Every Form 4 that NATIONAL BANK HOLDINGS CORP. (NBHC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow NBHC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NBHC filings page.
National Bank Holdings Corp director and chief executive officer Timothy G. Laney reported several option-related transactions on August 11, 2026. He exercised employee stock options covering 63,725 shares of common stock at exercise prices of $34.0400 and $32.6500 per share, receiving the same number of common shares. In related transactions, a total of 55,460 shares of common stock were delivered or withheld at $43.1900 per share for payment of exercise price or tax liability. Footnotes note time-vested option awards, shares held in constructive trust under a divorce decree, restricted stock holdings, and a transfer of shares to the reporting person’s spouse pursuant to qualified domestic relations orders.
National Bank Holdings Corp reports that John Steinmetz, described as a former Executive Managing Director of Strategic Initiatives, has transitioned from his role as an employee and officer effective August 5, 2026. As a result, he has ceased being a Section 16 officer. No share transactions are reported in this insider update.
National Bank Holdings Corp executive John Steinmetz reported a routine tax-withholding share disposition related to vested restricted stock. On 06/15/2026, 3,127 shares of Common Stock were withheld at $42.92 per share to cover tax liabilities from a restricted stock award granted on 01/07/2026, leaving him with 533,377 directly held shares.
National Bank Holdings Corp director Maria F. Spring reported an open-market sale of 963 shares of common stock at $41.84 per share. After this transaction, she directly holds 37,157 shares, including 3,153 unvested shares of restricted stock, indicating she retains a substantial ongoing equity stake in the company.
National Bank Holdings Corp director Kirk McLaughlin reported routine equity compensation and related tax withholding. On May 7, 2026, he received a grant of 3,153 shares of restricted common stock, issued as compensation with no cash paid. A footnote states these shares vest in two equal installments, on the 180th day after grant and the day before the 2027 annual meeting, if service continues. On May 6, 2026, 312 shares were withheld at $42.96 per share to cover tax liability upon vesting of an earlier restricted stock award, a non-market disposition.
National Bank Holdings Corp director Joseph Fred J. reported routine equity compensation and related tax withholding. On May 7, 2026, he received a grant of 3,153 shares of restricted common stock at no cash cost as payment for services. On May 6, 2026, 686 shares at $42.96 were withheld to cover tax liabilities from a prior restricted stock vesting. Following these transactions, he directly holds 27,642 common shares, including 3,153 unvested restricted shares that are scheduled to vest in two equal installments on the 180th day after grant and the day before the company’s 2027 Annual Meeting of Shareholders.
National Bank Holdings Corp director Alka Gupta reported routine equity compensation and related share movements. On May 7, 2026, she received a grant of 3,153 shares of restricted common stock for services, bringing her direct holdings to 4,906 shares, including the unvested award.
On May 6, 2026, 729 shares were withheld at $42.96 per share to cover tax liability upon vesting of an earlier restricted stock award. A separate entry reflects transfer of 930 shares from direct ownership into The Gupta Rastogi Family Trust, changing only the form of beneficial ownership. Following these updates, Gupta also reports 8,057 shares held indirectly through the trust, alongside her direct position.
National Bank Holdings Corp director Robin Ann Doyle reported routine equity compensation and related tax withholding. She received a grant of 3,153 shares of restricted common stock, with no cash paid, as compensation for services. On a separate date, 663 shares were withheld at $42.96 per share to cover tax liabilities when a prior restricted stock award vested. After these transactions, she directly owns 7,720 common shares, including 3,153 unvested restricted shares scheduled to vest in two installments subject to continued service.
National Bank Holdings Corp director Ralph W. Clermont received a grant of 3,620 shares of restricted common stock, awarded as compensation with no cash paid, under the company’s 2023 Omnibus Incentive Plan. These shares will vest in two equal installments, including one on the 180th day after grant, subject to continued service.
An earlier restricted stock award triggered withholding of 807 shares at $42.96 per share to cover tax liabilities, a non-market disposition. After these updates, Clermont holds 4,749 shares directly, including 3,620 unvested restricted shares, and 74,410 shares indirectly through the Ralph W. Clermont Revocable Trust following a non-economic transfer of 1,935 shares into the trust.
National Bank Holdings Corp director Art Zeile reported routine equity compensation activity. On May 7, 2026, he received a grant of 3,153 shares of restricted common stock at no cash cost as compensation for services. These 3,153 unvested shares were awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan and will vest in two equal installments on the 180th day after grant and the day before the company’s 2027 annual meeting, subject to continued service. On May 6, 2026, 686 common shares were withheld at $42.96 per share to cover tax liabilities upon vesting of a prior restricted stock award granted on April 30, 2025, a non‑market transaction. Following these transactions, Zeile directly holds 19,816 common shares, including the new unvested restricted stock.
National Bank Holdings Corp director Robert E. Dean received a grant of 3,153 shares of restricted common stock on May 7, 2026. The grant was awarded as compensation, with no cash paid other than the value of services rendered.
On May 6, 2026, 613 shares of common stock were withheld at $42.96 per share to cover tax liability upon vesting of a prior restricted stock award granted on April 30, 2025. After these transactions, Dean holds 35,538 shares directly, including 3,153 unvested restricted shares that will vest in two equal installments subject to continued service.
