is at or above its call threshold level (95% of its initial level), paying fixed step-up amounts that correspond to roughly a 10.15% per annum return. If held to maturity without early redemption and each underlier is at or above its call threshold, investors receive $1,507.50 per security; if any underlier finishes below its downside threshold (70% of initial), repayment is reduced one-for-one with the decline of the worst underlier, and the payoff can fall to zero.
The securities do not pay periodic interest, offer no participation in any underlier upside, are unsecured and unsubordinated, and all payments depend on Morgan Stanley’s creditworthiness and secondary market conditions, with no exchange listing and potentially limited liquidity.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $500,000 of principal-at-risk “Jump” Securities with auto-callable features, issued in $1,000 denominations and maturing on January 27, 2031. The notes are linked to the worst performing of the State Street Technology Select Sector SPDR ETF (XLK), iShares MSCI EAFE ETF (EFA) and the EURO STOXX 50 Index (SX5E).
The notes can be automatically redeemed on scheduled determination dates starting January 29, 2027 if all three underliers are at or above their call thresholds (100% of initial levels), paying an increasing early redemption amount that targets about 11.10% per year. If held to maturity and all underliers are at or above their call thresholds, investors receive $1,555 per $1,000 note; if any underlier is below its call threshold but all are at or above 70% of initial (downside thresholds), only the $1,000 principal is returned.
If at maturity any underlier finishes below its downside threshold, the payoff is reduced in full proportion to the decline of the worst performer, and the return can fall to zero. The notes are unsecured obligations subject to Morgan Stanley’s credit risk, are not listed on an exchange, carry an estimated initial value of $939.30 per $1,000, and include a $36.25 per-note sales commission.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $280,000 of structured “Buffered Jump Securities” due January 25, 2029, at $1,000 per note. The notes are linked to the worst performer of the S&P 500 Index, State Street Health Care Select Sector SPDR ETF and State Street Utilities Select Sector SPDR ETF.
The notes can be automatically redeemed on scheduled determination dates starting January 2027 if all three underliers are at or above their call thresholds (100% of initial levels), paying fixed early redemption amounts that target about 13.5% per year.
If not called, and on the final date all underliers are at or above their call thresholds, investors receive $1,405 per note. If any underlier finishes below its threshold but all stay above a 15% buffer, investors just receive principal back. If any underlier falls more than 15%, principal is reduced 1% for each 1% additional decline, with a minimum maturity payment of 15% of principal. The notes pay no interest, are not listed, and carry credit risk of Morgan Stanley. The estimated value on the pricing date is $977.60 per note.
Morgan Stanley Finance LLC is offering $4,229,000 of principal-at-risk structured notes that pay a 10.00% per annum contingent coupon, fully and unconditionally guaranteed by Morgan Stanley. Payments depend on the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index; coupons are paid only when the index is at or above the coupon barrier level of 902.111 (70% of the 1,288.73 initial level).
The notes are automatically callable starting in January 2027 if the index is at or above the call threshold of 1,262.955 (about 98% of the initial level), returning principal plus any due coupons. If held to January 27, 2031 and the final index level is at or above the buffer level of 1,095.421 (85% of initial), investors receive full principal back; below that, losses match the index decline beyond the 15% buffer, with a minimum payment of 15% of principal. The issue price is $1,000 per note, with an estimated value of $907.90 and a $42.50 per-note sales commission, and the notes are not listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $3,860,000 of Enhanced Buffered Jump Securities due February 25, 2027, linked to the worst performer among the S&P 500 Futures Excess Return Index, the State Street Utilities Select Sector SPDR ETF and the Russell 2000 Index.
The notes pay no interest. At maturity, investors receive the $1,000 principal plus a fixed digital payment of $120 per security if the final level of each underlier is at or above its digital threshold (75% of its initial level). If each underlier is at or above its 90% buffer level, principal is repaid; if any underlier finishes below its buffer, principal is reduced 1% for each 1% decline of the worst underlier beyond the 10% buffer, subject to a minimum payment of 10% of principal.
