Nuveen NAZ adds VP Parth Doshi as insider
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND (NAZ) submitted an initial insider ownership report for Parth Doshi, identified as a VP-level affiliated person.
Rhea-AI Filing Summary
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND (NAZ) submitted an initial insider ownership report for Parth Doshi, identified as a VP-level affiliated person. The Form 3 does not list any buy, sell, acquisition, or disposition transactions, and no derivative positions are reported for this insider.
Positive
- None.
Negative
- None.
Key Figures
Buy transactions reported: 0
Sell transactions reported: 0
Net buy/sell direction: neutral
3 metrics
Buy transactions reported
0
Transaction summary on Form 3 for Parth Doshi
Sell transactions reported
0
Transaction summary on Form 3 for Parth Doshi
Net buy/sell direction
neutral
Transaction summary on Form 3 for Parth Doshi
Key Terms
Form 3, insider, derivative positions
3 terms
Form 3 regulatory
"submitted an initial insider ownership report for Parth Doshi"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
insider regulatory
"establishes his reporting status for SEC ownership rules"
derivative positions financial
"does not list any buy, sell, acquisition, or disposition transactions, and no derivative positions"
Derivative positions are contracts that derive their value from an underlying asset—such as a stock, bond, currency or commodity—and include instruments like options, futures and swaps. Think of them as bets or insurance tied to an asset’s future price: they let investors amplify returns, hedge risk or take exposure without owning the asset directly, which can meaningfully increase potential gains, losses and volatility in a portfolio.
FAQ
What does this Form 3 filing mean for NAZ?
It records Parth Doshi as an insider (VP-level) of NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND (NAZ). The filing establishes his reporting status for SEC ownership rules but does not disclose any transactions or derivative positions.
Who is the reporting person in this NAZ Form 3?
The reporting person is Parth Doshi, identified with the descriptor "VP". He is not marked as a director, officer, or ten percent owner in the standard checkboxes, but is treated as an affiliated person required to report under SEC rules.
Does the Form 3 for NAZ report any derivative securities for Parth Doshi?
No. The derivativeSummary section is empty and derivativeTransactionCount is 0, indicating no options, warrants, or other derivative positions are reported for this insider in this filing.
AI-generated analysis. How Rhea-AI works. Not financial advice.