Prescott funds add Nature's Sunshine (NATR) stake with 20K-share buy
Rhea-AI Filing Summary
NATURES SUNSHINE PRODUCTS INC (NATR) had a reported purchase of 20,000 shares of Common Stock on August 17, 2026 at $14.69 per share. After this transaction, entities associated with the Prescott Group structures reported indirect ownership of 1,944,486 shares. The filing explains that Prescott Group Capital Management, L.L.C. and Phil Frohlich disclaim beneficial ownership under Section 16(a), with the shares held in the Master Fund for the accounts of related Small Cap Funds.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 20,000 shares
Net Buy
1 txn
Insider
PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C., PRESCOTT GROUP AGGRESSIVE SMALL CAP LP, PRESCOTT GROUP AGGRESSIVE SMALL CAP II LP, PRESCOTT GROUP AGGRESSIVE SMALL CAP MASTER FUND GP, FROHLICH PHIL
Role
10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner
Bought
20,000 shs ($294K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock, no par value F1, F2 | 20,000 | $14.69 | $294K |
Holdings After Transaction:
Common Stock, no par value — 1,944,486 shares (Indirect, See Footnote)
Footnotes (2)
- F1. The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the managing member of Prescott Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, no par value per share (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") held by Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. and Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds"). Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim such beneficial ownership.
- F2. This Form 4 relates to shares of Common Stock of the Issuer held in the account of the Master Fund, of which the Small Cap Funds are general partners. Prescott Capital serves as the general partner and investment manager of the Small Cap Funds and may direct the Small Cap Funds. The Master Fund holds the shares of Common Stock for the accounts of the Small Cap Funds. Prescott Capital receives a portion of the profits in the way of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the managing member of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.
Key Figures
Shares Purchased: 20,000 shares
Purchase Price: $14.69 per share
Shares Owned After Transaction: 1,944,486 shares
3 metrics
Shares Purchased
20,000 shares
Common Stock purchased on August 17, 2026
Purchase Price
$14.69 per share
Price for the 20,000-share Common Stock purchase
Shares Owned After Transaction
1,944,486 shares
Indirectly held Common Stock following the reported purchase
Key Terms
beneficial owner, Section 16(a), Rule 16a-1, indirectly
4 terms
beneficial owner regulatory
"shall not be construed as an admission that ... is or was ... the beneficial owner"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
Section 16(a) regulatory
"for the purposes of Section 16(a) of the Securities Exchange Act of 1934"
Rule 16a-1 regulatory
"Pursuant to Rule 16a-1, both Prescott Capital and Mr. Frohlich disclaim"
indirectly financial
"Phil Frohlich reports the Common Stock held indirectly by Prescott Capital"
FAQ
What insider transaction in NATR stock is reported in this Form 4?
The Form 4 reports a purchase of 20,000 shares of Nature's Sunshine Products, Inc. (NATR) Common Stock. The transaction occurred on August 17, 2026 at a price of $14.69 per share in an open market or private transaction.
Who are the reporting persons in this NATR Form 4 filing?
The reporting persons are several Prescott entities and Phil Frohlich, each listed as a ten percent owner. These include Prescott Group Capital Management, L.L.C., Prescott Group Aggressive Small Cap LP and II LP, and Prescott Group Aggressive Small Cap Master Fund GP.
Was the NATR insider trade made under a Rule 10b5-1 trading plan?
The filing indicates the Rule 10b5-1 checkbox is not marked, and there is no footnote stating the trade was made under a Rule 10b5-1 plan. The transaction is described simply as a purchase in open market or private transaction.
AI-generated analysis. How Rhea-AI works. Not financial advice.