NBHC risk chief granted 2,781 restricted shares

Newfield Richard U Jr. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Newfield Richard U Jr. reported acquisition or exercise transactions in this Form 4 filing.

National Bank Holdings Corp reported that Chief Risk Management Officer Richard U. Newfield Jr. received a grant of 2,781 shares of restricted common stock on March 17, 2026. The award was granted for services, with no cash paid by him.

The restricted stock was issued under the 2023 Omnibus Incentive Plan and will vest in equal parts on April 28, 2027, April 28, 2028, and April 28, 2029, subject to his continued service. Following this grant, he directly holds 153,766 shares, including 12,463 restricted shares.

Insider Trade Summary

Grant/Award: 2,781 shares

Grant/Award 1 txn

Insider Newfield Richard U Jr.

Role CHIEF RISK MGMT OFFICER

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	2,781	$0.00	$0.00

Holdings After Transaction: Common Stock — 153,766 shares (Direct)

Footnotes (3)

1. F1. These shares represent an award of restricted common stock of Issuer awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan and will vest ratably on April 28, 2027, April 28, 2028, and April 28, 2029, subject to the associate's continued service through the applicable vesting date.
2. F2. This transaction represents a grant of restricted stock by the Issuer. Therefore, no consideration other than the value of services rendered was paid.
3. F3. Includes 12,463 shares of restricted common stock

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NBHC disclose for Richard U. Newfield Jr.?

NBHC disclosed that Chief Risk Management Officer Richard U. Newfield Jr. received a grant of 2,781 shares of restricted common stock. The shares were awarded as compensation, not purchased in the market, and were issued at a price of $0.00 per share.

How many NBHC shares does Richard U. Newfield Jr. hold after this Form 4?

After the reported grant, Richard U. Newfield Jr. directly holds 153,766 shares of National Bank Holdings Corp common stock. This total includes 12,463 shares of restricted common stock that remain subject to vesting conditions over future dates under the company’s incentive plan.

What are the vesting dates for the 2,781 restricted NBHC shares granted?

The 2,781 restricted common shares granted to Richard U. Newfield Jr. vest in three equal installments. They will vest ratably on April 28, 2027, April 28, 2028, and April 28, 2029, contingent on his continued service with National Bank Holdings Corp through each vesting date.

Was the NBHC insider transaction a market purchase or a compensation grant?

The transaction was a compensation grant of restricted stock, not a market purchase. NBHC issued 2,781 restricted common shares to Richard U. Newfield Jr. under its 2023 Omnibus Incentive Plan, with no cash consideration paid beyond the value of services rendered.

Under what plan were the new NBHC restricted shares granted?

The 2,781 restricted common shares were granted under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan. This plan provides equity-based awards to associates, and the reported grant to Richard U. Newfield Jr. is structured to vest over three years, subject to continued service.

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Accepted by SEC EDGAR 03/19/2026 - 04:42 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Newfield Richard U Jr.

(Last) (First) (Middle)

7800 EAST ORCHARD ROAD, SUITE 300

(Street)

GREENWOOD VILLAGE COLORADO 80111

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
National Bank Holdings Corp [ NBHC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CHIEF RISK MGMT OFFICER

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/17/2026		A		2,781(1)	A	$0(2)	153,766(3)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares represent an award of restricted common stock of Issuer awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan and will vest ratably on April 28, 2027, April 28, 2028, and April 28, 2029, subject to the associate's continued service through the applicable vesting date.

2. This transaction represents a grant of restricted stock by the Issuer. Therefore, no consideration other than the value of services rendered was paid.

3. Includes 12,463 shares of restricted common stock

	/s/ Richard Newfield, Jr.	03/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)