[Form 3] Nature's Sunshine Products Inc. Initial Statement of Beneficial Ownership
Nature's Sunshine Products, Inc. (NATR) appears on a Form 3 reporting an initial indirect position of 1,783,097 shares of common stock acquired in an account of the Prescott Group Aggressive Small Cap Master Fund. The transaction date requiring the statement is 07/31/2025. The filing lists Prescott Group Capital Management, L.L.C., related Prescott Group funds and Phil Frohlich as the reporting persons and indicates a relationship marked as Director.
The filing states the shares are held indirectly through the Master Fund for the accounts of two Small Cap funds, with Prescott Capital acting as general partner and investment manager and receiving capital allocation and partnership interest. The filing also includes a legal disclaimer that Prescott Capital and Mr. Frohlich disclaim beneficial ownership under Rule 16a-1, while noting Mr. Frohlich controlled disposition and voting at the time of purchase.
Nature's Sunshine Products, Inc. (NATR) compare su un Form 3 che riporta una posizione indiretta iniziale di 1,783,097 azioni ordinarie acquisite in un conto del Prescott Group Aggressive Small Cap Master Fund. La data dell'operazione che richiede la dichiarazione è 07/31/2025. Il deposito elenca Prescott Group Capital Management, L.L.C., i relativi fondi Prescott Group e Phil Frohlich come persone che dichiarano e indica un rapporto contrassegnato come Director.
Il deposito dichiara che le azioni sono detenute indirettamente tramite il Master Fund per i conti di due fondi Small Cap, con Prescott Capital che agisce come socio generale e gestore degli investimenti e riceve allocazione di capitale e quota di partecipazione. Il deposito include inoltre una clausola di non responsabilità legale in cui Prescott Capital e il Sig. Frohlich rinunciano alla titolarità beneficiaria ai sensi della Rule 16a-1, pur precisando che il Sig. Frohlich controllava la disposizione e il diritto di voto al momento dell'acquisto.
Nature's Sunshine Products, Inc. (NATR) aparece en un Form 3 que reporta una posición indirecta inicial de 1,783,097 acciones ordinarias adquiridas en una cuenta del Prescott Group Aggressive Small Cap Master Fund. La fecha de la operación que exige la declaración es 07/31/2025. La presentación enumera a Prescott Group Capital Management, L.L.C., a los fondos relacionados de Prescott Group y a Phil Frohlich como las personas que informan, e indica una relación marcada como Director.
La presentación indica que las acciones se mantienen de forma indirecta a través del Master Fund para las cuentas de dos fondos Small Cap, con Prescott Capital actuando como socio general y gestor de inversiones, recibiendo asignación de capital y participación en la sociedad. También incluye una cláusula legal en la que Prescott Capital y el Sr. Frohlich niegan la titularidad beneficiaria bajo la Rule 16a-1, aunque se señala que el Sr. Frohlich controlaba la disposición y el voto en el momento de la compra.
Nature's Sunshine Products, Inc. (NATR)는 Form 3에 Prescott Group Aggressive Small Cap Master Fund의 계정에서 취득한 보통주 1,783,097주의 초기 간접 보유를 보고한 것으로 나타났습니다. 성명서 제출을 요구하는 거래일은 07/31/2025입니다. 제출서류에는 Prescott Group Capital Management, L.L.C., 관련 Prescott Group 펀드들 및 Phil Frohlich가 보고인으로 기재되어 있으며 관계는 Director로 표시되어 있습니다.
제출서류는 해당 주식이 두 개의 Small Cap 펀드 계정을 위해 Master Fund를 통해 간접적으로 보유되고 있으며, Prescott Capital이 일반 파트너(General Partner)이자 투자 관리자 역할을 하며 자본 배분과 파트너십 지분을 받는다고 명시합니다. 또한 Prescott Capital과 Frohlich 씨가 Rule 16a-1에 따라 실질적 소유권을 부인한다는 법적 면책 문구가 포함되어 있으나, Frohlich 씨가 매수 시점에 처분 및 의결권을 통제했다는 점은 명시하고 있습니다.
Nature's Sunshine Products, Inc. (NATR) figure sur un Form 3 déclarant une position indirecte initiale de 1,783,097 actions ordinaires acquises sur un compte du Prescott Group Aggressive Small Cap Master Fund. La date de la transaction nécessitant la déclaration est le 07/31/2025. Le dépôt mentionne Prescott Group Capital Management, L.L.C., les fonds liés de Prescott Group et Phil Frohlich comme personnes déclarante et indique la relation comme Director.
