Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC is offering Enhanced Buffered Jump Securities linked to the S&P 500® Futures Excess Return Index, maturing on December 10, 2029. Each security has a $1,000 principal amount, pays no interest and is an unsecured obligation of MSFL, fully and unconditionally guaranteed by Morgan Stanley.
At maturity, if the index is at or above 80% of its initial level, investors receive $1,000 plus the greater of a fixed $277 upside payment (27.70%) or the index percent gain applied to $1,000. If the index finishes below the 80% buffer, principal is reduced 1% for each 1% drop beyond the 20% buffer, but not below 20% of principal. A severe decline can therefore cause substantial loss.
The estimated value on the pricing date is approximately $974.70 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes will not be listed, secondary liquidity may be limited, and returns depend on both index performance and Morgan Stanley’s creditworthiness. Tax treatment is described as prepaid financial contracts but remains uncertain.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Buffered PLUS with Downside Factor notes linked to the S&P 500® Futures Excess Return Index. The unsecured notes have a $1,000 stated principal amount, pay no interest and do not guarantee return of principal.
At maturity on November 27, 2028, investors receive leveraged upside only if the index finishes above the upside threshold of 565.688, about 105% of the initial level of 538.75, using a 175% leverage factor above that threshold. If the final level is between the 25% buffer and the threshold, investors simply receive principal back. Below the buffer level of 404.063 (75% of the initial level), losses accelerate at 1.3333% of principal for each 1% further decline, with no minimum payment.
The estimated value on the pricing date is approximately $986.50 per security, reflecting issuing, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes are subject to Morgan Stanley’s credit risk, will not be listed on an exchange, and may have limited or no secondary market liquidity.
Morgan Stanley Finance LLC is offering Buffered Performance Leveraged Upside Securities (Buffered PLUS) linked to the S&P 500® Futures Excess Return Index, fully and unconditionally guaranteed by Morgan Stanley. The notes are unsecured, pay no interest and are issued in $1,000 denominations, maturing on December 10, 2029.
At maturity, if the index is above its initial level, investors receive the principal plus a leveraged upside payment using a 149% leverage factor. If the index is at or below the initial level but at or above 80% of that level, investors receive only the principal. Below this 20% buffer, investors lose 1% of principal for each 1% additional decline, subject to a minimum payment of 20% of principal.
All payments depend on the credit of MSFL and Morgan Stanley. The estimated value on the pricing date is approximately $970.20 per $1,000 note, reflecting issuance, selling, structuring and hedging costs and Morgan Stanley’s internal funding rate. The notes will not be listed on any exchange, and secondary market liquidity may be limited.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering Buffered Jump Securities with an auto-call feature linked to the SPDR® S&P® Biotech ETF (XBI). Each security has a $1,000 stated principal amount, an issue price of $1,000 and an aggregate principal amount of $1,010,000, with maturity on November 26, 2027.
The notes pay no interest. They are automatically redeemed on
The notes are principal-at-risk, unsecured obligations, subject to Morgan Stanley’s credit risk, have an estimated value on the pricing date of
Morgan Stanley Finance LLC is offering S&P 500-linked Dual Directional Buffered Participation Securities due December 2, 2030, fully and unconditionally guaranteed by Morgan Stanley. Each note has a $1,000 stated principal amount, pays no interest and is a senior unsecured obligation with principal at risk.
At maturity, if the S&P 500 final level is above the initial level, investors receive $1,000 plus 100% of the index gain, capped at a maximum payment of $1,780 per security. If the index is flat or down but no lower than 85% of the initial level, investors earn a positive return equal to the absolute index decline, up to about 15%. If the index falls below the 85% buffer, principal is reduced 1% for each 1% drop beyond the 15% buffer, subject to a minimum payment of 15% of principal.
The estimated value on the pricing date is approximately $969.80 per security, reflecting issuing, selling, structuring and hedging costs and the issuer’s internal funding rate. The notes will not be listed on any exchange, secondary trading may be limited, all payments depend on Morgan Stanley’s credit, and the U.S. tax treatment is uncertain, with counsel currently viewing them as prepaid financial contracts.
