NBHC president reports tax-withholding share disposition
National Bank Holdings Corp President Aldis Birkans had shares withheld to cover taxes on restricted stock vesting.
Rhea-AI Filing Summary
National Bank Holdings Corp President Aldis Birkans had shares withheld to cover taxes on restricted stock vesting. On the transaction date, 3,259 shares of common stock were disposed of at $43.27 per share as a tax-withholding disposition, not an open-market sale.
The shares were withheld in connection with vesting of restricted stock awards granted on April 1, 2023, 2024, and 2025. After this event, Birkans directly holds 261,186 shares of common stock, including 214,275 shares of restricted common stock. This filing reflects routine compensation-related tax handling.
Positive
- None.
Negative
- None.
Insider Trade Summary
Exercise Price or Tax Liability: 3,259 shares
Exercise Price or Tax Liability
1 txn
Insider
Birkans Aldis
Role
PRESIDENT
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise Price or Tax Liability | Common Stock | 3,259 | $43.27 | $141K |
Holdings After Transaction:
Common Stock — 261,186 shares (Direct)
Footnotes (2)
- F1. Represents shares withheld for payment of tax liability upon vesting of a portion of the restricted stock awards granted to the reporting person on 4/1/2023, 4/1/2024, and 4/1/2025.
- F2. Includes 214,275 shares of restricted common stock.
Key Figures
Tax-withheld shares: 3,259 shares
Withholding price: $43.27 per share
Post-transaction holdings: 261,186 shares
+2 more
5 metrics
Tax-withheld shares
3,259 shares
Shares withheld for tax liability on vesting
Withholding price
$43.27 per share
Value used for tax-withholding disposition
Post-transaction holdings
261,186 shares
Common stock held directly after transaction
Restricted shares included
214,275 shares
Restricted common stock within total holdings
Transaction code
F
Payment of tax liability by delivering securities
Key Terms
tax-withholding disposition, restricted stock awards, restricted common stock, Form 4, +1 more
5 terms
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
restricted stock awards financial
"upon vesting of a portion of the restricted stock awards granted"
Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.
restricted common stock financial
"Includes 214,275 shares of restricted common stock."
Restricted common stock is company shares that carry limits on selling or transferring for a set period or until certain conditions are met, like time-based vesting or regulatory clearance. Think of them as shares in a locked box that gradually open; they can become freely tradable later but initially reduce the number of shares available on the market. Investors watch restricted stock because its eventual release can change a company’s share supply, affect stock price, and influence control and dilution.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
transaction code F regulatory
"transaction_code": "F""
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did NBHC President Aldis Birkans report on this Form 4?
Aldis Birkans reported a tax-withholding disposition of 3,259 shares of National Bank Holdings Corp common stock at $43.27 per share. The shares were withheld by the company to cover tax liabilities arising from vesting restricted stock awards granted in 2023, 2024, and 2025.
What do the NBHC Form 4 footnotes say about the restricted stock awards?
The footnotes explain that the withheld shares relate to vesting of restricted stock awards granted on 4/1/2023, 4/1/2024, and 4/1/2025. A separate footnote states that the post-transaction holdings include 214,275 shares of restricted common stock, identifying how much of Birkans’ position remains restricted.
Does this NBHC Form 4 filing indicate a change in Aldis Birkans’ investment view?
The filing reflects a tax-withholding transaction, not a voluntary market trade, so it does not signal an investment decision to buy or sell. Shares were withheld automatically to satisfy tax liabilities upon vesting of previously granted restricted stock awards, a common compensation practice.
AI-generated analysis. How Rhea-AI works. Not financial advice.
