Welcome to our dedicated page for MORGAN STANLEY SEC filings (Ticker: MS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Morgan Stanley filings document the company’s financial services business, capital structure, governance and material events. The record includes 8-K reports for current events, proxy materials for annual meeting and shareholder voting matters, and securities listings covering common stock, depositary preferred shares and medium-term notes associated with Morgan Stanley Finance LLC.
Filings also disclose governance procedures, registered security classes, NYSE listing information, preferred stock series, debt-security registration matters and formal status changes such as a Form 25 notice for removal of a listed note class from exchange registration.
Morgan Stanley Finance LLC priced Principal-at-Risk structured notes linked to the worst performing of the Nasdaq-100® Technology Sector, the Russell 2000® Index and the S&P 500® Index. The notes have a $1,000 stated principal amount, automatic early redemption on July 2, 2027 (first determination) for an early redemption payment of $1,180, a June 30, 2031 maturity date and are fully and unconditionally guaranteed by Morgan Stanley.
The securities pay no periodic interest, return 150% participation on the worst-performing underlier if all underliers finish above initial levels at maturity, return principal if final levels remain at or above 70% of initial levels, and expose investors to a loss equal to the percentage decline of the worst-performing underlier if that underlier finishes below its downside threshold. All payments are subject to Morgan Stanley's credit risk; the original issue price was $1,000 and the estimated pricing-date value was $929.40.
Morgan Stanley Finance LLC is offering Principal at Risk Structured Investments—Enhanced Trigger Jump Securities linked to the common stock of NVIDIA Corporation. Each security has a stated principal amount of $1,000 and matures on July 14, 2027. If the final level on the observation date is at or above the downside threshold ($144.398, 75% of the initial level), holders receive the stated principal plus an upside payment of $208 (20.80%). If the final level is below the downside threshold, the payment equals the stated principal multiplied by the performance factor (final level / initial level), exposing investors to a 1% loss for each 1% decline in the underlier; there is no minimum payment and principal could be lost in full. The initial level (closing) was $192.53 on the strike date and the estimated value on the pricing date was approximately $986.60 per security. All payments are subject to Morgan Stanley's credit risk and the securities do not pay interest.
Morgan Stanley Finance LLC priced market-linked notes due June 28, 2030, fully guaranteed by Morgan Stanley, linked to the worst performing of the Dow Jones Industrial Average and the S&P 500® Index. The notes have a $1,000 stated principal amount per note, an issue price of $1,000 and aggregate principal of $559,000. The participation rate is 100% of the appreciation of the worst performing underlier, subject to a maximum payment at maturity of $1,350 per note. If either underlier’s final level is equal to or below its initial level, investors receive only the stated principal amount. The notes pay no interest, are unsecured obligations of MSFL and are subject to Morgan Stanley credit risk. Estimated value on the pricing date was $960.00 per note. Terms are subject to the product, index and tax supplements and the prospectus.
Morgan Stanley Finance LLC priced Contingent Income Auto-Callable Securities (principal at risk) linked to the Nasdaq-100® Technology Sector and the Russell 2000®. The offering totals $2,357,000 at a $1,000 issue price per security and carries a contingent annual coupon of 9.75%.
Coupons are payable only if both underliers meet their coupon barrier (75% of initial levels) on observation dates; automatic early redemption can occur if both underliers meet call thresholds (100% of initial levels) on redemption determination dates. At maturity investors either receive principal (if both underliers ≥ 75% of initial levels) or suffer a loss equal to the percentage decline of the worst performing underlier.
Morgan Stanley Finance LLC priced Principal at Risk securities linked to the worst performing of the Russell 2000® and S&P 500® Indices. The offering totals $103,000 aggregate at a $1,000 stated principal amount per security with an upside payment of $270 (27%).
