Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC priced a principal-at-risk structured note program tied to the worst performing of the Dow Jones Industrial Average and the Nasdaq-100 Index. The offering comprises an aggregate principal amount of $817,000 in $1,000-denominated securities issued at an issue price of $1,000 per security and an estimated value on the pricing date of $946.80 per security.
The securities mature on March 18, 2030 and include an automatic early redemption feature beginning with the first determination date on March 18, 2027. Early redemption payments rise across three scheduled dates to $1,105, $1,210 and $1,315 per security; the payment at maturity can be $1,420, $1,000, or an amount that falls below the stated principal depending on the final levels of the underliers. Each underlier’s downside threshold is 70% of its initial level (INDU initial 46,558.47; NDX initial 24,380.73). All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a principal-at-risk structured note program tied to the worst performing of the Dow Jones Industrial Average and the Nasdaq-100 Index. The offering comprises an aggregate principal amount of $817,000 in $1,000-denominated securities issued at an issue price of $1,000 per security and an estimated value on the pricing date of $946.80 per security.
The securities mature on March 18, 2030 and include an automatic early redemption feature beginning with the first determination date on March 18, 2027. Early redemption payments rise across three scheduled dates to $1,105, $1,210 and $1,315 per security; the payment at maturity can be $1,420, $1,000, or an amount that falls below the stated principal depending on the final levels of the underliers. Each underlier’s downside threshold is 70% of its initial level (INDU initial 46,558.47; NDX initial 24,380.73). All payments are subject to MSFL’s and Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a $726,000 issuance of principal-at-risk, auto-callable notes fully and unconditionally guaranteed by Morgan Stanley. The notes are sold at $1,000 per security with an estimated value of $945.50 on the pricing date and may be automatically redeemed on March 23, 2027 if the Russell 2000® closing level on the first determination date meets the call threshold.
The notes reference the Russell 2000® Index with an initial level of 2,480.051, a call threshold equal to 100% of that level, a downside threshold at ~80% of the initial level (1,984.041), and a participation rate of 150%. If not called, maturity is March 18, 2031 with payoff rules that can preserve principal, provide upside equal to the participation on appreciation, or expose investors to full downside below the threshold.
Morgan Stanley Finance LLC priced a $726,000 issuance of principal-at-risk, auto-callable notes fully and unconditionally guaranteed by Morgan Stanley. The notes are sold at $1,000 per security with an estimated value of $945.50 on the pricing date and may be automatically redeemed on March 23, 2027 if the Russell 2000® closing level on the first determination date meets the call threshold.
The notes reference the Russell 2000® Index with an initial level of 2,480.051, a call threshold equal to 100% of that level, a downside threshold at ~80% of the initial level (1,984.041), and a participation rate of 150%. If not called, maturity is March 18, 2031 with payoff rules that can preserve principal, provide upside equal to the participation on appreciation, or expose investors to full downside below the threshold.
Morgan Stanley Finance LLC issues principal-at-risk auto-callable securities linked to the worst performing of the S&P 500® and the Dow Jones Industrial Average. The offering comprises $2,785,000 aggregate principal of $1,000-denominated securities priced at $1,000 each with an estimated value of $950 on the pricing date.
The securities may be automatically redeemed on March 18, 2027 for an early redemption payment of $1,104 if both underliers meet their call thresholds. If not called, maturity is March 16, 2029. At maturity holders either receive principal plus an upside payment (150% participation in the worst performing underlier), principal only if both underliers remain at or above 70% of initial levels, or suffer losses pro rata to the decline of the worst performing underlier down to zero. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC issues principal-at-risk auto-callable securities linked to the worst performing of the S&P 500® and the Dow Jones Industrial Average. The offering comprises $2,785,000 aggregate principal of $1,000-denominated securities priced at $1,000 each with an estimated value of $950 on the pricing date.
The securities may be automatically redeemed on March 18, 2027 for an early redemption payment of $1,104 if both underliers meet their call thresholds. If not called, maturity is March 16, 2029. At maturity holders either receive principal plus an upside payment (150% participation in the worst performing underlier), principal only if both underliers remain at or above 70% of initial levels, or suffer losses pro rata to the decline of the worst performing underlier down to zero. Payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and are subject to Morgan Stanley’s credit risk.
Morgan Stanley Finance LLC priced a series of principal-at-risk structured notes due March 18, 2031 linked to the EURO STOXX 50® Index. The offering is for $1,130,000 aggregate at a $1,000 stated principal amount per security.
