Nuveen NAN names VP Parth Doshi as reporting insider
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN) reported that Parth Doshi has filed an initial statement of beneficial ownership as a Vice President.
Rhea-AI Filing Summary
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN) reported that Parth Doshi has filed an initial statement of beneficial ownership as a Vice President. This Form 3 establishes Doshi as a reporting person for NAN but does not list any specific transactions or derivative positions.
Positive
- None.
Negative
- None.
Key Figures
Officer title: Vice President
Buy transactions reported: 0
Sell transactions reported: 0
+1 more
4 metrics
Officer title
Vice President
Role of reporting person at NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
Buy transactions reported
0
transactionSummary.buyCount
Sell transactions reported
0
transactionSummary.sellCount
Derivative transactions reported
0
transactionSummary.derivativeTransactionCount
Key Terms
Form 3, reporting person, beneficial ownership
3 terms
Form 3 regulatory
"Parth Doshi has filed an initial statement of beneficial ownership as a Vice President."
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
reporting person regulatory
"This Form 3 establishes Doshi as a reporting person for NAN."
beneficial ownership regulatory
"initial statement of beneficial ownership as a Vice President."
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
FAQ
What does the Form 3 filing for NAN disclose about Parth Doshi?
The filing identifies Parth Doshi as a reporting person and Vice President of NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN). It is an initial statement of beneficial ownership and includes no listed transactions or derivative positions.
Are there any buy or sell transactions reported in this NAN Form 3?
No. The Form 3 for NAN reports no buy or sell transactions, and the transaction summary shows 0 for buyCount, sellCount, acquireCount, and disposeCount.
Does the NAN Form 3 show any option or derivative positions for Parth Doshi?
No. The derivativeSummary is empty and the transactionSummary shows 0 derivativeTransactionCount and 0 exerciseShares, indicating no reported derivative positions in this filing.
What role does Parth Doshi hold at NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN)?
Parth Doshi is reported as an officer of NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND (NAN), with the officer title of Vice President.
Does this NAN Form 3 indicate use of a Rule 10b5-1 trading plan?
No. The document-level 10b5-1 indicator is null, and there are no transactions or footnotes describing any Rule 10b5-1 trading plan in this filing.
AI-generated analysis. How Rhea-AI works. Not financial advice.