Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced $3,266,000 of Callable Contingent Income Securities due October 19, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a 12.00% per annum contingent coupon only if on each observation date the S&P 500, Nasdaq-100 Technology Sector, and Russell 2000 are all at or above their coupon barrier levels set at 70% of initial. The securities may be called in whole, starting January 22, 2026, if a risk neutral valuation model indicates redemption is economically rational for the issuer.
At maturity, if not redeemed and each index is at or above its 70% downside threshold, investors receive principal plus any final coupon; otherwise, repayment is reduced 1% for every 1% decline of the worst-performing index, which could result in a loss up to all principal. The issue price is $1,000 per security, with an estimated value on the pricing date of $981.40. Proceeds to the issuer are $997 per security (total $3,256,202); the notes are offered in fee-based accounts, will not be listed, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a primary offering of Trigger PLUS, principal-at-risk notes linked to the S&P 500 Futures Excess Return Index. The deal totals $500,000 at $1,000 per security, offering 207% leveraged upside if the final index level exceeds the initial level of 543.95. If the final level is at or below the initial but above the downside threshold, holders receive par; below the threshold, losses match the index decline.
The downside threshold is 271.975 (50% of the initial level). The notes pay no interest, are unlisted, and are fully and unconditionally guaranteed by Morgan Stanley, with all payments subject to issuer and guarantor credit risk. Key dates include an observation date of October 16, 2031 and maturity on October 21, 2031. The estimated value on pricing was $986 per security; per the fee table, proceeds to the issuer were $495,000 after $5,000 in agent fees.
Morgan Stanley Finance LLC priced a $500,000 offering of Contingent Income Memory Auto‑Callable Securities due October 15, 2029, linked to the worst performer of the Russell 2000 Index, Technology Select Sector SPDR Fund (XLK) and Energy Select Sector SPDR Fund (XLE). The notes pay a contingent coupon at 9.85% per annum only if each underlier closes at or above its coupon barrier (75% of initial) on an observation date, with unpaid coupons payable later if the condition is met.
The securities auto‑call if each underlier is at or above its call threshold (100% of initial) on a redemption determination date, starting October 19, 2026. If held to maturity and any underlier is below its downside threshold (60% of initial), the principal repayment is reduced 1% for each 1% decline of the worst performer, potentially to zero. Issue price is $1,000 per security; estimated value on pricing date is $968.70. Proceeds to the issuer are $997.50 per security (total $498,750) with $2.50 in fees per security. The notes are unsecured, guaranteed by Morgan Stanley, and will not be listed.
Morgan Stanley Finance LLC priced a $1,544,000 aggregate principal offering of Fixed Income Auto-Callable Securities due October 19, 2028, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a fixed coupon at an annual rate of 10.60% and are linked to the worst performing of the VanEck Junior Gold Miners ETF (GDXJ), SPDR Gold Trust (GLD) and Global X Uranium ETF (URA). Principal is at risk.
The securities auto-call if, on any monthly redemption determination date beginning April 15, 2026, each underlier closes at or above its call threshold (100% of initial levels: GDXJ $111.70; GLD $396.45; URA $55.74). If not called, at maturity investors receive par only if each final level is at or above its downside threshold (70% of initial: GDXJ $78.19; GLD $277.515; URA $39.018); otherwise, repayment is reduced 1% for every 1% decline of the worst underlier, and could be zero. Monthly coupons continue until call or maturity.
The issue price is $1,000 per security; selling concessions are $37.50 per security. Total proceeds to the issuer are $1,486,100, and the estimated value on the pricing date is $936.50 per security. The notes are unsecured and not listed; all payments are subject to the credit risk of MSFL and Morgan Stanley.
Morgan Stanley Finance LLC priced Enhanced Buffered Jump Securities linked to the S&P 500 Index, issuing $2,500,000 in aggregate principal amount at $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley. The notes pay no interest, are not principal-protected, and mature on October 29, 2026 (observation date: October 26, 2026).
At maturity, if the S&P 500 final level is at or above the buffer level (90% of the initial level 6,654.72 → 5,989.248), investors receive principal plus a fixed $80 upside payment (8%). If the final level is below the buffer level, principal is reduced by 1.1111% for each 1% decline beyond the 10% buffer, with no minimum payment. The estimated value on the pricing date is $984.80 per security. Agent’s fees are up to $10 per $1,000, with proceeds to the issuer of $2,475,000. The securities will not be listed and are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced a Rule 424(b)(2) offering of Callable Contingent Income Securities linked to the worst of the S&P 500, Nasdaq-100 Technology Sector Index, and Russell 2000, with an aggregate principal amount of $4,553,000, due October 19, 2028 and fully guaranteed by Morgan Stanley.
