NAN files Form 3 for EVP Joseph Castro

NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND filed a Form 3 for Joseph Castro, who serves as EVP, Chief Risk & Compliance.

Accepted by SEC EDGAR 02/23/2026 - 01:33 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND filed a Form 3 for Joseph Castro, who serves as EVP, Chief Risk & Compliance. This filing is an initial statement of beneficial ownership for this officer and does not report any buy, sell, acquire, or dispose transactions in the fund’s shares.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the NAN Form 3 filing for Joseph Castro report?

The Form 3 for NAN reports Joseph Castro’s status as an officer and initial beneficial owner. It lists him as EVP, Chief Risk & Compliance and shows no buy, sell, acquire, or dispose transactions in NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND shares.

Did Joseph Castro buy or sell NAN shares in this Form 3?

No, this Form 3 shows no purchases or sales of NAN shares by Joseph Castro. The transaction summary reports zero buy, sell, acquire, or dispose events and zero net share changes associated with this insider at the time of filing.

What is Joseph Castro’s role at NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN)?

Joseph Castro is identified as an officer of NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND with the title EVP, Chief Risk & Compliance. This means he holds an executive position overseeing risk and compliance functions for the fund, according to the filing details.

Why is a Form 3 filed for NAN and Joseph Castro?

A Form 3 is filed to disclose an insider’s initial beneficial ownership status in NAN. For Joseph Castro, it establishes his position as EVP, Chief Risk & Compliance and confirms that, at this point, there are no reported transactions in the fund’s securities.

Does the NAN Form 3 show Joseph Castro as a 10% owner?

No, the Form 3 indicates Joseph Castro is not a 10% owner of NAN. The data flags him as an officer but specifically marks the ten percent owner field as zero, meaning he is not reported as holding ten percent or more of the fund.

Are there any footnote-based ownership disclaimers in this NAN Form 3?

The Form 3 includes a footnotes section, but it contains no substantive text beyond an empty entry. There are no explicit statements about voting or investment authority, indirect entities, or beneficial ownership disclaimers attached to Joseph Castro’s reported status.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Castro Joseph

(Last) (First) (Middle)

333 W. WACKER DRIVE

SUITE 2900

(Street)

CHICAGO IL 60606

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
10/16/2025

3. Issuer Name and Ticker or Trading Symbol
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND [ NAN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, Chief Risk & Compliance

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

castropoa.txt

No securities are beneficially owned.

	Mark L. Winget/ Signed Under Power of Attorney	10/16/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.