National Bank Holdings Corp director Patrick G. Sobers reported routine equity compensation and related share movements. On May 7, 2026, he received a grant of 3,153 shares of restricted common stock as compensation, with no cash paid other than the value of services.
On May 6, 2026, 580 shares of common stock were withheld at $42.96 per share to cover tax liability upon vesting of a prior restricted stock award. On the same date, 17,199 shares moved from his direct ownership into the Sobers Family Trust, a revocable trust, which the footnotes describe as only changing the form of beneficial ownership.
After these entries, he directly holds 7,893 shares, including the 3,153 unvested restricted shares under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan, and has 17,199 shares held indirectly via the Sobers Family Trust. The new restricted shares will vest in two equal installments, one on the 180th day after grant and one the day before the company’s 2027 annual shareholder meeting, subject to continued service.
National Bank Holdings Corp director Maria F. Spring reported routine equity compensation and related tax withholding. On May 7, 2026, she received a grant of 3,153 shares of restricted common stock, awarded as compensation with no cash consideration. These unvested shares were granted under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan, as amended and restated May 7, 2026, and will vest in two equal installments, one on the 180th day after grant and one the day before the 2027 Annual Meeting of Shareholders, subject to continued service. On May 6, 2026, 696 shares of common stock were withheld at $42.96 per share to cover tax liability upon vesting of a prior restricted stock award. After these transactions, she directly holds 38,120 shares of common stock, including the 3,153 unvested restricted shares.
National Bank Holdings Corp chief administrative officer Angela Nicole Petrucci had 1,329 shares of common stock withheld to cover taxes on recent stock vesting. These shares were used to pay tax liability at $43.27 per share rather than sold on the open market.
After this tax-withholding disposition, she directly holds 23,074 shares of NBHC common stock, including 7,634 shares of restricted common stock granted in prior years. The filing reflects a routine compensation-related event rather than a discretionary trade.
National Bank Holdings Corp CEO Timothy G. Laney reported a routine tax-related share disposition. On 4/28/2026, 8,006 shares of common stock were withheld at $43.27 per share to cover tax liabilities tied to vesting restricted stock awards granted on 4/1/2023, 4/1/2024, and 4/1/2025.
These withheld shares were not an open-market sale but a tax-withholding mechanism. After this transaction, Laney directly holds 687,458 shares of common stock, including 431,418 shares of restricted common stock, indicating he continues to maintain a substantial equity position in the company.
National Bank Holdings Corp President Aldis Birkans had shares withheld to cover taxes on restricted stock vesting. On the transaction date, 3,259 shares of common stock were disposed of at $43.27 per share as a tax-withholding disposition, not an open-market sale.
The shares were withheld in connection with vesting of restricted stock awards granted on April 1, 2023, 2024, and 2025. After this event, Birkans directly holds 261,186 shares of common stock, including 214,275 shares of restricted common stock. This filing reflects routine compensation-related tax handling.
National Bank Holdings Corp reported a routine insider tax-withholding event. Chief Corporate Development Officer and Treasurer Daniel L. Sznewajs had 254 shares of common stock withheld at $43.27 per share to cover tax liability when portions of restricted stock awards vested.
After this non-market transaction, he directly holds 5,549 shares of common stock, including 4,632 shares of restricted common stock. The filing reflects compensation-related share vesting and associated tax payments rather than an open-market sale or purchase.
National Bank Holdings Corp chief financial officer Nicole Van Denabeele reported a routine tax-related share disposition. On a Form 4, she disclosed that 679 shares of National Bank Holdings common stock were withheld at $43.27 per share to cover tax liabilities when portions of previously granted restricted stock awards vested.
After this withholding, she directly holds 18,552 shares of common stock, including 8,891 shares of restricted stock. The transaction reflects tax withholding by the issuer rather than an open-market purchase or sale.
National Bank Holdings Corp reported an insider tax-withholding transaction by its Chief Risk Management Officer, Richard U. Newfield Jr. On April 28, 2026, 1,981 shares of common stock were withheld at $43.27 per share to cover tax liabilities when portions of restricted stock awards vested.
Following this withholding, Newfield directly holds 151,785 shares of common stock, including 7,929 shares of restricted common stock. This Form 4 reflects a compensation-related tax event rather than an open-market purchase or sale.
National Bank Holdings Corp chief accounting officer Emily Gooden reported a small, routine share disposition tied to taxes. On this Form 4, 232 shares of common stock were withheld at $43.27 per share to cover tax liability when portions of earlier restricted stock awards vested. After this tax withholding, she directly holds 3,857 common shares, including 1,248 shares of restricted common stock.
Birkans Aldis reported acquisition or exercise transactions in this Form 4 filing.
National Bank Holdings Corp president Aldis Birkans received a compensation-related stock award. He was granted 15,523 shares of National Bank Holdings common stock as restricted stock, with no cash paid, reflecting the value of services rendered. These restricted shares will vest in three equal installments on April 28, 2027, April 28, 2028, and April 28, 2029, as long as he remains employed through each vesting date. After this award, Birkans directly holds 264,445 common shares, including 221,730 shares of restricted stock, indicating a substantial ongoing equity stake tied to the company’s long-term performance.