The notes pay a 13.00% annual contingent coupon only if each index closes at or above its coupon barrier (80% of its initial level) on the observation date. Principal is at risk: if any final index level is below its downside threshold (70% of initial), repayment is reduced 1% per 1% decline in the worst performer, potentially to zero. The notes are callable in whole on scheduled redemption dates only if a risk‑neutral valuation model indicates calling is economically rational.
Issue price is $1,000 per security; estimated value on the pricing date is $971.60. Agent’s fees are $8 per security (total $36,424), with proceeds to the issuer of $4,516,576. Initial levels: SPX 6,629.07; NDXT 12,674.24; RTY 2,467.015. The securities are unsecured, subject to Morgan Stanley’s credit risk, and will not be listed.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley (MS), filed a preliminary 424(b)(2) pricing supplement for Leveraged Buffered MSCI EAFE Index‑Linked Notes. The notes pay no interest and return depends on MSCI EAFE performance from trade date to the determination date, expected to be between 18 and 21 months after the trade date.
The structure offers 160% upside participation, subject to a cap, with a 12.50% downside buffer. The Maximum Settlement Amount is expected to be between $1,166.56 and $1,195.84 per $1,000 face amount. Below the buffer, losses accelerate per the disclosed buffer rate; principal is at risk.
The price to public is $1,000 per note, with $0 agent commissions; proceeds to the issuer are $1,000 per note. The estimated value on the trade date is approximately $989.40 per note (within $15.00). The notes will not be listed; secondary trading may be limited. All payments are subject to the issuer and guarantor’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley (MS), announced a preliminary 424(b)(2) pricing supplement for Capped Leveraged Buffered Basket‑Linked Notes. These unsecured, principal-at-risk notes pay no interest and return depends on a weighted basket: EURO STOXX 50 (38%), TOPIX (26%), FTSE 100 (17%), Swiss Market Index (11%) and S&P/ASX 200 (8%).
The notes offer 220% upside participation, a 12.5% downside buffer, and a maximum settlement expected between $1,163.46 and $1,192.28 per $1,000 face amount. The estimated value on the trade date is approximately $996.70 per note. The determination date is expected in 17–20 months, with maturity two business days later. If the basket falls more than 12.5%, repayment is reduced by the decline beyond the buffer multiplied by approximately 1.1429.
MS&Co. will sell to an unaffiliated dealer at 100% of face value; notes won’t be listed, and market making may be limited. All payments are subject to the issuer’s and guarantor’s credit risk.
Morgan Stanley Finance LLC priced $455,000 of Contingent Income Memory Auto-Callable Securities due October 19, 2028, linked to the worst performing of Oracle (ORCL) and Palantir (PLTR), and fully guaranteed by Morgan Stanley. These principal-at-risk notes pay a 20.00% annual contingent coupon only when each stock closes at or above its coupon barrier on the observation date.
Initial levels were ORCL $313.00 and PLTR $178.12. Coupon barrier and downside threshold levels are 60% of initial (ORCL $187.80; PLTR $106.872). The notes may auto-redeem if each stock is at or above 90% of initial (call thresholds: ORCL $281.70; PLTR $160.308) on a redemption determination date, starting April 16, 2026. If not called and each final level is at or above its downside threshold, investors receive principal plus any due coupons; otherwise, repayment is reduced 1% for every 1% decline of the worst underlier, and may be zero.
Issue price is $1,000 per security, with $27.50 in selling commissions and estimated value of $948.10 per security. Total proceeds to the issuer were $442,487.50. The securities are unsecured, not listed, and all payments are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a Rule 424(b)(2) offering of Contingent Income Memory Auto-Callable Securities due October 19, 2028, linked to the worst of AAPL, GOOGL and MSFT. The deal totals $1,203,000 in aggregate principal, at $1,000 per security, fully and unconditionally guaranteed by Morgan Stanley.
The notes pay a 9.85% annual contingent coupon only if each stock closes on/above its coupon barrier on an observation date. Coupon barriers are 65% of initial levels: AAPL $160.843, GOOGL $163.449, MSFT $332.547. The notes auto-call if each underlier is at/above 95% of its initial level (AAPL $235.078, GOOGL $238.887, MSFT $486.030) on specified redemption determination dates starting April 16, 2026.
If not called, at maturity investors receive principal only if each final level is at/above its downside threshold (same as the 65% barriers). Otherwise, repayment falls 1% for each 1% decline of the worst performer, potentially to zero. The estimated value is $950.10 per security; per-security proceeds to the issuer are $972.50 (total $1,169,917.50), with $27.50 in selling commissions. All payments are subject to Morgan Stanley’s credit risk; the notes are not listed.