Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced contingent income auto-callable securities totaling $1,777,000, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an original issue price of $1,000.
The securities reference the worst performing of the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector and the Russell 2000® Index. They pay a contingent coupon at an annual rate of 9.80% only if the closing level of each underlier is at or above its coupon barrier on an observation date. The notes are automatically redeemed early if all underliers meet or exceed their call thresholds on a redemption determination date; otherwise, at maturity investors either receive principal if each underlier is at or above its 70% downside threshold or suffer a loss tied to the worst performing underlier (losses of 1% in principal per 1% decline).
Morgan Stanley Finance LLC offers principal-at-risk notes linked to Microsoft stock, guaranteed by Morgan Stanley. The offering comprises $1,000 per security with an aggregate principal of $3,325,000, issued at $1,000 (estimated value $965 on pricing). The notes mature March 21, 2029 and feature a contingent coupon at an annual rate of 10.25%, paid only if the underlier meets a coupon barrier of $299.963 (approximately 75% of the initial level) on observation dates. The notes are automatically callable if the underlier is at or above the call threshold of $399.95 (100% of the initial level) on redemption determination dates; otherwise investors face principal loss pro rata if the final level is below the downside threshold of $299.963. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering Buffered PLUS principal-at-risk securities due April 1, 2031, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and an estimated value on the pricing date of approximately $961.80.
The payout depends on a performance-allocation basket of the DAX, IBEX 35 and CAC 40 measured on the observation date March 27, 2031. A 20% buffer protects against losses up to that threshold; if the basket performance factor is positive investors receive principal plus a leveraged upside (leverage factor 111.60%); if the basket performance factor falls below the buffer, investors incur a proportional loss. The minimum payment at maturity is 20% of principal.
Morgan Stanley Finance LLC is offering an aggregate principal amount of $639,000 of Structured Investments — Buffered Participation Securities tied to the MSCI EAFE Index, with a stated principal amount of $1,000 per security. The securities mature on March 16, 2028 and are fully and unconditionally guaranteed by Morgan Stanley.
Key economic terms: participation rate of 100%, a buffer equal to 10% of the initial level (initial level 2,901.06), and a minimum payment at maturity of 10% of the stated principal. If the final level is below the buffer, holders lose 1% for each 1% decline beyond the buffer. The estimated value on the pricing date was $976.90 per security; issue price is $1,000.
Morgan Stanley Finance LLC is offering an aggregate principal amount of $639,000 of Structured Investments — Buffered Participation Securities tied to the MSCI EAFE Index, with a stated principal amount of $1,000 per security. The securities mature on March 16, 2028 and are fully and unconditionally guaranteed by Morgan Stanley.
Key economic terms: participation rate of 100%, a buffer equal to 10% of the initial level (initial level 2,901.06), and a minimum payment at maturity of 10% of the stated principal. If the final level is below the buffer, holders lose 1% for each 1% decline beyond the buffer. The estimated value on the pricing date was $976.90 per security; issue price is $1,000.
Morgan Stanley Finance LLC is offering Trigger Autocallable GEARS linked to the S&P 500® Index that mature on March 20, 2031, guaranteed by Morgan Stanley. The securities have an Initial Level of 6,699.38, an Autocall Barrier equal to that level, a Downside Threshold of 5,024.54 (approximately 75% of the Initial Level), Upside Gearing of 1.50, and an annual Call Return Rate of 13.30%. If the Observation Date Closing Level on March 23, 2027 is at or above the Autocall Barrier, the issuer will automatically call and pay a fixed Call Price of $11.33 per $10 Security. If not called, maturity outcomes depend on the Final Level on the Final Valuation Date (March 17, 2031): positive Underlying Return yields leveraged upside at maturity; negative returns can cause partial or total loss of principal if the Final Level is below the Downside Threshold. Issue Price is $10.00 (estimated value on Trade Date ~$9.903); minimum investment is 100 Securities. All payments are subject to Morgan Stanley credit risk and other risks described in the preliminary pricing supplement.
