NAZ (NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND) officer Joseph Castro files Form 3
Rhea-AI Filing Summary
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND reported a new Form 3 for officer Joseph Castro, who serves as EVP, Chief Risk & Compliance. The filing establishes him as a reporting person for this fund and, in the provided data, does not list any insider transactions or trade activity.
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FAQ
What does the NAZ Form 3 filing for Joseph Castro represent?
The Form 3 for NAZ identifies Joseph Castro as a reporting person. He is listed as Executive Vice President, Chief Risk & Compliance, formally establishing his insider reporting status for NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND.
Does the NAZ Form 3 for Joseph Castro show any insider trades?
The provided Form 3 data for NAZ shows no insider transactions. The transactions section is empty and the transaction summary lists zero buy, sell, acquire, dispose, or other share activity for this reporting person.
What is Joseph Castro’s role at NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND (NAZ)?
Joseph Castro is identified as an officer of NAZ, with the title EVP, Chief Risk & Compliance. This senior role is disclosed in the Form 3, which triggers ongoing insider reporting obligations under SEC rules.
Does the NAZ Form 3 indicate if Joseph Castro is a 10% owner?
The NAZ Form 3 indicates that Joseph Castro is not a 10% owner. In the reporting person details, the ten percent owner field is marked as zero, while his status as an officer is marked as active.
What does the transaction summary show in the NAZ Form 3 for Joseph Castro?
The transaction summary for NAZ shows zero buy, sell, acquire, dispose, or other transactions. Net buy/sell shares are zero and the net buy/sell direction is recorded as neutral, indicating no reported trading activity in this filing.