Morgan Stanley director granted new stock awards
Morgan Stanley director Perry M. Traquina reported receiving stock-based compensation rather than trading shares in the market.
Rhea-AI Filing Summary
Morgan Stanley director Perry M. Traquina reported receiving stock-based compensation rather than trading shares in the market. On 2026-06-01, Traquina acquired 369.119 shares of Morgan Stanley common stock at $209.9594 per share as a grant.
A separate award of 1,309.777 deferred stock units was also reported at a price of $0.00, reflecting units granted in lieu of cash retainers for board service. Footnotes explain these are restricted and deferred stock units under the Morgan Stanley Directors' Equity Capital Accumulation Plan, each convertible into one share of common stock.
The filing characterizes both entries as grants or awards, not open-market purchases or sales, and shows Traquina holding 90,963.319 shares of common stock directly following one of the reported transactions.
Positive
- None.
Negative
- None.
Insider Trade Summary
Grant/Award: 1,678.896 shares
Grant/Award
2 txns
Insider
TRAQUINA PERRY M
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 1,309.777 | $0.00 | $0.00 |
| Grant/Award | Common Stock | 369.119 | $209.9594 | $78K |
Holdings After Transaction:
Common Stock — 91,332.438 shares (Direct)
Footnotes (2)
- F1. Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.
- F2. Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service on the Morgan Stanley Board of Directors. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
Key Figures
Stock grant: 369.119 shares at $209.9594
Deferred stock units granted: 1,309.777 units at $0.00
Direct holdings after transaction: 90,963.319 shares
+1 more
4 metrics
Stock grant
369.119 shares at $209.9594
Common stock award on 2026-06-01
Deferred stock units granted
1,309.777 units at $0.00
Deferred stock unit award on 2026-06-01
Direct holdings after transaction
90,963.319 shares
Common stock directly held after one reported award
Conversion ratio
1 unit to 1 share
RSUs and deferred stock units convert into common stock
Key Terms
Restricted stock units, Deferred stock units, Directors' Equity Capital Accumulation Plan
3 terms
Restricted stock units financial
"Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Deferred stock units financial
"Deferred stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
Directors' Equity Capital Accumulation Plan financial
"granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did Morgan Stanley (MS) report for Perry M. Traquina?
Morgan Stanley reported that director Perry M. Traquina received two stock-based awards on 2026-06-01. These were grants of common stock and deferred stock units as compensation, rather than open-market purchases or sales of existing shares.
Were Perry M. Traquina’s Morgan Stanley (MS) transactions open-market buys or sales?
The reported transactions were not open-market buys or sales. Both entries are coded as “A” for grants or awards, indicating stock-based compensation and deferred units granted under a director equity plan, rather than discretionary trading in Morgan Stanley shares.
What is the Morgan Stanley Directors' Equity Capital Accumulation Plan mentioned in the Form 4?
The plan provides restricted stock units and deferred stock units to Morgan Stanley directors. Footnotes state these units are granted under the Directors' Equity Capital Accumulation Plan and are convertible into shares of common stock at a 1-to-1 ratio, often in lieu of cash retainers.
What were Perry M. Traquina’s Morgan Stanley (MS) holdings after the reported awards?
Following one of the reported transactions, Perry M. Traquina is shown holding 90,963.319 shares of Morgan Stanley common stock directly. This figure reflects his post-transaction direct ownership as listed in the Form 4’s non-derivative holdings column.
How are the deferred stock units for Morgan Stanley (MS) directors structured?
The deferred stock units are granted in lieu of cash retainers for board service. According to the footnotes, each deferred stock unit is convertible into one share of Morgan Stanley common stock, aligning director compensation with shareholder interests through equity-linked awards.
AI-generated analysis. How Rhea-AI works. Not financial advice.
