Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk securities linked to the worst performing of the Russell 2000® and the S&P 500® Index. Each security has a stated principal amount of $1,000, an upside payment of $165 (16.50%) and a 20% buffer.
If on the observation date the final level of each underlier is at or above its buffer level, holders receive principal plus the upside payment; if the worst performing underlier is below its buffer, holders lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment of $200 (20%). The observation date is March 13, 2028 with maturity on March 16, 2028. The pricing date and strike date are March 13, 2026. The estimated value on the pricing date was $972.90 per security and the aggregate principal offered is $1,065,000.
All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; market value before maturity and payment at maturity are subject to issuer credit risk, index volatility and the calculation agent’s determinations. The agent is Morgan Stanley & Co. LLC and placement agents receive up to $15 per security in fees.
Morgan Stanley Finance LLC is offering structured, principal‑at‑risk securities linked to the worst performing of the Russell 2000® and the S&P 500® Index. Each security has a stated principal amount of $1,000, an upside payment of $165 (16.50%) and a 20% buffer.
If on the observation date the final level of each underlier is at or above its buffer level, holders receive principal plus the upside payment; if the worst performing underlier is below its buffer, holders lose 1% of principal for each 1% decline beyond the buffer, subject to a minimum payment of $200 (20%). The observation date is March 13, 2028 with maturity on March 16, 2028. The pricing date and strike date are March 13, 2026. The estimated value on the pricing date was $972.90 per security and the aggregate principal offered is $1,065,000.
All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; market value before maturity and payment at maturity are subject to issuer credit risk, index volatility and the calculation agent’s determinations. The agent is Morgan Stanley & Co. LLC and placement agents receive up to $15 per security in fees.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due March 14, 2031, fully guaranteed by Morgan Stanley. The offering registers an aggregate principal amount of $500,000 at an issue price of $1,000 per security.
The securities are linked to the S&P 500® Index and the Dow Jones Industrial Average and reference the worst performing underlier. An automatic early redemption can occur on the first determination date March 16, 2027 for an early redemption payment of $1,150 if both underliers meet their call threshold levels. At maturity, investors may receive the stated principal plus an upside payment equal to 170% of the worst underlier's appreciation, the stated principal only, or a reduced payment proportional to the worst underlier's decline if it falls below its 70% downside threshold. Estimated value on the pricing date was $981.90 per security. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due March 14, 2031, fully guaranteed by Morgan Stanley. The offering registers an aggregate principal amount of $500,000 at an issue price of $1,000 per security.
The securities are linked to the S&P 500® Index and the Dow Jones Industrial Average and reference the worst performing underlier. An automatic early redemption can occur on the first determination date March 16, 2027 for an early redemption payment of $1,150 if both underliers meet their call threshold levels. At maturity, investors may receive the stated principal plus an upside payment equal to 170% of the worst underlier's appreciation, the stated principal only, or a reduced payment proportional to the worst underlier's decline if it falls below its 70% downside threshold. Estimated value on the pricing date was $981.90 per security. All payments are subject to issuer credit risk.
Morgan Stanley Finance LLC priced $332,000 of Structured Investments Buffered Participation Securities, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays no interest; maturity is March 16, 2028 with the observation date of March 13, 2028.
At maturity the payment depends on the MSCI Emerging Markets Index performance: full principal plus upside up to a $1,652.50 cap if the final level is above the initial level, full principal if the final level is within the 10% buffer, and a proportional loss beyond the buffer down to a 10% minimum payment. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced $332,000 of Structured Investments Buffered Participation Securities, fully and unconditionally guaranteed by Morgan Stanley. Each security has a $1,000 stated principal amount and pays no interest; maturity is March 16, 2028 with the observation date of March 13, 2028.
At maturity the payment depends on the MSCI Emerging Markets Index performance: full principal plus upside up to a $1,652.50 cap if the final level is above the initial level, full principal if the final level is within the 10% buffer, and a proportional loss beyond the buffer down to a 10% minimum payment. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, auto-callable securities guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and is linked to the worst performing of the Russell 2000® and the S&P 500®. The securities feature automatic early redemption on specified determination dates with fixed early redemption payments of $1,132.50 on April 12, 2027 and $1,265.00 on April 5, 2028, a maturity payment of $1,397.50 if both underliers meet call thresholds, and downside protection only to 60% of initial levels, below which investors suffer pro rata losses in the worst performing underlier.
