Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Morgan Stanley (NYSE: MS) SEC filings page on Stock Titan brings together the firm’s regulatory disclosures, including current reports on Form 8‑K and other registered securities information. These filings show how Morgan Stanley communicates material events such as quarterly and annual financial results, capital actions, regulatory capital developments and securities offerings.
Form 8‑K filings frequently cover the release of financial information for specific quarters and for the full year, with press releases and financial data supplements filed as exhibits. Other 8‑K reports describe changes in the firm’s Stress Capital Buffer under the Federal Reserve’s supervisory stress testing framework, providing context on Morgan Stanley’s U.S. Basel III Standardized Approach Common Equity Tier 1 capital requirements.
The filings also list the securities registered under Section 12(b) of the Securities Exchange Act of 1934, including common stock, multiple series of non‑cumulative preferred stock represented by depositary shares, and global medium‑term notes issued by Morgan Stanley or Morgan Stanley Finance LLC, with Morgan Stanley acting as guarantor for certain notes. Additional 8‑K filings describe the approval of forms of master notes for global medium‑term notes and related legal opinions and consents.
On Stock Titan, these SEC documents are updated as they are made available on EDGAR. AI‑powered summaries help explain the key points in lengthy filings, so users can quickly see what each 8‑K, 10‑K or 10‑Q addresses without reading every page. Investors can also use this page to monitor registered securities, preferred stock disclosures and other regulatory information related to Morgan Stanley.
Morgan Stanley Finance LLC offers $1,500,000 of PLUS securities linked to the VanEck® Semiconductor ETF that mature on March 17, 2027. Each security has a $1,000 stated principal amount and a 300% leverage factor on upside performance, subject to a $1,338 maximum payment per security.
At maturity, investors receive the stated principal plus leveraged upside if the final level exceeds the initial level of $397.33 (strike date March 10, 2026), subject to the cap. If the final level is below the initial level, principal falls dollar-for-dollar with the underlier (1% loss for each 1% decline), and there is no minimum payment; losses could be total. Payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley; all payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC priced a primary offering of principal-at-risk, contingent income auto-callable securities linked to United Parcel Service, Inc. Class B common stock with an aggregate principal amount of $3,626,000 ($1,000 per security). The securities pay a contingent coupon at an annual rate of 13.50% only if the underlier meets the coupon barrier on scheduled observation dates and are automatically redeemed early if the underlier meets the call threshold on redemption determination dates. The initial level was $100.80 on the strike date, the coupon barrier and downside threshold are $65.52 (65% of the initial level), the estimated value on the pricing date was $973.30 per security, and maturity is March 16, 2028. If the final level is below the downside threshold, payment at maturity is the stated principal multiplied by the performance factor and could be significantly less than the principal or zero. All payments are subject to Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Structured Investments — Buffered Jump Securities fully guaranteed by Morgan Stanley. The offering registers $1,500,000 aggregate principal in securities with a $1,000 stated principal and an issue price of $1,000 per security.
The securities mature on March 15, 2028 with an automatic early redemption feature tied to a first determination date of March 23, 2027. If the underlier closing level on that date is at or above 100 (the call threshold), the securities redeem at an early redemption payment of $1,235 per security. If not redeemed, payoff at maturity depends on the final level relative to the initial level (100), a buffer level of 85 (15% buffer) and a downside factor of 1.1765. The securities provide a participation rate of 150% and a stated upside payment of $470.
All payments are unsecured obligations of MSFL and fully guaranteed by Morgan Stanley. Investors bear issuer credit risk and may lose some or all of their principal; there is no minimum payment at maturity. The estimated value on the pricing date was $966.60 per security, reflecting issuance, structuring and hedging costs.
Morgan Stanley Finance LLC prices contingent income auto-callable securities due March 19, 2027. The notes, fully and unconditionally guaranteed by Morgan Stanley, have a $1,000 stated principal per security, an issue price of $1,000, and an estimated value on the pricing date of approximately $982.80. The securities pay a contingent coupon at an annual rate of 12.88% on observation dates only if both underliers meet coupon barrier levels. Underliers are the State Street® Industrial Select Sector SPDR® ETF (XLI) and the State Street® Consumer Discretionary Select Sector SPDR® ETF (XLY). The securities are automatically redeemed early if both underliers meet call thresholds on a redemption determination date; otherwise payment at maturity depends on the worst performing underlier and principal is at risk. Strike/pricing date: March 13, 2026.
Morgan Stanley Finance LLC is offering principal-at-risk, auto-callable notes tied to the worst-performing share of NVIDIA Corporation and Microsoft Corporation. Each note has a stated principal amount of $1,000, an issue price of $1,000, an estimated value on the pricing date of $933.90, and an aggregate offering of $1,500,000. The securities can be automatically redeemed on March 22, 2027 for an early redemption payment of $1,520 if both underliers meet their call thresholds on the first determination date. If not auto-redeemed, maturity is March 15, 2029, with a 150% participation rate in the upside of the worst-performing underlier or potential loss of principal if the worst-performing underlier falls below its 90% downside threshold.
