Nuveen NAZ lists portfolio manager with no holdings
A portfolio manager associated with NAZ filed a Form 3 showing no current reportable holdings or transactions.
Rhea-AI Filing Summary
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND (NAZ) reported an initial statement of beneficial ownership on Form 3 for Margot Kleinman, identified as a Portfolio Manager and not a director, officer, or ten percent owner. The filing lists no reportable holdings or transactions in NAZ securities at this time.
Positive
- None.
Negative
- None.
Key Figures
Buy transactions: 0 transactions
Sell transactions: 0 transactions
Net buy/sell shares: 0 shares
3 metrics
Buy transactions
0 transactions
Count of reported purchase transactions for NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND securities
Sell transactions
0 transactions
Count of reported sale transactions for NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND securities
Net buy/sell shares
0 shares
Net shares bought or sold across all reported transactions
Key Terms
Portfolio Manager, ten percent owner
2 terms
Portfolio Manager financial
"other: "Portfolio Manager""
A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.
ten percent owner regulatory
"is_ten_percent_owner: 0"
FAQ
Who is the reporting person in the NAZ Form 3 filing?
The reporting person is Margot Kleinman, identified as a Portfolio Manager. She is not listed as a director, officer, or ten percent owner of NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND (NAZ) in this filing.
Does the NAZ Form 3 report any buy or sell transactions?
No. The Form 3 shows 0 buy transactions and 0 sell transactions, with no derivative exercises, gifts, or other reportable trades in NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND securities.
Is Margot Kleinman a ten percent owner of NAZ according to this Form 3?
No. The Form 3 indicates that Margot Kleinman is not a ten percent owner of NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND (NAZ); she is listed solely as a Portfolio Manager.
Does the NAZ Form 3 reference any Rule 10b5-1 trading plan?
No. The Form 3 does not indicate that transactions were made under a Rule 10b5-1 trading plan, and the document-level trading-plan checkbox is not marked.
AI-generated analysis. How Rhea-AI works. Not financial advice.