Estimated per-security value on the pricing date is approximately $977.70. The offering discloses that investors bear issuer credit risk, will not receive interest, and will not participate in upside beyond the fixed payoffs. Aggregate principal amount and final pricing details are to be set on the pricing date.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, auto-callable securities guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000 and is linked to the worst performing of the Russell 2000® and the S&P 500®. The securities feature automatic early redemption on specified determination dates with fixed early redemption payments of $1,132.50 on April 12, 2027 and $1,265.00 on April 5, 2028, a maturity payment of $1,397.50 if both underliers meet call thresholds, and downside protection only to 60% of initial levels, below which investors suffer pro rata losses in the worst performing underlier.
Estimated per-security value on the pricing date is approximately $977.70. The offering discloses that investors bear issuer credit risk, will not receive interest, and will not participate in upside beyond the fixed payoffs. Aggregate principal amount and final pricing details are to be set on the pricing date.
The Bearish Dual Directional Trigger PLUS are unsecured, principal‑at‑risk notes issued by Morgan Stanley Finance LLC and guaranteed by Morgan Stanley. The offering aggregates $26,250,000 and has a stated principal amount of $1,000 per note. The notes mature on April 16, 2027 with valuation on April 13, 2027. They provide 200% leveraged inverse exposure to the S&P 500® Index below the initial index value (initial index value 6,632.19) capped at a $1,300 maximum payment. If the final index value is between the initial value and the trigger level (114% / 7,560.697), investors receive an unleveraged positive return up to 14%. If the index appreciates above the trigger level, investors lose 1% of principal for each 1% index gain; payments can be below $860 and may be zero. Estimated value on pricing date: $973.30. All payments are subject to issuer credit risk; the notes are not listed and there is no minimum payment at maturity.
The Bearish Dual Directional Trigger PLUS are unsecured, principal‑at‑risk notes issued by Morgan Stanley Finance LLC and guaranteed by Morgan Stanley. The offering aggregates $26,250,000 and has a stated principal amount of $1,000 per note. The notes mature on April 16, 2027 with valuation on April 13, 2027. They provide 200% leveraged inverse exposure to the S&P 500® Index below the initial index value (initial index value 6,632.19) capped at a $1,300 maximum payment. If the final index value is between the initial value and the trigger level (114% / 7,560.697), investors receive an unleveraged positive return up to 14%. If the index appreciates above the trigger level, investors lose 1% of principal for each 1% index gain; payments can be below $860 and may be zero. Estimated value on pricing date: $973.30. All payments are subject to issuer credit risk; the notes are not listed and there is no minimum payment at maturity.
Morgan Stanley Finance LLC prices Structured Investments Buffered Participation Securities linked to the S&P 500® Index. The offering comprises $634,000 aggregate principal of $1,000‑denominated, principal‑at‑risk notes with a two‑year term maturing on March 16, 2028. The securities pay no interest, provide a 10% buffer (90% buffer level) and 100% participation in upside subject to a $1,310.50 maximum payment (131.05% of principal). If the final index level is below the buffer level, investors lose 1% for each 1% decline beyond the buffer, with a 10% minimum payment of principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; returns depend on the closing index level on the observation date and are subject to issuer credit risk and other stated limitations.
Morgan Stanley Finance LLC prices Structured Investments Buffered Participation Securities linked to the S&P 500® Index. The offering comprises $634,000 aggregate principal of $1,000‑denominated, principal‑at‑risk notes with a two‑year term maturing on March 16, 2028. The securities pay no interest, provide a 10% buffer (90% buffer level) and 100% participation in upside subject to a $1,310.50 maximum payment (131.05% of principal). If the final index level is below the buffer level, investors lose 1% for each 1% decline beyond the buffer, with a 10% minimum payment of principal. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; returns depend on the closing index level on the observation date and are subject to issuer credit risk and other stated limitations.
Morgan Stanley Finance LLC offers Principal-at-Risk, contingent-income, memory auto-callable securities linked to Vertiv Holdings Co Class A common stock, fully and unconditionally guaranteed by Morgan Stanley. The offering is in $1,000 denominations with an aggregate principal amount of $500,000 and an issue price of $1,000 per security.
The securities mature on March 15, 2029 (final observation date March 12, 2029). They pay a contingent coupon at an annual rate of 16.00% only when the underlier meets the coupon barrier ($135.03, 50% of the initial level) on observation dates. Automatic early redemption can occur if the underlier is at or above the call threshold ($270.06, 100% of the initial level) on a redemption determination date. At maturity, if the final level is below the downside threshold ($108.024, 40% of the initial level), payment equals the stated principal multiplied by the performance factor and may be significantly less than principal, possibly zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC offers Principal-at-Risk, contingent-income, memory auto-callable securities linked to Vertiv Holdings Co Class A common stock, fully and unconditionally guaranteed by Morgan Stanley. The offering is in $1,000 denominations with an aggregate principal amount of $500,000 and an issue price of $1,000 per security.