The notes are unsecured obligations of MSFL, fully guaranteed by Morgan Stanley, and all payments are subject to the issuer’s credit risk. The offering includes a fixed sales commission of $28.50 per security and hedging, structuring and distribution costs embedded in the issue price. Key mechanics include initial levels set at the strike date ($184.77 for NVDA and $405.76 for MSFT), downside thresholds at 90% of those levels, and final determination on March 12, 2029.
Morgan Stanley Finance LLC is offering Principal at Risk Buffered Jump Securities due March 14, 2031 tied to the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index with an aggregate principal amount of $2,218,000. The securities are unsecured obligations of MSFL and are fully and unconditionally guaranteed by Morgan Stanley.
The securities have an automatic early redemption feature beginning with the first determination date on March 18, 2027; if the underlier is at or above the call threshold (approximately 85% of the initial level) on a determination date, the securities will be redeemed for a fixed early redemption payment that increases over time. If not redeemed, maturity payments depend on the final level relative to a 15% buffer: a fixed payment of $1,500.00 if the final level is at or above the buffer level, or a reduced payment that reflects losses beyond the buffer (subject to a 15% minimum payment). The issue price is $1,000 per security and the estimated value on the pricing date was $903.80 per security.
Morgan Stanley Finance LLC is offering $5,680,000 of Digital VanEck® Gold Miners ETF‑Linked Notes due April 14, 2027 (trade date March 11, 2026). The notes are unsecured, fully guaranteed by Morgan Stanley and are principal‑at‑risk.
Payments at maturity are linked to the VanEck® Gold Miners ETF (Bloomberg GDX). If the Final Underlier Level is ≥ 90% of the Initial Underlier Level, each $1,000 face amount pays the Maximum Settlement Amount of $1,273.50 (127.35%). If the Underlier falls below 90%, losses apply and investors may lose some or all principal. The estimated value on the trade date is $978.70 per note; price to public is $1,000 with agent commissions of 1.09%.
Morgan Stanley Finance LLC is offering structured, principal-at-risk notes due March 15, 2029 with a stated principal amount of $1,000 per security and an aggregate principal amount of $3,520,000. The securities are fully and unconditionally guaranteed by Morgan Stanley and were issued at a public price of $1,000 per security (estimated value on the pricing date: $940.10 per security).
The notes are auto-callable on specified determination dates beginning March 12, 2027 and reference the worst performing of three ETFs: KRE (regional banks), GDX (gold miners) and TLT (20+ Year Treasury). Call threshold levels equal 100% of initial levels; upside and downside thresholds equal 90% and 60% of initial levels, respectively. Early redemption payments and the fixed maturity payoff levels are specified in the supplement; if the worst performing underlier falls below the downside threshold, investors lose 1% for each 1% decline in that underlier (payment at maturity could be significantly less than principal or zero).
Morgan Stanley Finance LLC offers $2,886,000 of Principal at Risk structured securities—$1,000 stated principal per security—fully and unconditionally guaranteed by Morgan Stanley. The notes are auto-callable beginning on March 12, 2027 with fixed early redemption payments that deliver approximately 17.10% per annum if a call threshold (967.649) is met on a determination date.
If not called, maturity outcomes (maturity March 14, 2031) depend on the final level of the S&P® U.S. Equity Momentum 40% VT 4% Decrement Index versus the initial level (1,138.41): full positive payoff of $1,855.00 if final level ≥ call threshold; return of principal if final level ≥ downside threshold (683.046); pro rata principal loss (1% loss per 1% decline) if final level < downside threshold. The securities carried an estimated value of $930.10 on the pricing date and were sold at an issue price of $1,000, reflecting issuance and hedging costs.
Morgan Stanley Finance LLC is offering principal‑at‑risk, contingent‑coupon, auto‑callable securities due March 15, 2029, fully and unconditionally guaranteed by Morgan Stanley. The issue price is $1,000 per security, aggregate principal $113,000, and estimated value on the pricing date was $981.00 per security.
The securities pay a contingent coupon at an annual rate of 12.25% only if each underlier (the Nasdaq‑100, Russell 2000 and S&P 500) is at or above its coupon barrier (approximately 75% of initial levels) on each observation date. They are automatically redeemed early if each underlier meets its call threshold (100% of initial levels) on a redemption determination date. At maturity, if any underlier is below its downside threshold (approximately 75% of initial levels), investors suffer loss equal to the percentage decline of the worst performing underlier; the payment could be significantly less than principal or zero.