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Morgan Stanley SEC Filings

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Welcome to our dedicated page for Morgan Stanley SEC filings (Ticker: MSTLW), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Morgan Stanley's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Morgan Stanley's regulatory disclosures and financial reporting.

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Morgan Stanley (MS) submitted a Form 144 notice reporting proposed sales of common stock through Morgan Stanley & Co. LLC. The filing lists 2,775 shares to be sold on 04/09/2026 for cash; it also records 3,080 shares sold on 01/20/2026.

The broker of record for the 04/09/2026 entry is Morgan Stanley & Co. LLC. Dollar figures shown in the excerpt include $531,204.38 and $570,311.46, each paired with specific rows in the filing excerpt.

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Morgan Stanley (MS) submitted a Form 144 notice reporting proposed sales of common stock through Morgan Stanley & Co. LLC. The filing lists 2,775 shares to be sold on 04/09/2026 for cash; it also records 3,080 shares sold on 01/20/2026.

The broker of record for the 04/09/2026 entry is Morgan Stanley & Co. LLC. Dollar figures shown in the excerpt include $531,204.38 and $570,311.46, each paired with specific rows in the filing excerpt.

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Morgan Stanley Chief Legal/Admin Officer Eric F. Grossman reported selling 11,118 shares of Common Stock in open-market transactions. The sales occurred on April 20, 2026 in two equal blocks of 5,559 shares at prices of $191.50 and $190.00 per share. After these trades, he continues to hold well over 160,000 Morgan Stanley shares directly, indicating the transactions represent a relatively small portion of his overall stake.

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Morgan Stanley Chief Legal/Admin Officer Eric F. Grossman reported selling 11,118 shares of Common Stock in open-market transactions. The sales occurred on April 20, 2026 in two equal blocks of 5,559 shares at prices of $191.50 and $190.00 per share. After these trades, he continues to hold well over 160,000 Morgan Stanley shares directly, indicating the transactions represent a relatively small portion of his overall stake.

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Rhea-AI Summary

Morgan Stanley (MS) submitted a Rule 144 notice listing 11,118 shares of Common Stock tied to an Employee stock unit award(s) dated 03/12/2026. The filing also records prior sales of 21,555 shares on 01/20/2026 with an aggregate amount shown as $3,966,120.00.

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Morgan Stanley (MS) submitted a Rule 144 notice listing 11,118 shares of Common Stock tied to an Employee stock unit award(s) dated 03/12/2026. The filing also records prior sales of 21,555 shares on 01/20/2026 with an aggregate amount shown as $3,966,120.00.

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Morgan Stanley Co-President Daniel A. Simkowitz reported an insider transaction involving the company’s common stock. He made a bona fide gift of 8,000 shares and completed an open-market sale of 14,690 shares at a weighted average price of $189.2435 per share. Following these transactions, he directly holds 365,802.079 shares of Morgan Stanley common stock and has an additional 1,805.331 shares held indirectly through a 401(k) Plan.

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Morgan Stanley Co-President Daniel A. Simkowitz reported an insider transaction involving the company’s common stock. He made a bona fide gift of 8,000 shares and completed an open-market sale of 14,690 shares at a weighted average price of $189.2435 per share. Following these transactions, he directly holds 365,802.079 shares of Morgan Stanley common stock and has an additional 1,805.331 shares held indirectly through a 401(k) Plan.

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Daniel A. Simkowitz submitted a Form 144 notice relating to a proposed sale of 32,968 shares of Common stock. The filing shows a disposition dated 01/30/2026 with an aggregate amount of $6,020,312.85. The securities are identified as employee stock unit award(s) with a date of 02/19/2026 and are listed as issuer-side securities.

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Daniel A. Simkowitz submitted a Form 144 notice relating to a proposed sale of 32,968 shares of Common stock. The filing shows a disposition dated 01/30/2026 with an aggregate amount of $6,020,312.85. The securities are identified as employee stock unit award(s) with a date of 02/19/2026 and are listed as issuer-side securities.

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Morgan Stanley Co-President Andrew M. Saperstein reported selling 51,668 shares of Morgan Stanley common stock in a series of open-market transactions on April 16, 2026. The sales were executed at weighted average prices, with disclosed ranges generally between $186.77 and $192.34 per share.

