Welcome to our dedicated page for Midland States SEC filings (Ticker: MSBI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Midland States Bancorp, Inc. (NASDAQ: MSBI) SEC filings page on Stock Titan provides access to the company’s regulatory documents filed with the U.S. Securities and Exchange Commission. As a community-based financial holding company and sole shareholder of Midland States Bank, Midland States Bancorp reports on its commercial banking and wealth management activities, capital structure, and governance through periodic and current reports.
Investors can review annual and quarterly reports such as the Form 10-K and Form 10-Q, where the company presents audited and interim financial statements, management’s discussion of results, asset quality metrics, and capital ratios. These filings have included discussions of restatements of prior financial statements and the timing of subsequent reports, as described in the company’s Form 12b-25 notification of late filing.
Current reports on Form 8-K document material events, including dividend declarations on common stock and 7.75% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A, authorization of a stock repurchase program, redemption of subordinated notes, notices related to Nasdaq listing rule compliance, earnings releases, and annual meeting voting results. These filings also identify the trading symbols MSBI and MSBIP and confirm the company’s listing on The Nasdaq Stock Market LLC.
Proxy materials such as the DEF 14A definitive proxy statement provide detail on board structure, executive compensation, shareholder proposals, and governance policies like the code of business conduct and ethics, anti-hedging policy, and clawback policy.
On Stock Titan, AI-powered tools summarize key points from Midland States Bancorp’s filings, helping users quickly understand topics such as credit quality trends, portfolio repositioning, capital management actions, and governance decisions without reading every page. Real-time updates from EDGAR ensure that new 10-K, 10-Q, 8-K, proxy, and related filings are incorporated as they are posted, while users can also track how the company addresses Nasdaq notices and other regulatory matters over time.
Midland States Bancorp (MSBI) Form 4: An officer (title: CROF) acquired 10,760 shares of common stock on 11/03/2025 at a $14.64 per-share price. Following the transaction, the officer beneficially owns 24,112 shares with direct ownership. The filing notes these were restricted stock awards (RSA) with a 4-year vesting schedule at 25% per year.
Midland States Bancorp (MSBI) reported an insider transaction by its President & CEO and Director. On 11/03/2025, he acquired 38,410 shares of common stock at $14.64 through a restricted stock award with a four-year, 25% annual vesting schedule.
Following the transaction, he beneficially owned 399,659.432 shares directly, with an additional 11,569 shares held indirectly through JQ Properties.
Outstanding derivative holdings include stock options for 16,800 shares at an exercise price of $23 expiring on 11/03/2025, 8,383 shares at $28.59 expiring on 11/16/2026, and 52,291 shares at $28.43 expiring on 10/31/2032.
Midland States Bancorp (MSBI) reported insider activity by its Chief Financial Officer on a Form 4. The filing shows share withholdings to cover taxes of 294 shares on 10/31/2025 and 472 shares on 11/01/2025, each at $14.64 (transaction code F). On 11/03/2025, the CFO acquired 14,940 shares of common stock (transaction code A) noted as an RSA with a four-year, 25% annual vesting schedule. Following these transactions, the CFO directly owned 43,333 common shares. The filing also lists options for 19,173 shares at a $28.43 exercise price, expiring 10/31/2032, vesting in four equal annual installments beginning one year after 10/31/2022.
Midland States Bancorp (MSBI) — insider transaction filed on Form 4. An officer (President, Midland States Bank) reported dispositions of common stock on 10/31/2025 and 11/01/2025 under code F for 445 and 742 shares at $14.64 each. On 11/03/2025, the insider acquired 23,310 shares of common stock (noted as an RSA with a 4‑year, 25% vesting schedule) at $14.64. Following these transactions, beneficial ownership was reported as 79,059.47 shares.
Derivative holdings reported include options for 10,702 shares at an exercise price of $23 (underlying common stock), 5,341 shares at $28.59 expiring 11/16/2026, and 29,133 shares at $28.43 expiring 10/31/2032, each for underlying common stock.
Midland States Bancorp (MSBI) declared cash dividends and launched a new repurchase plan. The Board approved a quarterly cash dividend of $0.32 per common share, payable on November 21, 2025 to shareholders of record on November 14, 2025. The Board also declared a $0.4844 dividend per depositary share on its 7.75% Fixed-Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A, payable on December 30, 2025 to shareholders of record on December 15, 2025.
In addition, the Board authorized a stock repurchase program for up to $25.0 million of common stock, effective November 3, 2025 through November 2, 2026. Repurchases may occur on the open market, in privately negotiated transactions, or other methods permitted by law, at the Company’s discretion. Management is authorized to enter a Rule 10b5-1 trading arrangement, and the program may be suspended or discontinued at any time.
Midland States Bancorp, Inc. furnished a Form 8-K announcing its third-quarter 2025 results. The company released a press release and made an investor slide presentation available on its website, attached as Exhibits 99.1 and 99.2. These materials are provided under Items 2.02 and 7.01 and are furnished, not filed, under the Exchange Act; they are not incorporated by reference except as specifically stated.
Gerald Carlson, a director of Midland States Bancorp (MSBI), reported transactions affecting his holdings. The form shows a disposition of 4,000 shares of common stock on 09/30/2025. On the same date he acquired restricted stock units and common share equivalents through the company plans: 875.146 RSU-based common share equivalents at an implicit $17.14 price and 158.4075 common share equivalents at $17.35 received via dividend reinvestment. After these transactions, the filing reports a total beneficial ownership of 9,622.2225 common share equivalents held directly. The entries note that RSUs were granted under the 2019 Long-Term Incentive Plan and deferred under the Directors Deferred Compensation Plan, with payout contingent on vesting and termination terms.
Jeffrey C. Smith, a director of Midland States Bancorp, Inc. (MSBI), reported changes in beneficial ownership on Form 4 dated 10/01/2025. The filing shows a disposition of 33,609 shares of common stock on 09/30/2025. The report also records acquisitions of 415.694 and 369.1182 common share equivalents (from dividend reinvestment) and 13,126.306 restricted stock units converted to common share equivalents, with the restricted stock units described as contingent rights to receive one share per unit under the 2019 Long-Term Incentive Plan and deferred under the DDCP.
Travis Franklin, a director of Midland States Bancorp (MSBI), reported share-related transactions dated 09/30/2025. The Form 4 shows two acquisitions of common share equivalents: 700.117 and 141.079 units, both recorded as acquisitions. These common share equivalents are held under the Directors Deferred Compensation Plan (DDCP) and represent the economic equivalent of one share of common stock, payable upon termination of director service. The filing also notes restricted stock units acquired under the 2019 Long-Term Incentive Plan that were deferred into the DDCP, and that some common share equivalents were received via dividend reinvestment and fully vested on the transaction date. The reporting person’s total beneficial ownership following the reported transactions is stated as 8,490.321 shares, held directly.
Jerry L. McDaniel, a director of Midland States Bancorp, Inc. (MSBI), reported changes in beneficial ownership on 09/30/2025. The filing discloses dividend reinvestment that yielded 693.4525 common share equivalents at an indicated per-share equivalent value of $17.35, increasing the reported common share equivalents to 36,230.9313 (direct). The report also shows 2,060 restricted stock units held directly and immediately vested RSUs noted in the explanations. Non-derivative holdings include multiple indirect positions (for family entities and a revocable trust) and a direct disposition of 8,258 shares. The reporting person signed the form on 10/01/2025.