Midland States SEC Filings

Jeffrey C. Smith, a director of Midland States Bancorp, Inc. (MSBI), reported changes in beneficial ownership on Form 4 dated 10/01/2025. The filing shows a disposition of 33,609 shares of common stock on 09/30/2025. The report also records acquisitions of 415.694 and 369.1182 common share equivalents (from dividend reinvestment) and 13,126.306 restricted stock units converted to common share equivalents, with the restricted stock units described as contingent rights to receive one share per unit under the 2019 Long-Term Incentive Plan and deferred under the DDCP.

Travis Franklin, a director of Midland States Bancorp (MSBI), reported share-related transactions dated 09/30/2025. The Form 4 shows two acquisitions of common share equivalents: 700.117 and 141.079 units, both recorded as acquisitions. These common share equivalents are held under the Directors Deferred Compensation Plan (DDCP) and represent the economic equivalent of one share of common stock, payable upon termination of director service. The filing also notes restricted stock units acquired under the 2019 Long-Term Incentive Plan that were deferred into the DDCP, and that some common share equivalents were received via dividend reinvestment and fully vested on the transaction date. The reporting person’s total beneficial ownership following the reported transactions is stated as 8,490.321 shares, held directly.

Jerry L. McDaniel, a director of Midland States Bancorp, Inc. (MSBI), reported changes in beneficial ownership on 09/30/2025. The filing discloses dividend reinvestment that yielded 693.4525 common share equivalents at an indicated per-share equivalent value of $17.35, increasing the reported common share equivalents to 36,230.9313 (direct). The report also shows 2,060 restricted stock units held directly and immediately vested RSUs noted in the explanations. Non-derivative holdings include multiple indirect positions (for family entities and a revocable trust) and a direct disposition of 8,258 shares. The reporting person signed the form on 10/01/2025.

Jennifer DiMotta, a director of Midland States Bancorp, Inc. (MSBI), reported changes in her holdings on 09/30/2025. The filing shows a disposition of 6,799 shares of common stock. The report also records acquisition of 289.5654 common share equivalents through dividend reinvestment in the companys DDCP at an indicated value of $17.35 per share equivalent; those reinvested common share equivalents fully vested on the transaction date and are stated to be payable upon termination of her service as a director. The filing lists 10,651.6657 common share equivalents and 5,338 restricted stock units as beneficially owned following the reported transactions. The form is signed by Ms. DiMotta and an attorney-in-fact on 10/01/2025.

Richard Dean Bingham, a director of Midland States Bancorp (MSBI), reported multiple transactions dated 09/30/2025. The filing shows a disposition of 22,700 shares of common stock and a disposition of 4,000 IRA Series A preferred depositary shares. The report also records indirect holdings of common stock through the Directors Deferred Compensation Plan (DDCP) totaling 42,554 and 1,000 common stock equivalents (disclaimed except for pecuniary interest). On the same date the reporting person acquired common share equivalents and restricted stock units: 541.3798 common share equivalents at an economic value reflected by $17.35, 918.903 common share equivalents at $17.14, and 9,879.106 restricted stock units (each RSU converts to one common share). The DDCP holdings are payable upon termination of director service. The form is signed 10/01/2025.

Midland States Bancorp insider Jeremy Andrew Jameson, who is an Executive Vice President and Chief Credit Officer and a director, filed an initial Form 3 reporting direct beneficial ownership of 34,674 shares of the company's common stock (ticker MSBI). The filing was signed by Mr. Jameson and by Nathan D. Sturycz as attorney-in-fact and records the event date as 09/02/2025. The report is an initial disclosure of ownership under Section 16 and lists no derivative securities.

Midland States Bancorp, Inc. is unable to file its Quarterly Report on Form 10-Q for the period ended June 30, 2025 within the prescribed time due to a previously disclosed restatement that affects its financial statements for multiple periods. The company notes prior delays in filing its annual report and prior quarter report and states it does not expect to meet the five-calendar-day extension; it plans to file as soon as practicable.