The securities are unsecured obligations of MSFL, subject to Morgan Stanley’s guarantee, and expose investors to issuer credit risk, market volatility in equity indices, lack of liquidity as the notes are not exchange-listed, and complex U.S. tax treatment. The estimated value on the pricing date is $989.90 per $1,000 security, reflecting issuance, structuring and hedging costs.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing principal-at-risk Enhanced Buffered Jump Securities with a stated principal of $1,000 per security and an aggregate principal amount of $1,748,000. The notes pay no interest and mature on February 25, 2027, with payoff based on the worst performer among the S&P 500 Futures Excess Return Index, the State Street Utilities Select Sector SPDR ETF and the Russell 2000 Index.
Investors can receive a fixed digital payment of $117 per security (11.70%) at maturity if each underlier finishes at or above 75% of its initial level. Principal is protected only by a 10% buffer; beyond that, losses match the decline of the worst underlier, subject to a minimum payment of 10% of principal. The estimated value on the pricing date is $987.50 per security, reflecting issuance, structuring and hedging costs, and the notes are not listed and carry Morgan Stanley credit and market risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $1,211,000 of dual directional buffered participation securities linked to the worst performer among the Dow Jones Industrial Average, EURO STOXX 50® and S&P 500® Index, maturing on January 27, 2028. Each note has a stated principal of $1,000, pays no interest and is sold at $1,000 with estimated value on the pricing date of $982.20, reflecting issuance, structuring and hedging costs borne by investors.
At maturity, if all three indices finish above their initial levels, investors receive principal plus 100% of the worst index’s gain. If the worst index is down but not below its 75% buffer level, investors earn a positive return equal to its absolute decline, up to a 25% maximum gain. If any index closes below its 75% buffer, principal is reduced 1% for each 1% decline of the worst index beyond the 25% buffer, subject to a minimum payment of 25% of principal.
The notes are unsecured, subject to Morgan Stanley’s credit risk, will not be listed on any exchange and may have limited or no secondary market liquidity. The issuer highlights that its internal funding rate and embedded costs lower the economic terms relative to ordinary debt, and that investors face complex tax treatment and potential adverse U.S. federal income tax outcomes.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering principal-at-risk structured notes linked to the S&P 500® Index, maturing on July 27, 2027. Each security has a stated principal amount and issue price of $1,000, with an aggregate principal amount of $535,000, and pays no interest.
At maturity, if the index is above the initial level of 6,913.35, investors receive principal plus 100% of the index gain, capped at a maximum payment of $1,150 per security (115% of principal). If the index is down but not below the 15% buffer level of 5,876.348, investors earn a positive return equal to 50% of the index’s percentage decline, up to about 7.5%.
If the index falls more than 15%, principal is reduced 1% for every 1% drop beyond the buffer, with a minimum payment of 15% of principal. The estimated value on the pricing date is $988.60 per security, below the issue price, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. The notes carry Morgan Stanley credit risk, will not be listed on an exchange, may have limited liquidity and involve uncertain U.S. tax treatment.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing principal-at-risk “Jump Securities” with an auto-call feature linked to Alphabet class A and Amazon.com stock. Each security has a $1,000 stated principal amount and the total offering is $795,000, with an issue price of $1,000 and an estimated value on the pricing date of $993.50 per security.
The notes can be automatically redeemed starting January 29, 2027 if both stocks are at or above 90% of their initial levels, paying early redemption amounts of $1,222 or $1,444 depending on the call date. If held to January 25, 2029 and both stocks are at or above their 90% call thresholds, investors receive $1,666 per security; if both stay above 60% downside thresholds but miss the call levels, only the $1,000 principal is returned.
If either stock finishes below its 60% downside threshold, repayment is reduced 1% for each 1% decline in the worst performing stock, potentially to zero. The securities pay no interest, offer no upside participation beyond fixed payouts, are unsecured, will not be listed, and all payments depend on Morgan Stanley’s credit.