Key dates: strike and pricing date June 25, 2026, original issue date June 30, 2026, observation date June 26, 2028, maturity June 29, 2028. The downside threshold is 80% of each initial level; if the worst performing underlier falls below that threshold, principal loss equals the percent decline. Estimated value on the pricing date was $962.30 per security and the agent commission was $22.50 per security.
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) is offering Principal at Risk auto-callable securities tied to ServiceNow, Inc. common stock. The securities have a $1,000 stated principal amount, aggregate principal of $970,000, an issue price of $1,000 and an estimated value of $983.40 on the pricing date.
The notes pay a contingent coupon at an annual rate of 21.35% on each coupon payment date only if the closing level of the underlier is at or above the coupon barrier of $44.76 (50% of the initial level). The initial level/strike level was $89.52 (call threshold = 100% of initial). The securities mature on July 1, 2027, are subject to automatic early redemption on specified dates if the underlier meets the call threshold, and expose investors to full downside risk (payment at maturity equals principal × performance factor when final level is below the downside threshold).
Morgan Stanley Finance LLC (guaranteed by Morgan Stanley) priced Principal-at-Risk notes linked to the worst performing of the State Street SPDR S&P Metals & Mining ETF (XME) and the VanEck Gold Miners ETF (GDX). The offering is for $3,299,000 aggregate with a $1,000 stated principal amount per security and an issue price of $1,000.
The notes include a 15% buffer, automatic early redemption on scheduled determination dates with rising fixed early-redemption payments (first: $1,051.00), a payment at maturity of $1,280.50 if both final levels are at or above their buffer levels, and a minimum payment at maturity equal to 15% of principal. The estimated value on the pricing date was $951.30 per security. All payments are subject to MSFL and Morgan Stanley credit risk.
Morgan Stanley Finance LLC is offering Principal at Risk Callable Contingent Income Securities linked to the worst performing of the iShares Russell 2000 ETF, the Nasdaq-100 Index and the S&P 500 Index. Each security has a $1,000 stated principal amount and an original issue price of $1,000. The securities pay a contingent coupon of 10.20% per annum on each coupon payment date only if the closing level of each underlier is at or above its coupon barrier (70% of initial level) on the related observation date. The securities may be redeemed early beginning on December 31, 2026 if, on a determination date, a risk neutral valuation model indicates redemption is economically rational for the issuer. At maturity on June 28, 2029, if the final level of each underlier is at or above its downside threshold (70% of initial level), investors receive the stated principal; if any underlier is below that threshold, payment equals principal multiplied by the performance factor of the worst performing underlier, which can result in a significant loss or zero recovery. All payments are subject to the issuer’s and guarantor’s credit risk.
The pricing supplement describes a series of principal-at-risk notes issued by Morgan Stanley Finance LLC and fully guaranteed by Morgan Stanley. The offering is $575,000 aggregate (stated principal $1,000 per security) linked to Meta Platforms, Inc. class A stock, maturing July 12, 2027.
The notes pay a contingent annual coupon of 10.38% on scheduled coupon dates only if the underlier's closing level meets or exceeds the coupon barrier (70% of the initial level). They are callable on specified redemption determination dates and include a buffer equal to 30% of the initial level; below the buffer investors suffer a loss of 1.4286% of principal for each 1% decline beyond the buffer. All payments are subject to issuer credit risk and there is no minimum payment at maturity.
Morgan Stanley Finance LLC is offering Trigger PLUS notes linked to the EURO STOXX 50® Index with a $1,000 stated principal per security and a maturity date of July 3, 2031. The securities pay no interest, provide a 183% leverage factor on appreciation and a limited principal protection that applies only if the final index level is at or above 75% of the initial level. If the final level is below that downside threshold, investors lose in direct proportion to the index decline and could lose their entire investment. The original issue price is $1,000 and the document states an estimated value on the pricing date of approximately $951.50. All payments are subject to the credit risk of MSFL and Morgan Stanley. Pricing/strike date: June 29, 2026; observation date: June 30, 2031 (subject to postponement).