STOCK TITAN

MaxLinear (NASDAQ: MXL) director exercises RSUs and sells 6,000 shares

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

MaxLinear director Carolyn Beaver reported an RSU vesting and partial share sale. On May 1, 2026, 15,741 restricted stock units converted into the same number of MaxLinear common shares, following 100% vesting of the award on that date.

On May 4, 2026, she completed an open‑market sale of 6,000 common shares at a weighted average price of $76.9578 per share, with individual trades between $76.95 and $77.03. After these transactions, Beaver directly holds 33,316 MaxLinear shares.

Positive

  • None.

Negative

  • None.
Insider BEAVER CAROLYN
Role null
Sold 6,000 shs ($462K)
Type Security Shares Price Value
Sale Common Stock 6,000 $76.9578 $462K
Exercise Restricted Stock Units 15,741 $0.00 --
Exercise Common Stock 15,741 $0.00 --
Holdings After Transaction: Common Stock — 33,316 shares (Direct, null); Restricted Stock Units — 0 shares (Direct, null)
Footnotes (1)
  1. Represents the weighted average share price of an aggregate total of 6,000 shares sold in the price range of $76.95 to $77.03 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. One hundred percent (100%) of the RSUs subject to the award vested on May 1, 2026.
Shares sold 6,000 shares Open-market sale on May 4, 2026
Average sale price $76.9578 per share Weighted average price for 6,000 shares sold
RSUs converted 15,741 units/shares RSUs vested and converted on May 1, 2026
Shares held after transactions 33,316 shares Direct ownership after RSU vesting and sale
RSU vesting percentage 100% of award RSUs under this award vested on May 1, 2026
restricted stock unit ("RSU") financial
"Each restricted stock unit ("RSU") represents a contingent right to receive one share"
weighted average share price financial
"Represents the weighted average share price of an aggregate total of 6,000 shares sold"
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BEAVER CAROLYN

(Last)(First)(Middle)
C/O MAXLINEAR, INC.
5966 LA PLACE COURT, SUITE 100

(Street)
CARLSBAD CALIFORNIA 92008

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MAXLINEAR, INC [ MXL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/01/2026M15,741A$039,316D
Common Stock05/04/2026S6,000D$76.9578(1)33,316D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)05/01/2026M15,741 (3) (3)Common Stock15,741$00D
Explanation of Responses:
1. Represents the weighted average share price of an aggregate total of 6,000 shares sold in the price range of $76.95 to $77.03 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
3. One hundred percent (100%) of the RSUs subject to the award vested on May 1, 2026.
Remarks:
/s/ Connie Kwong, as Attorney-in-Fact05/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did MaxLinear (MXL) director Carolyn Beaver report?

Director Carolyn Beaver reported an RSU vesting and a related share sale. 15,741 restricted stock units converted into common stock on May 1, 2026, and she sold 6,000 common shares on May 4, 2026 in open‑market transactions.

How many MaxLinear (MXL) shares did Carolyn Beaver sell and at what price?

She sold 6,000 MaxLinear common shares in the open market. The weighted average sale price was $76.9578 per share, with individual trades executed in a price range from $76.95 to $77.03 according to the footnote disclosure.

What happened to Carolyn Beaver’s restricted stock units in MaxLinear (MXL)?

All of Beaver’s RSUs in this award vested on May 1, 2026. Each restricted stock unit represented a contingent right to receive one MaxLinear common share, so 15,741 RSUs converted into 15,741 common shares, eliminating the remaining balance for that RSU award.

How many MaxLinear (MXL) shares does Carolyn Beaver hold after these transactions?

Following the RSU conversion and subsequent sale, Beaver directly holds 33,316 MaxLinear common shares. This figure reflects her position after receiving 15,741 shares from RSU vesting and then selling 6,000 shares in the open market.

Was Carolyn Beaver’s MaxLinear (MXL) share sale part of routine compensation events?

The filing links her transactions to an RSU vesting event. One hundred percent of the RSUs vested on May 1, 2026, converted into common shares, and a portion of those shares—6,000—was then sold in the open market on May 4, 2026.