After these transactions, Saperstein directly holds 282,142.385 shares of Morgan Stanley common stock, so the filing reflects a partial reduction rather than a full exit from his equity position.

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Morgan Stanley Co-President Andrew M. Saperstein reported selling 51,668 shares of Morgan Stanley common stock in a series of open-market transactions on April 16, 2026. The sales were executed at weighted average prices, with disclosed ranges generally between $186.77 and $192.34 per share.

After these transactions, Saperstein directly holds 282,142.385 shares of Morgan Stanley common stock, so the filing reflects a partial reduction rather than a full exit from his equity position.

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Morgan Stanley Chief Financial Officer Sharon Yeshaya reported bona fide gifts of 18,344 shares of Common Stock on 2026-04-16. The transfers consisted of 9,172 shares from her direct holdings and 9,172 shares through an entity described as an LLC on behalf of a trust.

Following these gifts, Yeshaya directly holds 142,487.2 shares of Morgan Stanley Common Stock and indirectly holds 9,172 shares via the LLC/trust structure. Gift transactions are non-market dispositions with no sale proceeds, so they do not represent open-market buying or selling activity.

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Morgan Stanley Chief Financial Officer Sharon Yeshaya reported bona fide gifts of 18,344 shares of Common Stock on 2026-04-16. The transfers consisted of 9,172 shares from her direct holdings and 9,172 shares through an entity described as an LLC on behalf of a trust.

Following these gifts, Yeshaya directly holds 142,487.2 shares of Morgan Stanley Common Stock and indirectly holds 9,172 shares via the LLC/trust structure. Gift transactions are non-market dispositions with no sale proceeds, so they do not represent open-market buying or selling activity.

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Morgan Stanley Chief Client Officer Mandell Crawley reported multiple transactions in Morgan Stanley Common Stock. On April 16, 2026, he completed open-market sales totaling 16,129 shares at weighted average prices around $187–$189 per share, executed across several price ranges.

In a separate transaction the same day, Crawley made a bona fide gift of 1,053 shares of Common Stock. Following these sales and the gift, he directly holds 61,475.888 shares of Morgan Stanley Common Stock, according to the filing.

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Morgan Stanley Chief Client Officer Mandell Crawley reported multiple transactions in Morgan Stanley Common Stock. On April 16, 2026, he completed open-market sales totaling 16,129 shares at weighted average prices around $187–$189 per share, executed across several price ranges.

In a separate transaction the same day, Crawley made a bona fide gift of 1,053 shares of Common Stock. Following these sales and the gift, he directly holds 61,475.888 shares of Morgan Stanley Common Stock, according to the filing.

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Mandell L. Crawley submitted a Form 144 notice to sell 16,129 shares of Common Stock tied to an employee stock unit award, through Morgan Stanley Smith Barney LLC as broker. The filing also records a prior sale of 7,860 shares on 01/20/2026 for $1,441,879.27. The filing date shown is 04/16/2026 on the NYSE listing.

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Mandell L. Crawley submitted a Form 144 notice to sell 16,129 shares of Common Stock tied to an employee stock unit award, through Morgan Stanley Smith Barney LLC as broker. The filing also records a prior sale of 7,860 shares on 01/20/2026 for $1,441,879.27. The filing date shown is 04/16/2026 on the NYSE listing.

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Morgan Stanley (MS) filing a Form 144 reporting a proposed sale of 51,668 shares of Common stock tied to an employee stock unit award. The filing lists a prior sale of 30,330 shares on 01/20/2026 for $5,569,085.41.

The securities are linked to Morgan Stanley Smith Barney LLC Executive Financial Services and the filing date shown is 04/16/2026.

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Morgan Stanley (MS) filing a Form 144 reporting a proposed sale of 51,668 shares of Common stock tied to an employee stock unit award. The filing lists a prior sale of 30,330 shares on 01/20/2026 for $5,569,085.41.

The securities are linked to Morgan Stanley Smith Barney LLC Executive Financial Services and the filing date shown is 04/16/2026.

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FAQ

How many Morgan Stanley (MSTLW) SEC filings are available on StockTitan?

StockTitan tracks 114 SEC filings for Morgan Stanley (MSTLW), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Morgan Stanley (MSTLW)?

The most recent SEC filing for Morgan Stanley (MSTLW) was filed on April 20, 2026.