Morgan Stanley Finance LLC is offering Trigger Autocallable GEARS linked to the S&P 500® Index that mature on March 20, 2031, guaranteed by Morgan Stanley. The securities have an Initial Level of 6,699.38, an Autocall Barrier equal to that level, a Downside Threshold of 5,024.54 (approximately 75% of the Initial Level), Upside Gearing of 1.50, and an annual Call Return Rate of 13.30%. If the Observation Date Closing Level on March 23, 2027 is at or above the Autocall Barrier, the issuer will automatically call and pay a fixed Call Price of $11.33 per $10 Security. If not called, maturity outcomes depend on the Final Level on the Final Valuation Date (March 17, 2031): positive Underlying Return yields leveraged upside at maturity; negative returns can cause partial or total loss of principal if the Final Level is below the Downside Threshold. Issue Price is $10.00 (estimated value on Trade Date ~$9.903); minimum investment is 100 Securities. All payments are subject to Morgan Stanley credit risk and other risks described in the preliminary pricing supplement.
Morgan Stanley Finance LLC priced $1,850,000 aggregate of Structured Investments — Principal at Risk securities fully and unconditionally guaranteed by Morgan Stanley. The notes have a March 16, 2028 maturity and $1,000 stated principal amount per security.
The underlier is a basket (Apollo, Blackstone, Ares, KKR; equal 25% weights) with an initial level of 100, a buffer of 15% (buffer level 85), a downside factor of 1.1765, a participation rate of 150%, an upside payment of $535, and an automatic early redemption if the first determination date closes at or above the call threshold of 100, in which case the early redemption payment is $1,267.50 per security on the early redemption date. The estimated value on the pricing date was $971 per security.
Morgan Stanley Finance LLC priced $1,850,000 aggregate of Structured Investments — Principal at Risk securities fully and unconditionally guaranteed by Morgan Stanley. The notes have a March 16, 2028 maturity and $1,000 stated principal amount per security.
The underlier is a basket (Apollo, Blackstone, Ares, KKR; equal 25% weights) with an initial level of 100, a buffer of 15% (buffer level 85), a downside factor of 1.1765, a participation rate of 150%, an upside payment of $535, and an automatic early redemption if the first determination date closes at or above the call threshold of 100, in which case the early redemption payment is $1,267.50 per security on the early redemption date. The estimated value on the pricing date was $971 per security.
Morgan Stanley Finance LLC is offering $220,000 aggregate principal amount of Structured Investments — Buffered Participation Securities linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Index and the S&P 500 Index.
Each $1,000 security pays no interest, has a 100% participation rate, a 30% buffer, a maximum payment at maturity of $1,152 and a minimum payment at maturity of 30%. The securities observe levels on April 12, 2027 and mature on April 15, 2027. Payments are based solely on the worst performing underlier and are subject to Morgan Stanley Finance LLC credit risk and Morgan Stanley’s guarantee.
Morgan Stanley Finance LLC is offering $220,000 aggregate principal amount of Structured Investments — Buffered Participation Securities linked to the worst performing of the Dow Jones Industrial Average, the Nasdaq-100 Index and the S&P 500 Index.
Each $1,000 security pays no interest, has a 100% participation rate, a 30% buffer, a maximum payment at maturity of $1,152 and a minimum payment at maturity of 30%. The securities observe levels on April 12, 2027 and mature on April 15, 2027. Payments are based solely on the worst performing underlier and are subject to Morgan Stanley Finance LLC credit risk and Morgan Stanley’s guarantee.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk auto‑callable notes fully and unconditionally guaranteed by Morgan Stanley with a $1,000 stated principal amount per security and an aggregate offering of $500,000. The securities were priced at $1,000 with an estimated value on the pricing date of $977.60.
