MSCI (NYSE: MSCI) affiliate files to sell 10,000 MSCI shares via Form 144

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice relating to proposed sales of Common shares of MSCI. The filing lists multiple equity award lots by grant date (examples: 2,114; 4,965; 1,309 shares) and shows 10,000 in a summary line with an 04/24/2026 date.

Insights

Securities Counsel

Form 144 is a notice of intent to sell restricted or controlled securities, not a trade confirmation.

The filing lists proposed sales of Common shares tied to awards (restricted stock and performance shares) and includes a summary figure of 10,000 and a date of 04/24/2026. This notice notifies the market and the broker-dealer of an intended sale under federal exemptions.

Timing and final sale amounts depend on subsequent transactions and compliance with Rule 144; cash-flow treatment and sale methods are not specified in the excerpt.

Key Figures

Summary shares listed: 10,000 shares Award lot example: 2,114 shares Award lot example: 4,965 shares +2 more

5 metrics

Summary shares listed 10,000 shares appears on filing line with date 04/24/2026

Award lot example 2,114 shares Performance Shares granted 02/13/2020

Award lot example 4,965 shares Performance Shares granted 02/05/2021

Award lot example 1,309 shares Performance Shares granted 02/07/2022

Form type Form 144 Section 144 notice of proposed sale

Key Terms

Form 144, Restricted Stock, Performance Shares

3 terms

Form 144 regulatory

"Filed as the notice of proposed sale of restricted or control securities"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Listed as a security type with grant dates and lot sizes"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Performance Shares financial

"Listed as a security type with grant dates and lot sizes"

Performance shares are a type of company stock given to executives or employees that only become theirs if the company meets specific goals, like hitting certain profits or growth targets. They motivate leaders to work toward the company’s success, because their additional shares depend on achieving these results.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10000	5920396.00	72800000	04/24/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/06/2021	Restricted Stock	Issuer			256	02/06/2021	Not Applicable
Common	02/13/2020	Performance Shares	Issuer			2114	02/13/2020	Not Applicable
Common	02/05/2021	Performance Shares	Issuer			4965	02/05/2021	Not Applicable
Common	02/07/2021	Restricted Stock	Issuer			414	02/07/2021	Not Applicable
Common	02/07/2022	Performance Shares	Issuer			1309	02/07/2022	Not Applicable
Common	02/06/2022	Restricted Stock	Issuer			276	02/06/2022	Not Applicable
Common	02/04/2022	Restricted Stock	Issuer			241	02/04/2022	Not Applicable
Common	02/06/2021	Restricted Stock	Issuer			425	02/06/2021	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the MSCI Form 144 filing mean?

It notifies the SEC of an intended sale of restricted or control securities by an affiliate. The excerpt lists equity award lots and shows a summary figure of 10,000 common shares dated 04/24/2026 as the filing notice.

Who is the filer in the MSCI Form 144?

The filer is listed as Morgan Stanley Smith Barney LLC, Executive Financial Services. The filing shows this broker-dealer as the executing intermediary for proposed sales of MSCI common shares on 04/24/2026.

Which types of MSCI securities are listed in the Form 144?

The excerpt lists Restricted Stock and Performance Shares by grant date. Example lot sizes in the filing include 2,114, 4,965, and 1,309 shares tied to award dates.

Does Form 144 confirm that the shares were sold?

No. Form 144 is a notice of intent to sell, not proof of sale. The excerpt lists proposed lots and a summary line showing 10,000 shares; actual sales and proceeds are not provided in the excerpt.