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National Bank Holdings (NYSE: NBHC) awards 4,178 restricted shares to CAO

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

PETRUCCI ANGELA NICOLE reported acquisition or exercise transactions in this Form 4 filing.

National Bank Holdings Corp granted Chief Admin Officer Angela Nicole Petrucci 4,178 shares of restricted common stock as equity compensation. The award was granted for services rendered, with no cash paid. These restricted shares will vest in equal portions on April 28, 2027, April 28, 2028, and April 28, 2029, contingent on her continued service. Following this grant, she directly holds 24,403 shares of common stock, including 10,677 shares of restricted stock.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PETRUCCI ANGELA NICOLE

(Last)(First)(Middle)
7800 E. ORCHARD ROAD
SUITE 300

(Street)
GREENWOOD VILLAGE COLORADO 80111

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
National Bank Holdings Corp [ NBHC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
CHIEF ADMIN OFFICER
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/17/2026A4,178(1)A$0(2)24,403(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. These shares represent an award of restricted common stock of Issuer awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan and will vest ratably on April 28, 2027, April 28, 2028, and April 28, 2029, subject to the associate's continued service through the applicable vesting date.
2. This transaction represents a grant of restricted stock by the Issuer. Therefore, no consideration other than the value of services rendered was paid.
3. Includes 10,677 shares of restricted common stock.
/s/ Angela Petrucci03/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did NBHC insider Angela Nicole Petrucci report on this Form 4?

Angela Nicole Petrucci reported receiving 4,178 shares of restricted common stock of National Bank Holdings Corp. This equity grant was awarded as compensation for services under the 2023 Omnibus Incentive Plan, rather than as a cash purchase on the open market.

What type of shares did Angela Nicole Petrucci receive from National Bank Holdings Corp (NBHC)?

She received an award of 4,178 shares of restricted common stock of National Bank Holdings Corp. These shares are subject to vesting conditions and were granted under the company’s 2023 Omnibus Incentive Plan as part of her compensation package.

When will the restricted NBHC shares granted to Angela Nicole Petrucci vest?

The 4,178 restricted shares will vest ratably on April 28, 2027, April 28, 2028, and April 28, 2029. Vesting is conditioned on her continued service with National Bank Holdings Corp through each applicable vesting date, aligning the award with long-term employment.

Did Angela Nicole Petrucci pay cash for the NBHC shares reported on this Form 4?

No cash was paid for these shares. The filing states the transaction represents a grant of restricted stock by National Bank Holdings Corp, with no consideration other than the value of services rendered as Chief Admin Officer.

How many National Bank Holdings Corp shares does Angela Nicole Petrucci hold after this grant?

After the reported transaction, she directly holds 24,403 shares of National Bank Holdings Corp common stock. This total includes 10,677 shares of restricted common stock, reflecting both previously granted and newly awarded restricted shares in her direct holdings.

Under which plan were the restricted NBHC shares granted to Angela Nicole Petrucci?

The restricted shares were granted under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan. This plan provides for equity-based awards, such as restricted stock, to associates as part of their overall compensation and retention incentives.
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