The securities mature on March 15, 2029 (final observation date March 12, 2029). They pay a contingent coupon at an annual rate of 16.00% only when the underlier meets the coupon barrier ($135.03, 50% of the initial level) on observation dates. Automatic early redemption can occur if the underlier is at or above the call threshold ($270.06, 100% of the initial level) on a redemption determination date. At maturity, if the final level is below the downside threshold ($108.024, 40% of the initial level), payment equals the stated principal multiplied by the performance factor and may be significantly less than principal, possibly zero. All payments are subject to issuer and guarantor credit risk.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due April 3, 2031 linked to the worst performing of the Russell 2000® and the S&P 500®. The stated principal and issue price are $1,000 per security and the estimated value on the pricing date is approximately $944.70.
The notes pay no regular interest, can be automatically redeemed beginning with the first determination date on April 7, 2027 for early redemption payments that rise across eight potential dates (the first is at least $1,098 per security). At maturity investors receive a fixed positive return if both underliers meet call thresholds, the stated principal if both remain at or above 70% of initial levels, or a loss equal to the worst-performing underlier’s percentage decline (potentially zero recovery).
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable structured notes due April 3, 2031 linked to the worst performing of the Russell 2000® and the S&P 500®. The stated principal and issue price are $1,000 per security and the estimated value on the pricing date is approximately $944.70.
The notes pay no regular interest, can be automatically redeemed beginning with the first determination date on April 7, 2027 for early redemption payments that rise across eight potential dates (the first is at least $1,098 per security). At maturity investors receive a fixed positive return if both underliers meet call thresholds, the stated principal if both remain at or above 70% of initial levels, or a loss equal to the worst-performing underlier’s percentage decline (potentially zero recovery).
Morgan Stanley Finance LLC priced $1,368,000 of contingent income auto-callable principal-at-risk securities. Each security has a stated principal of $1,000, an issue price of $1,000, an estimated value on the pricing date of $941.50, and an aggregate principal amount of $1,368,000.
The securities pay a contingent coupon at an annual rate of 9.05% only if, on each observation date, the closing level of each underlier (the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector and the Russell 2000®) is at or above its coupon barrier (70% of initial level). Automatic early redemption can occur on specified redemption determination dates beginning March 15, 2027, and final maturity is December 18, 2030. If not redeemed and the final level of any underlier is below its downside threshold (70% of initial level), payment at maturity will reflect the performance of the worst performing underlier and may result in a loss of principal, potentially to zero.
Morgan Stanley Finance LLC priced $1,368,000 of contingent income auto-callable principal-at-risk securities. Each security has a stated principal of $1,000, an issue price of $1,000, an estimated value on the pricing date of $941.50, and an aggregate principal amount of $1,368,000.
The securities pay a contingent coupon at an annual rate of 9.05% only if, on each observation date, the closing level of each underlier (the Dow Jones Industrial Average, the Nasdaq-100® Technology Sector and the Russell 2000®) is at or above its coupon barrier (70% of initial level). Automatic early redemption can occur on specified redemption determination dates beginning March 15, 2027, and final maturity is December 18, 2030. If not redeemed and the final level of any underlier is below its downside threshold (70% of initial level), payment at maturity will reflect the performance of the worst performing underlier and may result in a loss of principal, potentially to zero.
Morgan Stanley Finance LLC priced a primary offering of principal-at-risk Buffered Participation Securities with an aggregate principal amount of $471,000 (stated principal $1,000 per security) due March 18, 2031, fully and unconditionally guaranteed by Morgan Stanley.
The notes link to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index, carry a 100% participation rate, a buffer of 25% (buffer level ~75% of initial levels) and a minimum payment at maturity of 25% of principal. Payment depends on closing index levels on the observation date March 13, 2031 and is subject to issuer credit risk, model valuation assumptions and hedging/secondary-market constraints.
Morgan Stanley Finance LLC priced a primary offering of principal-at-risk Buffered Participation Securities with an aggregate principal amount of $471,000 (stated principal $1,000 per security) due March 18, 2031, fully and unconditionally guaranteed by Morgan Stanley.
The notes link to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index, carry a 100% participation rate, a buffer of 25% (buffer level ~75% of initial levels) and a minimum payment at maturity of 25% of principal. Payment depends on closing index levels on the observation date March 13, 2031 and is subject to issuer credit risk, model valuation assumptions and hedging/secondary-market constraints.