Key terms: issue price $1,000, estimated value on the pricing date $954, upside payment $558 (55.80% of principal), initial level 5,716.61, downside threshold 4,287.458 (75% of initial level), observation date March 13, 2031. Payments are subject to Morgan Stanley credit risk; securities pay no interest and may return nothing at maturity if the final level is below the downside threshold.
Morgan Stanley Finance LLC priced a series of principal-at-risk structured notes due March 18, 2031 linked to the EURO STOXX 50® Index. The offering is for $1,130,000 aggregate at a $1,000 stated principal amount per security.
Key terms: issue price $1,000, estimated value on the pricing date $954, upside payment $558 (55.80% of principal), initial level 5,716.61, downside threshold 4,287.458 (75% of initial level), observation date March 13, 2031. Payments are subject to Morgan Stanley credit risk; securities pay no interest and may return nothing at maturity if the final level is below the downside threshold.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Digital Basket-Linked Notes due April 15, 2027 with $1,000 face amount per note and payoff tied to an equally weighted six-stock basket (APO, ARES, BX, CG, KKR, TPG). The Initial Basket Level is 100 (Strike Date March 13, 2026) and the Determination Date is April 13, 2027. If the Final Basket Level is ≥ 85.00% of the Initial Basket Level, each $1,000 note pays a Threshold Settlement Amount of $1,245.50. If below 85.00%, repayment is reduced formulaically and could be as low as zero; investors bear issuer credit risk and no interest is paid.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Digital Basket-Linked Notes due April 15, 2027 with $1,000 face amount per note and payoff tied to an equally weighted six-stock basket (APO, ARES, BX, CG, KKR, TPG). The Initial Basket Level is 100 (Strike Date March 13, 2026) and the Determination Date is April 13, 2027. If the Final Basket Level is ≥ 85.00% of the Initial Basket Level, each $1,000 note pays a Threshold Settlement Amount of $1,245.50. If below 85.00%, repayment is reduced formulaically and could be as low as zero; investors bear issuer credit risk and no interest is paid.
Morgan Stanley Finance LLC priced $296,000 aggregate principal amount of Fixed Rate Callable Notes due March 18, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a fixed 4.100% per annum (semi‑annual) and were issued at $1,000 per note with an estimated value of $968.10 on the pricing date. The notes are callable semi‑annually beginning March 18, 2027 if a risk neutral valuation model, using specified inputs, indicates redemption is economically rational; any redemption pays 100% of principal plus accrued interest. Notes are book‑entry, not listed, and include agent commissions of $4 per note, resulting in proceeds to the issuer of $996 per note.
Morgan Stanley Finance LLC priced $296,000 aggregate principal amount of Fixed Rate Callable Notes due March 18, 2031, fully and unconditionally guaranteed by Morgan Stanley. The notes pay a fixed 4.100% per annum (semi‑annual) and were issued at $1,000 per note with an estimated value of $968.10 on the pricing date. The notes are callable semi‑annually beginning March 18, 2027 if a risk neutral valuation model, using specified inputs, indicates redemption is economically rational; any redemption pays 100% of principal plus accrued interest. Notes are book‑entry, not listed, and include agent commissions of $4 per note, resulting in proceeds to the issuer of $996 per note.
Morgan Stanley Finance LLC is offering $520,000 aggregate principal amount of fixed rate callable notes due March 18, 2032. The notes pay 4.250% per annum semi‑annually, have an initial issue price of $1,000 per note and an estimated pricing‑date value of $963.50 per note.
The notes are fully and unconditionally guaranteed by Morgan Stanley and are callable semi‑annually on each March 18 and September 18 beginning March 18, 2027, if a risk neutral valuation model determined by the issuer indicates redemption is economically rational. The issuer will deposit funds with the trustee on a call and interest ceases thereafter. Aggregate proceeds to the issuer after commissions are $517,400.
Morgan Stanley Finance LLC is offering $520,000 aggregate principal amount of fixed rate callable notes due March 18, 2032. The notes pay 4.250% per annum semi‑annually, have an initial issue price of $1,000 per note and an estimated pricing‑date value of $963.50 per note.