The notes reference the S&P 500® Index with an initial/strike level of 6,672.62. They feature automatic early redemption on the first determination date March 25, 2027 if the closing level is at or above the call threshold (100% of the initial level), producing an early redemption payment of $1,122.20 per security on March 30, 2027. If not called, maturity is March 16, 2028 with payoffs that (a) provide 150% participation in upside if the final level exceeds the initial level, (b) return principal if the final level is between 100% and 80% of the initial level, or (c) deliver a proportionate loss below the 80% downside threshold (payment could be zero). All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk auto‑callable notes fully and unconditionally guaranteed by Morgan Stanley with a $1,000 stated principal amount per security and an aggregate offering of $500,000. The securities were priced at $1,000 with an estimated value on the pricing date of $977.60.
The notes reference the S&P 500® Index with an initial/strike level of 6,672.62. They feature automatic early redemption on the first determination date March 25, 2027 if the closing level is at or above the call threshold (100% of the initial level), producing an early redemption payment of $1,122.20 per security on March 30, 2027. If not called, maturity is March 16, 2028 with payoffs that (a) provide 150% participation in upside if the final level exceeds the initial level, (b) return principal if the final level is between 100% and 80% of the initial level, or (c) deliver a proportionate loss below the 80% downside threshold (payment could be zero). All payments are subject to Morgan Stanley's credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due April 3, 2031 linked to the worst performing of the Dow Jones Industrial Average, the S&P 500® and the Russell 2000®. The notes have a $1,000 stated principal amount and an estimated value on the pricing date of $942.40 per security.
The securities can be automatically redeemed starting with the first determination date on April 7, 2027 for fixed early redemption payments that increase through the term (examples: $1,108.50, $1,217.00, $1,325.50, $1,434.00). At maturity investors may receive a fixed positive return, the stated principal amount, or a loss tied 1:1 to the worst performing underlier if that underlier falls below a 70% downside threshold of its initial level.
Morgan Stanley Finance LLC is offering Principal at Risk structured notes due April 3, 2031 linked to the worst performing of the Dow Jones Industrial Average, the S&P 500® and the Russell 2000®. The notes have a $1,000 stated principal amount and an estimated value on the pricing date of $942.40 per security.
The securities can be automatically redeemed starting with the first determination date on April 7, 2027 for fixed early redemption payments that increase through the term (examples: $1,108.50, $1,217.00, $1,325.50, $1,434.00). At maturity investors may receive a fixed positive return, the stated principal amount, or a loss tied 1:1 to the worst performing underlier if that underlier falls below a 70% downside threshold of its initial level.
Morgan Stanley Finance LLC is offering Principal-at-Risk Contingent Income Auto-Callable Securities with an aggregate principal amount of $260,000. Each security has a stated principal amount of $1,000 and an issue price of $1,000; the estimated value on the pricing date was $971.50 per security.
The notes pay a contingent coupon at an annual rate of 8.45% on observation dates only if the closing level of each underlier (the Dow Jones Industrial, Russell 2000® and S&P 500®) is at or above its coupon barrier (approximately 65% of initial levels). The securities are automatically redeemed if, on a redemption determination date, each underlier is at or above its call threshold (100% of initial levels). If not redeemed, maturity payment depends on the worst performing underlier and can result in a loss of principal equal to the percentage decline of that underlier.
Morgan Stanley Finance LLC is offering Principal-at-Risk Contingent Income Auto-Callable Securities with an aggregate principal amount of $260,000. Each security has a stated principal amount of $1,000 and an issue price of $1,000; the estimated value on the pricing date was $971.50 per security.
The notes pay a contingent coupon at an annual rate of 8.45% on observation dates only if the closing level of each underlier (the Dow Jones Industrial, Russell 2000® and S&P 500®) is at or above its coupon barrier (approximately 65% of initial levels). The securities are automatically redeemed if, on a redemption determination date, each underlier is at or above its call threshold (100% of initial levels). If not redeemed, maturity payment depends on the worst performing underlier and can result in a loss of principal equal to the percentage decline of that underlier.