Le dépôt précise que les actions sont détenues indirectement par l'intermédiaire du Master Fund pour les comptes de deux fonds Small Cap, Prescott Capital agissant en tant qu'associé commandité (general partner) et gestionnaire d'investissement et recevant une allocation de capital ainsi qu'une participation dans la société. Le dépôt inclut également une clause de non-responsabilité légale indiquant que Prescott Capital et M. Frohlich déclinent la propriété bénéficiaire en vertu de la Rule 16a-1, tout en notant que M. Frohlich contrôlait la disposition et le vote au moment de l'achat.
Nature's Sunshine Products, Inc. (NATR) erscheint in einem Form 3, das eine anfängliche indirekte Position von 1,783,097 Stammaktien meldet, die in einem Konto des Prescott Group Aggressive Small Cap Master Fund erworben wurden. Das für die Meldung relevante Transaktionsdatum ist 07/31/2025. Die Einreichung listet Prescott Group Capital Management, L.L.C., zugehörige Prescott Group-Fonds und Phil Frohlich als meldende Personen auf und gibt die Beziehung als Director an.
Die Einreichung erklärt, dass die Aktien indirekt über den Master Fund für die Konten von zwei Small-Cap-Fonds gehalten werden, wobei Prescott Capital als Generalpartner und Investmentmanager fungiert und Kapitalzuweisungen sowie Partnerschaftsanteile erhält. Die Einreichung enthält außerdem einen rechtlichen Haftungsausschluss, wonach Prescott Capital und Herr Frohlich das wirtschaftliche Eigentum nach Rule 16a-1 bestreiten, wobei jedoch vermerkt wird, dass Herr Frohlich zum Zeitpunkt des Kaufs die Verfügungsmacht und Stimmrechte kontrollierte.
- Initial disclosure of an indirect holding of 1,783,097 shares provides transparency about investor positions in NATR
- Clear ownership chain is described: shares held in a Master Fund for the Small Cap funds with Prescott Capital as general partner and manager
- Beneficial ownership disclaimer by Prescott Capital and Phil Frohlich under Rule 16a-1 may limit clarity on direct beneficial control
- No percentage ownership or total outstanding shares are provided, so the filing does not show how large the stake is relative to the company
Insights
TL;DR: Form 3 discloses a material indirect stake of 1,783,097 shares in NATR, held through Prescott-managed funds.
The filing reports an indirect holding of 1,783,097 common shares in Nature's Sunshine held in the Master Fund account for two Small Cap funds, with Prescott Group Capital Management serving as general partner and investment manager. The filing includes a Rule 16a-1 disclaimer by Prescott Capital and Phil Frohlich but also records that Mr. Frohlich controlled voting and disposition at purchase. For investors, the key facts are the size of the disclosed position and the layered ownership structure; the filing itself does not quantify percentage ownership or state any transactions beyond the reported holdings.
TL;DR: Governance disclosure shows director-related reporting and a legal disclaimer, clarifying control and indirect ownership.
The document names Prescott Group Capital Management, related fund entities, and Phil Frohlich as reporting persons and marks a director relationship. It explains that the Master Fund holds the shares for the Small Cap funds, Prescott Capital is the general partner/investment manager, and that Mr. Frohlich, as managing member, controlled disposition and voting at purchase. The inclusion of an explicit disclaimer under Rule 16a-1 is notable and affects how beneficial ownership is legally characterized in the filing.
Nature's Sunshine Products, Inc. (NATR) compare su un Form 3 che riporta una posizione indiretta iniziale di 1,783,097 azioni ordinarie acquisite in un conto del Prescott Group Aggressive Small Cap Master Fund. La data dell'operazione che richiede la dichiarazione è 07/31/2025. Il deposito elenca Prescott Group Capital Management, L.L.C., i relativi fondi Prescott Group e Phil Frohlich come persone che dichiarano e indica un rapporto contrassegnato come Director.
Il deposito dichiara che le azioni sono detenute indirettamente tramite il Master Fund per i conti di due fondi Small Cap, con Prescott Capital che agisce come socio generale e gestore degli investimenti e riceve allocazione di capitale e quota di partecipazione. Il deposito include inoltre una clausola di non responsabilità legale in cui Prescott Capital e il Sig. Frohlich rinunciano alla titolarità beneficiaria ai sensi della Rule 16a-1, pur precisando che il Sig. Frohlich controllava la disposizione e il diritto di voto al momento dell'acquisto.
