Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC is offering $800,000 of Callable Contingent Income Buffered Securities due October 19, 2028, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes pay a 7.00% annual contingent coupon only if, on each observation date, the Utilities Select Sector SPDR Fund (XLU), the S&P 500 Index (SPX), and the EURO STOXX 50 Index (SX5E) are each at or above their coupon barrier levels (approximately 75% of initial).
The notes are callable in whole on scheduled redemption dates beginning January 22, 2026, if a risk neutral valuation model indicates calling is economically rational for the issuer. If not redeemed and at maturity each underlier is at or above its 30% buffer (70% of initial), investors receive principal (plus the final coupon if payable). If any underlier finishes below its buffer, repayment is reduced 1% for every 1% decline of the worst performer beyond the buffer, with a minimum payment at maturity of 30% of principal.
Issue price is $1,000 per security; estimated value on pricing date is $983.50. Per security economics: price to public $1,000; agent’s commissions and fees $6.50; proceeds to the issuer $993.50 (total proceeds $794,800). All payments are subject to Morgan Stanley’s credit risk; the securities will not be listed.
Morgan Stanley Finance LLC priced Contingent Income Memory Auto‑Callable Securities due April 21, 2027 linked to SoFi Technologies, Inc. common stock, fully and unconditionally guaranteed by Morgan Stanley. The notes total an aggregate principal amount of $9,456,000 at $1,000 per security, with agent commissions of $15 per security and proceeds to the issuer of $985 per security.
The securities pay a contingent coupon at 23.10% per annum only if the underlier’s closing level is at or above the coupon barrier of $13.30 (50% of the initial level $26.60) on observation dates. They are auto‑callable if the underlier is at or above the call threshold of $26.60 on redemption determination dates, returning principal plus the due coupon and any unpaid coupons. If not redeemed and the final level is below the downside threshold of $13.30, repayment of principal is reduced 1% for each 1% decline, potentially to zero.
The estimated value on the pricing date is $961.80 per security. The notes are unsecured, subject to the issuer’s and guarantor’s credit risk, and will not be listed on any exchange.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley (MS), is offering Callable Contingent Income Securities linked to the worst performer of the MSCI EAFE, Russell 2000 and S&P 500, maturing on November 1, 2029.
The notes pay a contingent quarterly coupon at an annual rate of 8.05% (about $20.125 per $1,000) only if each index closes at or above 70% of its initial value on the observation date. They are callable quarterly beginning February 3, 2026 if a risk‑neutral valuation model indicates early redemption is economically rational for the issuer. At maturity, if not redeemed and each index is at or above 60% of its initial value, holders receive principal (and the final coupon if the 70% condition is also met); otherwise, repayment is reduced 1‑for‑1 with the worst index and can be zero.
Issue price is $1,000 per note; estimated value on the pricing date is approximately $972.40. Selling-related costs include a $16 sales commission and a $4 structuring fee per note, for proceeds to the issuer of $980 per note. The securities are unsecured, subject to MS credit risk, and will not be listed.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, priced Jump Securities with an auto-call feature due October 19, 2029, tied to a 5‑stock basket. The notes were issued at $1,000 per security for an aggregate principal amount of $967,000, with estimated value on pricing date of $922.20 per security. Agent commissions are $32.50 per security, for total proceeds to the issuer of $935,572.50. The securities are unsecured and subject to Morgan Stanley’s credit risk and will not be listed.
The basket weights: ALAB 20%, HOOD 20%, MRVL 20%, NET 20%, SHOP 20%. The call threshold equals 100% of the initial level; the downside threshold equals 50%. Automatic early redemption may occur on determination dates if the underlier is at or above the call threshold, paying $1,175 (2026), $1,350 (2027), or $1,525 (2028) per security. If held to maturity and the final level is at or above the call threshold, the payment is $1,700 per security; if below the call threshold but at or above the downside threshold, repayment is the stated principal amount; otherwise, repayment declines 1% per 1% drop in the underlier.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Contingent Income Auto-Callable Securities linked to the S&P 500 Futures 40% Intraday 4% Decrement VT Index. The notes carry principal risk and do not provide regular interest.
The notes pay a contingent coupon at an annual rate of 12.00% only if the underlier closes at or above the 60% coupon barrier (1,786.92) on each observation date. They auto-call at par plus the coupon if the underlier is at or above the 100% call threshold (2,978.20) on a redemption determination date, first eligible on April 16, 2026. If not called, at maturity on October 21, 2030, investors receive par if the final level is at or above the 60% downside threshold; otherwise, the payoff declines 1% for each 1% drop in the underlier.
