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Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced $5,915,000 of Trigger PLUS notes due June 30, 2031. These principal‑at‑risk securities reference the worst performing of the Dow Jones Industrial Average and the S&P 500® Index and pay no interest; payment at maturity depends on the worst performing underlier.
If both underliers finish above their initial levels, investors receive the $1,000 stated principal plus a 125% leverage of the worst underlier's appreciation. If the worst underlier finishes between its initial level and its 70% downside threshold, investors receive only the $1,000 principal. If the worst underlier finishes below the threshold, investors lose 1% of principal for each 1% decline in that underlier; there is no minimum payment and the securities could pay zero. All payments are unsecured obligations of MSFL and are fully guaranteed by Morgan Stanley and are subject to issuer credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk auto-callable securities due June 28, 2029 linked to the worst performing of the Nasdaq-100, Russell 2000 and S&P 500. The stated principal amount is $1,000 per security and the aggregate principal amount is $1,442,000. The securities pay a contingent coupon at an annual rate of 8.40% only when all three underliers meet their coupon barrier levels on observation dates, include automatic early redemption if all underliers meet call thresholds on redemption determination dates, and expose holders to full downside loss calculated 1:1 versus the worst performing underlier at maturity.
Morgan Stanley Finance LLC is offering Buffered PLUS notes due August 13, 2027 tied to the S&P 500 Index and fully guaranteed by Morgan Stanley. Each note has a $1,000 stated principal, a 110% leverage factor, a 10% buffer and a maximum payment at maturity of $1,146. The strike and pricing date are July 10, 2026, original issue date July 15, 2026, and the observation date is August 10, 2027. If the final level is below the buffer, investors lose 1% of principal for each 1% decline beyond the buffer; the minimum payment at maturity is 10% of stated principal. Payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced Principal at Risk contingent-income, auto-callable notes linked to the worst performer of the Nasdaq-100 Technology Sector, Russell 2000 and S&P 500. The issue is $1,000 per security, aggregate principal $754,000, original issue date June 30, 2026, maturity December 30, 2027. The securities pay a contingent coupon at an annual rate of 9.25% on observation dates only if each underlier is at or above its coupon barrier (80% of initial). They may auto-redeem on specified redemption dates if each underlier meets a call threshold (100% of initial). At maturity, if any underlier is below its downside threshold (70% of initial), payment equals principal × performance factor of the worst performing underlier, potentially resulting in substantial principal loss. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Dual Directional Trigger PLUS notes with a $1,000 stated principal amount per security and a June 30, 2031 maturity. The notes reference the S&P 500® Futures Excess Return Index with an initial level of 590.78 (strike date June 25, 2026).
At maturity the payoff depends on the final level on the observation date: investors receive the stated principal plus a 167% leverage of upside if the index is higher; if the index is down but at or above the 60% downside threshold (354.468) they receive a limited positive return based on a 50% absolute participation rate; if below the threshold investors suffer losses pro rata and could lose their entire principal. The issue price is $1,000 per security, estimated value on pricing date was $939.40, and aggregate principal offered is $220,000. All payments are subject to issuer and guarantor credit risk and tax treatment is uncertain.
Morgan Stanley Finance LLC priced Principal at Risk structured notes linked to the S&P 500® Futures Excess Return Index. The offering totals $969,000 in $1,000 securities with an original issue price of $1,000 per security and an estimated value on the pricing date of $955.40 per security.
The notes carry an automatic early redemption on First determination date July 2, 2027 (call threshold = 590.78), an early redemption payment of $1,167.50, and final maturity on June 30, 2031. A 10% buffer protects against losses up to that amount; below the buffer investors lose 1% for each 1% decline beyond the buffer, subject to a 10% minimum payment.
Morgan Stanley Finance LLC priced a primary offering of structured, principal-at-risk market-linked securities guaranteed by Morgan Stanley. The offering comprises $1,000 face amount per security sold at $1,000 to the public with total proceeds to the issuer of $4,031,047.25. These securities provide leveraged upside participation (Participation Rate: 123.75%) based solely on the lowest performing of four indices and offer a 20% buffer against declines up to the threshold (80% of each starting level). The securities mature on July 8, 2027 (calculation day July 2, 2027), carry an estimated value of $963.60 per security on the pricing date (June 25, 2026), do not pay interest or dividends, and are subject to Morgan Stanley credit risk and limited secondary-market liquidity.
Morgan Stanley Finance LLC priced a primary offering of Market Linked Securities—auto-callable, contingent coupon with memory and contingent downside principal-at-risk—linked to Super Micro Computer, Inc. with a total price to public of $1,515,000 (face amount $1,000 per security) and a maturity of June 28, 2029.
The securities pay a 25% per annum contingent coupon (monthly if the stock closing price meets the coupon threshold of 45% of the $31.68 starting price), are callable beginning after a three-month non-call period if the stock meets an 85% call threshold, and expose holders to principal loss if the ending price is below the downside threshold of 45% of the starting price (i.e., losses exceeding 55%). The issuer-stated estimated value on the pricing date was $962.70 per security.
Morgan Stanley Finance LLC priced a Principal at Risk note tied to the S&P 500® Index with a $1,000 stated principal and an observation-based payoff maturing on July 29, 2027. The securities pay no interest and offer a fixed $91 upside payment if the final index level is at or above the downside threshold of 5,886.576 (80% of the initial level). If the final level is below that threshold, holders suffer a proportional loss equal to the index decline (performance factor = final level / initial level), with no minimum payment and potential loss of the entire investment. All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; market and credit risks and uncertain U.S. tax treatment are disclosed.
Morgan Stanley Finance LLC offers Principal-at-Risk, auto-callable notes linked to MP Materials Corp. common stock. Each security has a stated principal amount of $1,000, a contingent coupon at an annual rate of 37.04%, and a maturity date of July 14, 2027. The strike date was June 26, 2026 and the pricing date was June 29, 2026. Coupons are paid only if the underlier meets the coupon barrier ($35.035, 65% of the initial level) on observation dates; automatic early redemption occurs if the underlier is at or above the call threshold ($53.90) on any redemption determination date. At maturity, if the final level is below the downside threshold ($35.035), payment equals the stated principal multiplied by the performance factor (final level / initial level), exposing investors to potential loss of principal.