Nuveen NAZ adds portfolio manager with no holdings
A portfolio manager associated with NAZ filed an initial Form 3 reporting no current beneficial ownership or insider transactions.
Rhea-AI Filing Summary
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND (NAZ) has a new initial beneficial ownership report on file for Kristen Dejong, identified as a Portfolio Manager. The Form 3 shows no reportable holdings of the fund’s securities and no insider transactions or derivative positions as of the reporting date.
Positive
- None.
Negative
- None.
Key Figures
Reported buy transactions: 0 transactions
Reported sell transactions: 0 transactions
Reported beneficial holdings: 0 shares
+1 more
4 metrics
Reported buy transactions
0 transactions
Count of purchase transactions in the Form 3
Reported sell transactions
0 transactions
Count of sale transactions in the Form 3
Reported beneficial holdings
0 shares
Holding entries reported for Kristen Dejong
Derivative transactions
0 transactions
Derivative transaction count in the summary
Key Terms
Form 3, beneficial ownership, Portfolio Manager
3 terms
Form 3 regulatory
"has a new initial beneficial ownership report on file"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
beneficial ownership regulatory
"initial beneficial ownership report on file for Kristen Dejong"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Portfolio Manager financial
"identified as a Portfolio Manager in relation to the fund"
A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.
FAQ
Who is the reporting person in NAZ’s latest Form 3 filing?
The reporting person is Kristen Dejong, identified as a Portfolio Manager in relation to NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND.
Are there any insider transactions reported for NAZ in this Form 3?
No. The filing reports no buy or sell transactions, no derivative exercises, and no other insider trades for NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND.
What role does Kristen Dejong have with NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND (NAZ)?
Kristen Dejong is described as a Portfolio Manager in the Form 3 for NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND.
Does the Form 3 indicate any derivative positions in NAZ for the reporting person?
No. The Form 3 states no derivative securities positions for Kristen Dejong related to NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND.
AI-generated analysis. How Rhea-AI works. Not financial advice.