Nuveen NAN lists portfolio manager in ownership filing
Form 3 for Nuveen New York Quality Municipal Income Fund reports portfolio manager status for Margot Kleinman with no insider holdings or trades disclosed.
Rhea-AI Filing Summary
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN) filed an initial ownership report for Margot Kleinman. She is identified as a Portfolio Manager of the fund, and is not reported as a director, officer, or ten percent owner. The filing does not list any holdings or report any transactions in NAN securities.
Positive
- None.
Negative
- None.
Key Figures
Reported buy transactions: 0 transactions
Reported sell transactions: 0 transactions
Reported holdings entries: 0 entries
3 metrics
Reported buy transactions
0 transactions
Transaction summary for Margot Kleinman on Form 3
Reported sell transactions
0 transactions
Transaction summary for Margot Kleinman on Form 3
Reported holdings entries
0 entries
Holding entries in transaction summary
Key Terms
Portfolio Manager, ten percent owner, Form 3
3 terms
Portfolio Manager financial
"other: "Portfolio Manager""
A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.
ten percent owner regulatory
"is_ten_percent_owner: 0 for the reporting person"
Form 3 regulatory
"initial ownership report for Margot Kleinman"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
FAQ
What does the Form 3 filing for NAN disclose about Margot Kleinman?
It discloses that Margot Kleinman is a Portfolio Manager associated with NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN) and that she is not listed as a director, officer, or ten percent owner. The filing reports no securities holdings or insider transactions.
Does the NAN Form 3 indicate that trades were made under a Rule 10b5-1 plan?
No. The filing’s Rule 10b5-1 indicator is null, which corresponds to the newer checkbox not being used here, and there are no transactions reported that could be associated with any trading plan.
Is Margot Kleinman considered a ten percent owner of NAN according to this Form 3?
No. The Form 3 explicitly indicates that she is not a ten percent owner of NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN). Her relationship is reported as a Portfolio Manager instead.
Does the Form 3 for NAN report any insider buying or selling activity?
No. The transaction summary shows zero buy transactions, zero sell transactions, and no other types of insider trades. It is purely an initial ownership status report without activity.
AI-generated analysis. How Rhea-AI works. Not financial advice.