Issue price is $1,000 per security within a $400,000 aggregate. Estimated value on pricing date is $902.10 per security. Agent commissions are $42.50 per security; proceeds to the issuer are $957.50 per security ($383,000 total). The notes are unsecured, not listed, and all payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced $11,701,000 of Dual Directional Trigger Participation Securities linked to the S&P 500 Index, due October 21, 2030, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk notes pay no interest and are not listed.
At maturity, investors receive unleveraged upside if the index rises, capped at a maximum payment of $1,434.50 per $1,000 note (143.45%). If the index falls but stays above the 60% trigger (3,977.442 from an initial value of 6,629.07), repayment equals principal plus the absolute decline (up to +40%). Below the trigger, repayment falls in line with the full decline, with no minimum.
Economics: price to public $1,000; agent commission $30 and structuring fee $5 per note; issuer proceeds $965 per note, or $11,291,465 total. The estimated value on the pricing date is $954.10 per note. The securities are unsecured obligations of MSFL and subject to Morgan Stanley’s guarantee.
Morgan Stanley Finance LLC priced Enhanced Trigger Jump Securities linked to the worst performing of the S&P 500, Nasdaq-100 Technology Sector, and Russell 2000. The notes pay no interest, are fully and unconditionally guaranteed by Morgan Stanley, and mature on April 20, 2028.
Each $1,000 note returns principal plus a fixed $225 upside payment (22.50%) if the final level of each index is at or above its downside threshold (70% of its initial level) on the April 17, 2028 observation date. If any index finishes below its threshold, the payoff is reduced 1% for every 1% decline of the worst index, which can result in a loss of the entire investment.
Final terms include an aggregate principal amount of $350,000, issue price of $1,000 per note, and an estimated value of $952.70 on the pricing date. Agent commissions are $24.50 per note. The notes will not be listed and all payments are subject to the credit risk of MSFL and Morgan Stanley.
Morgan Stanley Finance LLC priced Jump Securities with an auto-callable feature linked to the worst performer of the EURO STOXX 50, S&P 500, and Dow Jones Industrial Average. The offering totals $6,594,000 in aggregate principal at an issue price of $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley. Per security, agent commissions are $36.25, proceeds to the issuer are $963.75, and the estimated value on the pricing date is $945.50.
The notes may be automatically redeemed on quarterly determination dates starting October 23, 2026 if each index closes at or above its call threshold (set at 100% of its initial level), paying fixed amounts that map to approximately 10.00% per annum (e.g., $1,100 on the first date, stepping to $1,475). If not redeemed, maturity on October 21, 2030 pays $1,500 per security if all final index levels are at or above their call thresholds; pays only principal if all are at or above their downside thresholds (70% of initial); otherwise, investors lose 1% of principal for each 1% decline of the worst performer. The securities pay no interest, are subject to issuer credit risk, and are not listed.
Morgan Stanley Finance LLC priced Trigger PLUS, principal-at-risk structured notes linked to the S&P 500 Futures Excess Return Index, in an aggregate principal amount of $2,001,000. The notes pay no interest and are fully and unconditionally guaranteed by Morgan Stanley.
At maturity on October 21, 2030, investors receive $1,000 per note plus a leveraged upside if the final index level exceeds the initial; the leverage factor is 210%. If the final level is at or below the initial but at or above the downside threshold, repayment is the stated principal only. If below the downside threshold, repayment falls 1% for every 1% decline, with no minimum payment.
Key terms: initial level 543.95 (as of October 16, 2025); downside threshold 380.765 (70% of initial). Issue price is $1,000 per note; estimated value on pricing date is $980 per note. Per-note fees show agent’s amounts of $7.50 and proceeds to issuer of $992.50 (total proceeds $1,985,992.50). The notes will not be listed and are subject to the issuers’ credit risk.
Morgan Stanley Finance LLC priced a $420,000 offering of Trigger Jump Securities due October 21, 2031, fully and unconditionally guaranteed by Morgan Stanley. These principal-at-risk, no‑coupon notes are linked to the worst performing of the S&P 500 Futures Excess Return Index and the Nasdaq-100 Futures Excess Return Index.
Each $1,000 security pays at maturity: if both final index levels are at or above their initial levels, principal plus the greater of the worst‑of percent gain or a fixed $902.50 upside payment. If either index is below its initial level but both are at or above the downside threshold (70% of initial), repayment is principal only. If either falls below its threshold, repayment declines 1% for each 1% drop in the worst performer, with no minimum.
Final terms include an issue price of $1,000 per security, estimated value of $964.10 on the pricing date, total proceeds to the issuer of $418,950, and no exchange listing. Credit risk of Morgan Stanley and MSFL applies.