Nuveen NAN lists portfolio manager in ownership filing

Form 3 for Nuveen New York Quality Municipal Income Fund reports portfolio manager status for Margot Kleinman with no insider holdings or trades disclosed.

Rhea-AI Filing Summary

NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN) filed an initial ownership report for Margot Kleinman. She is identified as a Portfolio Manager of the fund, and is not reported as a director, officer, or ten percent owner. The filing does not list any holdings or report any transactions in NAN securities.

Key Figures

Reported buy transactions: 0 transactions Reported sell transactions: 0 transactions Reported holdings entries: 0 entries

3 metrics

Reported buy transactions 0 transactions Transaction summary for Margot Kleinman on Form 3

Reported sell transactions 0 transactions Transaction summary for Margot Kleinman on Form 3

Reported holdings entries 0 entries Holding entries in transaction summary

Key Terms

Portfolio Manager, ten percent owner, Form 3

3 terms

Portfolio Manager financial

"other: "Portfolio Manager""

A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.

ten percent owner regulatory

"is_ten_percent_owner: 0 for the reporting person"

Form 3 regulatory

"initial ownership report for Margot Kleinman"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing for NAN disclose about Margot Kleinman?

It discloses that Margot Kleinman is a Portfolio Manager associated with NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN) and that she is not listed as a director, officer, or ten percent owner. The filing reports no securities holdings or insider transactions.

Are any NAN shares or derivative securities reported for Margot Kleinman on this Form 3?

No. The Form 3 shows no reported holdings of NAN common or derivative securities for Margot Kleinman. The transaction and derivative summaries both indicate zero transactions and zero holdings entries.

Does the NAN Form 3 indicate that trades were made under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 indicator is null, which corresponds to the newer checkbox not being used here, and there are no transactions reported that could be associated with any trading plan.

Is Margot Kleinman considered a ten percent owner of NAN according to this Form 3?

No. The Form 3 explicitly indicates that she is not a ten percent owner of NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN). Her relationship is reported as a Portfolio Manager instead.

Does the Form 3 for NAN report any insider buying or selling activity?

No. The transaction summary shows zero buy transactions, zero sell transactions, and no other types of insider trades. It is purely an initial ownership status report without activity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 12:53 PM EDT Accepted by SEC EDGAR 09/03/2026 - 12:53 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Kleinman Margot

(Last) (First) (Middle)

333 W. WACKER DRIVE

SUITE 2900

(Street)

CHICAGO ILLINOIS 60606

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026

3. Issuer Name and Ticker or Trading Symbol
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND [ NAN ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
	Officer (give title below)	X	Other (specify below)
			Portfolio Manager

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

kleinmanpoa.txt

No securities are beneficially owned.

	Mark L. Winget/ Signed Under Power of Attorney	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)