STOCK TITAN

Nuveen NAZ lists portfolio manager with no holdings

A portfolio manager associated with NAZ filed a Form 3 showing no current reportable holdings or transactions.

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND (NAZ) reported an initial statement of beneficial ownership on Form 3 for Margot Kleinman, identified as a Portfolio Manager and not a director, officer, or ten percent owner. The filing lists no reportable holdings or transactions in NAZ securities at this time.

Positive

  • None.

Negative

  • None.
Buy transactions 0 transactions Count of reported purchase transactions for NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND securities
Sell transactions 0 transactions Count of reported sale transactions for NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND securities
Net buy/sell shares 0 shares Net shares bought or sold across all reported transactions
Portfolio Manager financial
"other: "Portfolio Manager""
A portfolio manager is the professional who picks and oversees a collection of investments—such as stocks, bonds, and cash—on behalf of individuals or institutions. They make decisions about which assets to buy, hold or sell and how much risk to take, like a ship captain steering through changing weather; their choices shape an investor’s potential returns, losses and the steadiness of the investment experience.
ten percent owner regulatory
"is_ten_percent_owner: 0"

FAQ

Who is the reporting person in the NAZ Form 3 filing?

The reporting person is Margot Kleinman, identified as a Portfolio Manager. She is not listed as a director, officer, or ten percent owner of NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND (NAZ) in this filing.

Does the NAZ Form 3 report any buy or sell transactions?

No. The Form 3 shows 0 buy transactions and 0 sell transactions, with no derivative exercises, gifts, or other reportable trades in NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND securities.

Are any NAZ shares reported as beneficially owned in this Form 3?

No. The transaction summary shows 0 net buy/sell shares and there are no holding entries, indicating no reportable beneficial ownership of NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND shares in this filing.

Is Margot Kleinman a ten percent owner of NAZ according to this Form 3?

No. The Form 3 indicates that Margot Kleinman is not a ten percent owner of NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND (NAZ); she is listed solely as a Portfolio Manager.

Does the NAZ Form 3 reference any Rule 10b5-1 trading plan?

No. The Form 3 does not indicate that transactions were made under a Rule 10b5-1 trading plan, and the document-level trading-plan checkbox is not marked.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Kleinman Margot

(Last)(First)(Middle)
333 W. WACKER DRIVE
SUITE 2900

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/26/2026
3. Issuer Name and Ticker or Trading Symbol
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND [ NAZ ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
Officer (give title below)XOther (specify below)
Portfolio Manager
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
kleinmanpoa.txt
No securities are beneficially owned.
Mark L. Winget/ Signed Under Power of Attorney09/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)