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NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN) SEC Filings

NAN NYSE

Welcome to our dedicated page for NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND SEC filings (Ticker: NAN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND's regulatory disclosures and financial reporting.

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NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN) filed an initial ownership report for Margot Kleinman. She is identified as a Portfolio Manager of the fund, and is not reported as a director, officer, or ten percent owner. The filing does not list any holdings or report any transactions in NAN securities.

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Nuveen New York Quality Municipal Income Fund (NAN) has filed an amended shelf registration to offer, on an immediate, continuous or delayed basis, up to 17,000,000 Common Shares, together with Preferred Shares and subscription Rights to purchase Common Shares, in any combination. Offerings may be made directly, through underwriters, dealers or agents, including certain at‑the‑market transactions.

The closed‑end fund seeks current income exempt from regular federal, New York State and New York City income tax and aims to enhance portfolio value by investing in municipal bonds its adviser views as underrated or undervalued. Net proceeds from any offering will be invested in line with these objectives, with a target of being substantially invested within about three months, with interim investment in U.S. government or high‑quality money market instruments.

The fund employs leverage primarily via VRDP and AMTP preferred shares and inverse floating rate securities, subject to 1940 Act asset‑coverage tests, and pays regular monthly distributions that may include return of capital, which can erode NAV and reduce shareholders’ tax cost basis.

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NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN) reported that Parth Doshi has filed an initial statement of beneficial ownership as a Vice President. This Form 3 establishes Doshi as a reporting person for NAN but does not list any specific transactions or derivative positions.

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Nuveen New York Quality Municipal Income Fund is a diversified, closed-end fund registering a base shelf for one or more offerings of up to 17,000,000 Securities, including common shares, preferred shares, and rights to purchase common shares, on an immediate, continuous or delayed basis. The fund seeks current income exempt from regular federal, New York State and New York City income tax and aims to enhance portfolio value by investing in tax‑exempt municipal bonds viewed as underrated or undervalued. Leverage is employed primarily through Variable Rate Demand Preferred and Adjustable Rate MuniFund Term Preferred shares and inverse floating rate securities, subject to 1940 Act asset coverage tests. As of the six months ended February 28, 2026, NAV per common share was $11.60, ending net assets were $370.5 million, the expense ratio was 3.43% (annualized), and net investment income ratio was 4.53% (annualized). The fund pays regular monthly distributions, which may at times include return of capital, and maintains an active dividend reinvestment plan.

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Nuveen New York Quality Municipal Income Fund and a group of related Nuveen municipal funds are calling virtual annual shareholder meetings on August 13, 2026 at 2:00 p.m. Central time. Shareholders of record on June 22, 2026 can vote online, by phone or by mail.

Common shareholders of each fund will elect four independent board members in staggered classes, while holders of certain preferred share series in eight funds will separately elect two board members. All nominees are independent under the Investment Company Act and exchange rules, and the boards use a unitary structure and multiple committees to oversee audit, compliance, investments, dividends, governance and closed-end fund issues.

The proxy also details director share ownership expectations and updated compensation, including a $355,000 annual retainer for independent board members and additional committee and chair retainers effective in 2025–2026.

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NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND reported offsetting insider trades by affiliates of Bank of America Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated. On May 19, 2026, they sold 3,000 shares of Common Stock at $11.375 per share and bought 3,000 shares at $11.28 per share in open‑market transactions, ending with 3,000 shares reported as indirectly held.

The reporting persons jointly filed the statement, note that Bank of America’s interest is indirect through its 100% ownership of Merrill Lynch, and disclaim beneficial ownership except for any pecuniary interest. They also state that any profit potentially recoverable under Section 16(b) will be remitted to the fund if applicable.

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NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND filed a Form 3 for Joseph Castro, who serves as EVP, Chief Risk & Compliance. This filing is an initial statement of beneficial ownership for this officer and does not report any buy, sell, acquire, or dispose transactions in the fund’s shares.

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Nuveen New York Quality Municipal Income Fund (NAN) received a Form 4 reporting short-term trading activity by Bank of America Corporation and its subsidiary Merrill Lynch, Pierce, Fenner & Smith Incorporated. On 12/08/2025, the reporting persons indirectly acquired 1,000 shares of common stock at a price of $11.53 per share and, on the same date, indirectly sold 1,000 shares at $11.455 per share, leaving 0 shares beneficially owned after the transactions.

The filing is made jointly by Bank of America and Merrill Lynch, who state the interest is indirect through 100% ownership of Merrill Lynch. They disclaim beneficial ownership of the securities beyond any pecuniary interest and also state that, without conceding greater-than-10% owner status, any profit potentially recoverable under Section 16(b) from these transactions will be remitted to the fund. The non-rounded trade price for the purchase is disclosed as $11.529971 per share.

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Nuveen New York Quality Municipal Income Fund (NAN) filed an initial Form 3 indicating that its officer (VP and Treasurer) reported no securities beneficially owned.

The non-derivative and derivative tables list no holdings, and the remarks explicitly state “No securities are beneficially owned.” The event date is September 10, 2025.

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FAQ

How many NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN) SEC filings are available on StockTitan?

StockTitan tracks 9 SEC filings for NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN)?

The most recent SEC filing for NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN) was filed on September 3, 2026.