Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC offers structured, principal‑at‑risk auto‑callable securities linked to the worst performing of KRE, GDX and TLT with a stated principal amount of $1,000 per security.
The securities have a strike date of March 27, 2026, pricing date March 27, 2026, an observation date March 30, 2027 and maturity on April 2, 2027. Automatic early redemption can occur beginning with the first determination date of June 29, 2026, producing tiered early redemption payments up to provided schedule amounts (e.g., $1,051.25 on Determination #1). The estimated value on the pricing date is approximately $957.60 per security. Investors face full credit risk of Morgan Stanley and may lose up to their entire principal if the worst performing underlier falls below its downside threshold (60% of initial level).
Morgan Stanley Finance LLC offers Principal at Risk callable contingent income securities linked to the worst performing of the Nasdaq-100® Technology Sector Index, the Russell 2000® Index and the VanEck® Semiconductor ETF with a $1,000 stated principal amount per security and aggregate principal of $1,500,000.
The securities pay a contingent coupon at an annual rate of 19.10% only when the closing level of each underlier is at or above its coupon barrier (approximately 75% of initial levels) on an observation date, are callable beginning on September 17, 2026 based on a risk neutral valuation model, and mature on March 18, 2030. If any underlier ends below its downside threshold (60% of initial), principal is reduced pro rata to the worst performing underlier.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk notes linked to the Nasdaq-100 Index with a $1,000 stated principal amount per security and an issue price of $1,000. The securities have a 20% buffer, a 125% participation rate on upside, a first determination (call) date of March 13, 2028 with an early redemption payment of $1,175, and maturity on March 18, 2031. The initial and call threshold level is 24,380.73 (the closing level on March 13, 2026). If not called, investors receive at maturity either (a) principal plus upside when the final level is above the initial level, (b) the stated principal if the final level is at or above the 80% buffer level, or (c) a reduced payment reflecting losses beyond the buffer, subject to a 20% minimum payment. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC offers principal-at-risk structured notes due March 16, 2029. The notes link to the Russell 2000, S&P 500 and the XLK ETF, pay a contingent coupon of 9.80% per annum only when each underlier is at or above its coupon barrier (approx. 70% of initial level) on observation dates, and return principal at maturity only if each underlier is at or above its downside threshold (approx. 50% of initial level). An investor can lose up to all principal if the worst performing underlier falls below its downside threshold. The notes may be called beginning December 17, 2026 based on the output of a risk neutral valuation model selected by the calculation agent. Issue price is $1,000 per security; aggregate principal offered is $1,030,000. Estimated value on the pricing date was $971.90 per security.
Morgan Stanley Finance LLC is offering market-linked, auto-callable principal-at-risk securities linked to the lowest performing of Broadcom Inc., Alphabet Inc. (class A) and Netflix, Inc., with a face amount of $1,000 per security and a pricing date of March 13, 2026.
The securities have a 450% participation rate, an automatic call feature with a call payment of $1,500 on the call date (March 18, 2027), a final calculation day of March 13, 2029 and maturity on March 16, 2029. Estimated value on the pricing date was $903.40 per security.
Morgan Stanley Finance LLC priced a principal-at-risk structured note program tied to the worst performing of the Dow Jones Industrial Average and the Nasdaq-100 Index. The offering comprises an aggregate principal amount of $817,000 in $1,000-denominated securities issued at an issue price of $1,000 per security and an estimated value on the pricing date of $946.80 per security.
The securities mature on March 18, 2030 and include an automatic early redemption feature beginning with the first determination date on March 18, 2027. Early redemption payments rise across three scheduled dates to $1,105, $1,210 and $1,315 per security; the payment at maturity can be $1,420, $1,000, or an amount that falls below the stated principal depending on the final levels of the underliers. Each underlier’s downside threshold is 70% of its initial level (INDU initial 46,558.47; NDX initial 24,380.73). All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a $726,000 issuance of principal-at-risk, auto-callable notes fully and unconditionally guaranteed by Morgan Stanley. The notes are sold at $1,000 per security with an estimated value of $945.50 on the pricing date and may be automatically redeemed on March 23, 2027 if the Russell 2000® closing level on the first determination date meets the call threshold.
The notes reference the Russell 2000® Index with an initial level of 2,480.051, a call threshold equal to 100% of that level, a downside threshold at ~80% of the initial level (1,984.041), and a participation rate of 150%. If not called, maturity is March 18, 2031 with payoff rules that can preserve principal, provide upside equal to the participation on appreciation, or expose investors to full downside below the threshold.
Morgan Stanley Finance LLC issues principal-at-risk auto-callable securities linked to the worst performing of the S&P 500® and the Dow Jones Industrial Average. The offering comprises $2,785,000 aggregate principal of $1,000-denominated securities priced at $1,000 each with an estimated value of $950 on the pricing date.
The securities may be automatically redeemed on March 18, 2027 for an early redemption payment of $1,104 if both underliers meet their call thresholds. If not called, maturity is March 16, 2029. At maturity holders either receive principal plus an upside payment (150% participation in the worst performing underlier), principal only if both underliers remain at or above 70% of initial levels, or suffer losses pro rata to the decline of the worst performing underlier down to zero. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a series of principal-at-risk structured notes due March 18, 2031 linked to the EURO STOXX 50® Index. The offering is for $1,130,000 aggregate at a $1,000 stated principal amount per security.
Key terms: issue price $1,000, estimated value on the pricing date $954, upside payment $558 (55.80% of principal), initial level 5,716.61, downside threshold 4,287.458 (75% of initial level), observation date March 13, 2031. Payments are subject to Morgan Stanley credit risk; securities pay no interest and may return nothing at maturity if the final level is below the downside threshold.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Digital Basket-Linked Notes due April 15, 2027 with $1,000 face amount per note and payoff tied to an equally weighted six-stock basket (APO, ARES, BX, CG, KKR, TPG). The Initial Basket Level is 100 (Strike Date March 13, 2026) and the Determination Date is April 13, 2027. If the Final Basket Level is ≥ 85.00% of the Initial Basket Level, each $1,000 note pays a Threshold Settlement Amount of $1,245.50. If below 85.00%, repayment is reduced formulaically and could be as low as zero; investors bear issuer credit risk and no interest is paid.