Welcome to our dedicated page for National Bank Holdings SEC filings (Ticker: NBHC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
National Bank Holdings Corporation filings document the regulatory record of a Delaware bank holding company with Class A common stock listed on the NYSE under NBHC. The company’s 8-K reports cover operating and financial results, dividend declarations, capital actions, material agreements and securities offerings, including subordinated notes used for general corporate purposes.
Proxy and related governance filings describe board matters, shareholder voting items, executive compensation, equity-based awards and pay-versus-performance disclosures. The filing record also includes capital-structure disclosures for common stock, debt instruments, repurchase activity, bank regulatory capital measures and the holding-company relationship with NBH Bank and Bank of Jackson Hole Trust.
National Bank Holdings Corp executive John Steinmetz, Executive Managing Director of Strategic Initiatives, reported multiple share transactions dated January 7, 2026 tied to the company’s merger with Vista Bancshares, Inc.
He reported an acquisition of 442,132 shares of National Bank Holdings common stock and a restricted stock award covering 95,396 restricted shares, both received under the Vista merger agreement. In connection with vesting of 95,392 restricted shares, 37,668 shares were withheld at $39.33 per share to cover taxes. An additional 228,668 shares were reported as indirectly owned through JDS Plus Family Limited Partnership. The restricted stock award is scheduled to vest in equal quarterly installments over three years, subject to Steinmetz’s continued employment.
National Bank Holdings Corp. filed an initial insider ownership report for executive John Steinmetz, who serves as Exec Mng Dir of Strategic Init. This Form 3 shows that, as of the event date of 01/07/2026, Steinmetz reported no securities beneficially owned in the company. Both the non-derivative and derivative securities tables are empty, and the explanation of responses explicitly states that no securities are beneficially owned. The filing is signed by an attorney-in-fact on the reporting person’s behalf.
National Bank Holdings Corp. director Kirk McLaughlin filed an initial ownership report stating that he currently has no securities beneficially owned in the company. This Form 3 filing confirms his status as a director while disclosing that he does not hold any direct or indirect equity or derivative positions in National Bank Holdings Corp. at this time.
National Bank Holdings Corporation is registering 95,396 shares of its Class A common stock under the Vista Bank Equity Incentive Plan. These shares may be issued upon the vesting or settlement of a restricted stock award assumed from Vista Bancshares, Inc. and now held by executive John D. Steinmetz under an NBHC award. The award was adjusted based on the merger exchange ratio and will vest in equal quarterly installments over three years following the closing of the Vista merger, conditioned on Mr. Steinmetz’s continued employment with NBHC or its affiliates.
National Bank Holdings Corporation completed its previously announced acquisition of Vista Bancshares effective January 7, 2026. Vista merged into NBHC, and Vista Bank merged into NBH Bank, leaving NBH Bank as the surviving bank. Each Vista common share was converted into 3.1161 NBHC Class A common shares, $31.62 in cash, and cash in lieu of fractional shares, subject to an adjustment based on Vista’s tangible common equity. As part of this adjustment process, $9,500,000 in cash was placed into escrow.
Vista restricted stock, options, and warrants were converted to NBHC equity or cash based on a Merger Consideration Value of $151.68, with out-of-the-money awards cancelled. One Vista restricted award was partially vested into NBHC stock and partially converted into a new NBHC restricted award. NBHC enlarged its board to 10 directors and added former Vista director Kirk A. McLaughlin, granting him a restricted stock award with a grant date value of $38,491. Following closing, NBHC also granted 377,724 restricted shares to CEO G. Timothy Laney and 189,825 restricted shares to President Aldis Birkans, with one-third performance-based vesting tied to integration and cost-savings goals.
National Bank Holdings Corporation reported that it has received key regulatory approvals needed to complete its previously announced merger with Vista Bancshares, Inc. and the related merger of Vista Bank into NBH Bank. Approvals were granted by the Board of Governors of the Federal Reserve System and the State of Colorado Division of Banking.
Vista’s shareholders approved the transaction on December 19, 2025, and the parties now expect to close the mergers on January 7, 2026, subject to the satisfaction or waiver of remaining customary closing conditions described in their merger agreement dated September 15, 2025. The filing also includes extensive cautionary language about forward‑looking statements, highlighting operational, regulatory, integration, economic, technology, and credit risks that could cause actual outcomes to differ from current expectations.
T. Rowe Price Investment Management, Inc. filed an amended Schedule 13G/A disclosing beneficial ownership of 1,286,405 shares of National Bank Holdings (NBHC) common stock, representing 3.4% of the class as of 09/30/2025.
The filer reports sole voting power over 1,277,041 shares and sole dispositive power over 1,286,405 shares, with no shared voting or dispositive power. The filing indicates ownership of 5 percent or less of the class and includes a certification that the securities were acquired and are held in the ordinary course of business and not to change or influence control.
National Bank Holdings Corp. (NBHC) reported an insider transaction by a director. On 11/11/2025, the director sold 6,214 shares of Common Stock at a price of $37.14 per share, coded as S (sale) in a Form 4 filing.
Following the transaction, the director beneficially owned 35,663 shares, held directly. The filing shows only non-derivative activity; no derivative securities were reported.
NBHC: A stockholder filed a Form 144 notice to sell up to 6,214 shares of common stock. The filing lists an aggregate market value of 230,539, an approximate sale date of 11/11/2025, execution via Merrill Lynch, and trading on the NYSE.
The shares were acquired from the issuer “in lieu of services” in multiple grants—853 (10/31/2022), 1,248 (11/06/2023), 1,356 (04/30/2024), 1,794 (10/28/2024), and 963 (10/27/2025)—with cash noted as the nature of payment on each date.
Shares outstanding were 37,819,914. Form 144 is a notice of proposed sales by an affiliate or holder of restricted securities and does not itself execute a sale.
National Bank Holdings Corporation (NBHC): Wellington Management Group LLP and affiliated entities filed Amendment No. 6 to Schedule 13G reporting beneficial ownership of 1,775,654 shares of NBHC Class A Common Stock, equal to 4.7% of the class, as of 09/30/2025.
They report shared voting power over 1,251,699 shares and shared dispositive power over 1,775,654 shares, with no sole voting or dispositive power. The shares are held by clients of Wellington’s advisory affiliates. The filing certifies the holdings were acquired and are held in the ordinary course and not to influence control. Item 5 indicates ownership of five percent or less of the class.