The notes are fully and unconditionally guaranteed by Morgan Stanley and are callable semi‑annually on each March 18 and September 18 beginning March 18, 2027, if a risk neutral valuation model determined by the issuer indicates redemption is economically rational. The issuer will deposit funds with the trustee on a call and interest ceases thereafter. Aggregate proceeds to the issuer after commissions are $517,400.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities linked to the worst performing of the DAX®, EURO STOXX 50® and STOXX® Europe 600. Each security has a $1,000 stated principal amount, an original issue price of $1,000, and a leverage factor of 224.50%. The strike and pricing date are March 27, 2026, the original issue date is April 1, 2026, the observation date is March 27, 2031 (subject to postponement) and the maturity date is April 1, 2031. At maturity the payment depends on the worst performing underlier: full principal plus the leveraged upside if that underlier is up; principal only if the worst underlier is between its initial level and its downside threshold of 70% of initial; or a loss equal to the percent decline of the worst underlier (1% loss of principal per 1% index decline), with no minimum payment. The preliminary estimated value on the pricing date is approximately $957.10 per security. All payments are subject to the issuers and guarantors credit risk and the securities are unsecured notes of MSFL, fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering Trigger PLUS principal-at-risk securities linked to the worst performing of the DAX®, EURO STOXX 50® and STOXX® Europe 600. Each security has a $1,000 stated principal amount, an original issue price of $1,000, and a leverage factor of 224.50%. The strike and pricing date are March 27, 2026, the original issue date is April 1, 2026, the observation date is March 27, 2031 (subject to postponement) and the maturity date is April 1, 2031. At maturity the payment depends on the worst performing underlier: full principal plus the leveraged upside if that underlier is up; principal only if the worst underlier is between its initial level and its downside threshold of 70% of initial; or a loss equal to the percent decline of the worst underlier (1% loss of principal per 1% index decline), with no minimum payment. The preliminary estimated value on the pricing date is approximately $957.10 per security. All payments are subject to the issuers and guarantors credit risk and the securities are unsecured notes of MSFL, fully and unconditionally guaranteed by Morgan Stanley.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, contingent income auto-callable securities linked to Meta Platforms, Inc. class A common stock. Each security has a $1,000 stated principal amount, an issue price of $1,000, and an estimated value on the pricing date of approximately $969.10.
The securities pay a contingent coupon at an annual rate of 12.85% only if the underlier’s closing level on an observation date is at or above the coupon barrier level (set at 68% of the initial level). The notes will be automatically redeemed early if the underlier’s closing level on a redemption determination date is at or above the call threshold (set at 100% of the initial level). If not redeemed, a final level below the downside threshold (also 68% of the initial level) results in a proportional loss of principal at maturity on May 5, 2027.
Morgan Stanley Finance LLC is offering structured, principal-at-risk, contingent income auto-callable securities linked to Meta Platforms, Inc. class A common stock. Each security has a $1,000 stated principal amount, an issue price of $1,000, and an estimated value on the pricing date of approximately $969.10.
The securities pay a contingent coupon at an annual rate of 12.85% only if the underlier’s closing level on an observation date is at or above the coupon barrier level (set at 68% of the initial level). The notes will be automatically redeemed early if the underlier’s closing level on a redemption determination date is at or above the call threshold (set at 100% of the initial level). If not redeemed, a final level below the downside threshold (also 68% of the initial level) results in a proportional loss of principal at maturity on May 5, 2027.
Morgan Stanley Finance LLC priced an aggregate principal amount of $1,318,000 of contingent income, memory buffered auto-callable securities at a stated principal amount of $1,000 per security with an issue price of $1,000 and an estimated value of $901 per security on the pricing date.
The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with an initial level of 1,071.06. They pay a contingent coupon at an annual rate of 11.60% on coupon dates only if the underlier's closing level is >= the coupon barrier (80% of initial, i.e., 856.848). The notes are auto‑callable starting with the redemption determination date of March 15, 2027 if the underlier is >= the call threshold (100% of initial). At maturity on March 18, 2031, if not called, investors receive principal only if the final level is >= the buffer (85% of initial, i.e., 910.401); otherwise principal is reduced pro rata beyond the 15% buffer, subject to a minimum payment of 15% of principal.
Morgan Stanley Finance LLC priced an aggregate principal amount of $1,318,000 of contingent income, memory buffered auto-callable securities at a stated principal amount of $1,000 per security with an issue price of $1,000 and an estimated value of $901 per security on the pricing date.
The securities reference the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with an initial level of 1,071.06. They pay a contingent coupon at an annual rate of 11.60% on coupon dates only if the underlier's closing level is >= the coupon barrier (80% of initial, i.e., 856.848). The notes are auto‑callable starting with the redemption determination date of March 15, 2027 if the underlier is >= the call threshold (100% of initial). At maturity on March 18, 2031, if not called, investors receive principal only if the final level is >= the buffer (85% of initial, i.e., 910.401); otherwise principal is reduced pro rata beyond the 15% buffer, subject to a minimum payment of 15% of principal.