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National Bank Holdings (NBHC) officer John Steinmetz files Form 3 with no share holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

National Bank Holdings Corp. filed an initial insider ownership report for executive John Steinmetz, who serves as Exec Mng Dir of Strategic Init. This Form 3 shows that, as of the event date of 01/07/2026, Steinmetz reported no securities beneficially owned in the company. Both the non-derivative and derivative securities tables are empty, and the explanation of responses explicitly states that no securities are beneficially owned. The filing is signed by an attorney-in-fact on the reporting person’s behalf.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Steinmetz John

(Last) (First) (Middle)
7800 EAST ORCHARD ROAD
SUITE 300

(Street)
GREENWOOD VILLAGE CO 80111

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/07/2026
3. Issuer Name and Ticker or Trading Symbol
National Bank Holdings Corp [ NBHC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Exec Mng Dir of Strategic Init
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Amy Abrams, Attorney-in-Fact 01/07/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the NBHC Form 3 filed for John Steinmetz show?

The Form 3 for National Bank Holdings Corp. (NBHC) reports that executive officer John Steinmetz, Exec Mng Dir of Strategic Init, beneficially owns no NBHC securities as of 01/07/2026.

Who is the reporting person on this NBHC Form 3 filing?

The reporting person is John Steinmetz, who is identified as an officer of National Bank Holdings Corp. with the title Exec Mng Dir of Strategic Init.

Does John Steinmetz own any National Bank Holdings Corp. shares according to this Form 3?

The filing’s explanation of responses states that no securities are beneficially owned, indicating that Steinmetz reports no beneficial ownership of NBHC securities on this Form 3.

Are any derivative securities reported for John Steinmetz in this NBHC Form 3?

No. The table for derivative securities beneficially owned is present but contains no entries, consistent with the statement that no securities are beneficially owned.

Is this NBHC Form 3 filed for more than one reporting person?

No. The filing indicates that it is a Form filed by One Reporting Person, referring only to John Steinmetz.

Who signed the NBHC Form 3 for John Steinmetz?

The Form 3 is signed “/s/ Amy Abrams, Attorney-in-Fact” on 01/07/2026, indicating it was executed under a power of attorney for the reporting person.

National Bk Hldgs Corp

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GREENWOOD VILLAGE