Nature's Sunshine Products, Inc. (NATR) aparece en un Form 3 que reporta una posición indirecta inicial de 1,783,097 acciones ordinarias adquiridas en una cuenta del Prescott Group Aggressive Small Cap Master Fund. La fecha de la operación que exige la declaración es 07/31/2025. La presentación enumera a Prescott Group Capital Management, L.L.C., a los fondos relacionados de Prescott Group y a Phil Frohlich como las personas que informan, e indica una relación marcada como Director.
La presentación indica que las acciones se mantienen de forma indirecta a través del Master Fund para las cuentas de dos fondos Small Cap, con Prescott Capital actuando como socio general y gestor de inversiones, recibiendo asignación de capital y participación en la sociedad. También incluye una cláusula legal en la que Prescott Capital y el Sr. Frohlich niegan la titularidad beneficiaria bajo la Rule 16a-1, aunque se señala que el Sr. Frohlich controlaba la disposición y el voto en el momento de la compra.
Nature's Sunshine Products, Inc. (NATR)는 Form 3에 Prescott Group Aggressive Small Cap Master Fund의 계정에서 취득한 보통주 1,783,097주의 초기 간접 보유를 보고한 것으로 나타났습니다. 성명서 제출을 요구하는 거래일은 07/31/2025입니다. 제출서류에는 Prescott Group Capital Management, L.L.C., 관련 Prescott Group 펀드들 및 Phil Frohlich가 보고인으로 기재되어 있으며 관계는 Director로 표시되어 있습니다.
제출서류는 해당 주식이 두 개의 Small Cap 펀드 계정을 위해 Master Fund를 통해 간접적으로 보유되고 있으며, Prescott Capital이 일반 파트너(General Partner)이자 투자 관리자 역할을 하며 자본 배분과 파트너십 지분을 받는다고 명시합니다. 또한 Prescott Capital과 Frohlich 씨가 Rule 16a-1에 따라 실질적 소유권을 부인한다는 법적 면책 문구가 포함되어 있으나, Frohlich 씨가 매수 시점에 처분 및 의결권을 통제했다는 점은 명시하고 있습니다.
Nature's Sunshine Products, Inc. (NATR) figure sur un Form 3 déclarant une position indirecte initiale de 1,783,097 actions ordinaires acquises sur un compte du Prescott Group Aggressive Small Cap Master Fund. La date de la transaction nécessitant la déclaration est le 07/31/2025. Le dépôt mentionne Prescott Group Capital Management, L.L.C., les fonds liés de Prescott Group et Phil Frohlich comme personnes déclarante et indique la relation comme Director.
Le dépôt précise que les actions sont détenues indirectement par l'intermédiaire du Master Fund pour les comptes de deux fonds Small Cap, Prescott Capital agissant en tant qu'associé commandité (general partner) et gestionnaire d'investissement et recevant une allocation de capital ainsi qu'une participation dans la société. Le dépôt inclut également une clause de non-responsabilité légale indiquant que Prescott Capital et M. Frohlich déclinent la propriété bénéficiaire en vertu de la Rule 16a-1, tout en notant que M. Frohlich contrôlait la disposition et le vote au moment de l'achat.
Nature's Sunshine Products, Inc. (NATR) erscheint in einem Form 3, das eine anfängliche indirekte Position von 1,783,097 Stammaktien meldet, die in einem Konto des Prescott Group Aggressive Small Cap Master Fund erworben wurden. Das für die Meldung relevante Transaktionsdatum ist 07/31/2025. Die Einreichung listet Prescott Group Capital Management, L.L.C., zugehörige Prescott Group-Fonds und Phil Frohlich als meldende Personen auf und gibt die Beziehung als Director an.
Die Einreichung erklärt, dass die Aktien indirekt über den Master Fund für die Konten von zwei Small-Cap-Fonds gehalten werden, wobei Prescott Capital als Generalpartner und Investmentmanager fungiert und Kapitalzuweisungen sowie Partnerschaftsanteile erhält. Die Einreichung enthält außerdem einen rechtlichen Haftungsausschluss, wonach Prescott Capital und Herr Frohlich das wirtschaftliche Eigentum nach Rule 16a-1 bestreiten, wobei jedoch vermerkt wird, dass Herr Frohlich zum Zeitpunkt des Kaufs die Verfügungsmacht und Stimmrechte kontrollierte.
FAQ
What did the Form 3 for NATR report?
Who are the reporting persons on the Form 3 for NATR?
How are the NATR shares held according to the filing?
When is the date of the event requiring the Form 3 for NATR?
Does the filing include any legal disclaimers about beneficial ownership?