Morgan Stanley Finance LLC is offering Buffered Performance Leveraged Upside Securities (Buffered PLUS) linked to the S&P 500® Index, maturing on June 17, 2031. Each security has a $1,000 stated principal amount, pays no interest and is fully and unconditionally guaranteed by Morgan Stanley.
At maturity, investors receive $1,000 plus 150% of any S&P 500 gain, capped at a maximum payment of $1,556.50 per security (155.65% of principal). If the index is between the initial level and the 90% buffer level, investors get back only the $1,000 principal. Below the buffer, investors lose 1% of principal for every 1% decline beyond the 10% buffer, with a minimum payment of 10% of principal.
The estimated value on the pricing date is approximately $940.40 per security, reflecting issuance, structuring and hedging costs and Morgan Stanley’s internal funding rate. The securities will not be listed on any exchange, involve principal risk and are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is offering $9,029,000 of Leveraged Buffered S&P 500® Index-Linked Notes due March 15, 2028. These unsecured notes pay no interest and repay at maturity based on S&P 500 performance from November 20, 2025 to March 13, 2028.
If the index rises, holders receive 160% of the index gain, capped at a Maximum Settlement Amount of $1,284 per $1,000 face amount (a 28.4% maximum return). If the index is flat or down by up to 15%, investors receive back the $1,000 face amount. If the index falls by more than 15%, losses accelerate at a buffer rate of approximately 117.65%, and investors can lose their entire principal.
The notes are subject to Morgan Stanley’s credit risk, will not be listed on any exchange, and may have limited liquidity. The estimated value on the trade date is $995.50 per note, below the $1,000 issue price due to issuing, selling, structuring and hedging costs and the issuer’s internal funding rate.
Morgan Stanley Finance LLC is offering Contingent Income Auto-Callable Securities due November 24, 2028, linked to the class A common stock of Meta Platforms, Inc. Each security has a stated principal amount of
The notes pay a contingent coupon at an annual rate of
If the notes are not called and Meta’s final level is below the downside threshold, investors lose
Morgan Stanley Finance LLC is offering Buffered Performance Leveraged Upside Securities (Buffered PLUS) linked to the S&P 500® Index, fully and unconditionally guaranteed by Morgan Stanley. Each security has a stated principal amount of $1,000, pays no interest and is a senior unsecured note with principal at risk.
At maturity on June 17, 2030, if the index is above its initial level, holders receive $1,000 plus 150% of the index gain, capped at a maximum payment of $1,515 per security. If the index is between the initial level and a 10% buffer (90% of the initial level), investors receive only the $1,000 principal. Below the buffer, principal is reduced 1% for each 1% drop beyond the buffer, with a minimum payment of 10% of principal. The preliminary estimated value on the pricing date is approximately $971.60 per security.
The notes are not listed on any exchange, may have limited liquidity, and all payments depend on Morgan Stanley’s credit. The structure’s value and any secondary market price are affected by issuing, selling, structuring and hedging costs and Morgan Stanley’s internal funding and pricing models.
Morgan Stanley Finance LLC, fully guaranteed by Morgan Stanley, is issuing $16,685,000 of Digital S&P 500® Index-Linked Notes due March 22, 2028. The notes pay no interest and are unsecured, principal-at-risk obligations linked to the S&P 500® Index, with an initial level of 6,538.76.
At maturity, for each $1,000 note, if the index is at or above 85% of its initial level (threshold level 5,557.946), investors receive a fixed maximum settlement amount of $1,202.20, or 120.22% of face value. If the index falls more than 15%, the payoff declines using a buffer rate of approximately 117.65%, and investors can lose some or all of their principal.
The notes are not listed on any exchange, may have limited or no secondary market, and secondary prices can be below the $1,000 issue price. The estimated value on the trade date is $995.20 per note, reflecting issuance, structuring and hedging costs, and all payments depend on Morgan Stanley’s credit.
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