Van Denabeele Nicole reported acquisition or exercise transactions in this Form 4 filing.
National Bank Holdings Corp reported that its Chief Financial Officer, Nicole Van Denabeele, received a grant of 5,821 shares of restricted common stock. The award was granted as compensation, with no cash paid other than the value of services rendered.
The restricted stock was issued under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan and will vest in three equal installments on April 28, 2027, April 28, 2028, and April 28, 2029, assuming continued service. Following this grant, Van Denabeele directly holds 19,231 shares of common stock, including 10,523 shares of restricted common stock.
LANEY G. TIMOTHY reported acquisition or exercise transactions in this Form 4 filing.
National Bank Holdings Corp reported that Chief Executive Officer Timothy G. Laney received a grant of 33,326 shares of restricted common stock at no cash cost, as compensation for services. These shares vest in three equal installments on April 28, 2027, April 28, 2028, and April 28, 2029, contingent on his continued service. After this award, he directly holds 695,464 common shares, including 449,721 restricted shares.
National Bank Holdings Corp reported that Chief Accounting Officer Emily Gooden received a grant of 517 shares of restricted common stock as equity compensation. The award was granted at no cash cost and vests in equal parts on April 28, 2027, April 28, 2028, and April 28, 2029, contingent on continued service. After this grant, Gooden directly holds 4,089 common shares, including 1,905 restricted shares and 55 shares acquired under the employee stock purchase plan.
PETRUCCI ANGELA NICOLE reported acquisition or exercise transactions in this Form 4 filing.
National Bank Holdings Corp granted Chief Admin Officer Angela Nicole Petrucci 4,178 shares of restricted common stock as equity compensation. The award was granted for services rendered, with no cash paid. These restricted shares will vest in equal portions on April 28, 2027, April 28, 2028, and April 28, 2029, contingent on her continued service. Following this grant, she directly holds 24,403 shares of common stock, including 10,677 shares of restricted stock.
Sznewajs Daniel L reported acquisition or exercise transactions in this Form 4 filing.
National Bank Holdings Corp reported that Chief Corporate Development Officer and Treasurer Daniel L. Sznewajs received a grant of 3,250 shares of restricted common stock as equity compensation. The award was made at no cash cost to him and is tied to continued service.
The restricted stock was granted under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan and will vest in equal portions on April 28, 2027, April 28, 2028, and April 28, 2029, if he remains employed through each vesting date. Following the grant, he directly holds 5,803 common shares, including 5,520 shares of restricted stock.
Newfield Richard U Jr. reported acquisition or exercise transactions in this Form 4 filing.
National Bank Holdings Corp reported that Chief Risk Management Officer Richard U. Newfield Jr. received a grant of 2,781 shares of restricted common stock on March 17, 2026. The award was granted for services, with no cash paid by him.
The restricted stock was issued under the 2023 Omnibus Incentive Plan and will vest in equal parts on April 28, 2027, April 28, 2028, and April 28, 2029, subject to his continued service. Following this grant, he directly holds 153,766 shares, including 12,463 restricted shares.
National Bank Holdings Corp Chief Administrative Officer Angela Nicole Petrucci reported equity compensation activity in company common stock. She acquired 1,402 shares at a price of $0.0000 per share as a grant from the settlement of a performance stock unit award granted on April 1, 2023. In connection with this settlement, 693 shares at $39.9900 per share were withheld to cover taxes, described as a tax-withholding disposition rather than an open-market sale. Following these transactions, she directly owned 20,225 shares of National Bank Holdings common stock, including 53 shares acquired under the employee stock purchase plan on February 27, 2026.
National Bank Holdings Corp Chief Financial Officer Nicole Van Denabeele acquired 568 shares of common stock through the settlement of a previously granted performance stock unit award. On the same date, 269 shares were withheld at $39.99 per share to cover taxes related to this settlement, leaving her with 13,410 directly owned shares, which include 50 shares acquired under the employee stock purchase plan on February 27, 2026.
National Bank Holdings Corp reported that Chief Risk Management Officer Richard U. Newfield Jr. received a grant of 2,104 shares of common stock on March 1, 2026 at a stated price of $0 per share, reflecting the settlement of a performance stock unit award granted on April 1, 2023. To cover taxes tied to this settlement, 1,040 shares were disposed of the same day at $39.99 per share through share withholding, rather than an open-market sale. Following these transactions, Newfield directly owned 150,985 common shares, which includes shares previously acquired through the company’s Employee Stock Purchase Plan on August 29, 2025 and February 27, 2026.
National Bank Holdings Corp president Aldis Birkans reported equity compensation activity. He acquired 2,971 shares of common stock at no cost through settlement of a performance stock unit award originally granted on April 1, 2023. To cover related taxes, 1,296 shares were disposed of through tax withholding at $39.99 per share. Following these transactions, he directly owns 248,922 common shares.
National Bank Holdings Corp reported that CEO Timothy G. Laney acquired 9,075 shares of common stock on settlement of a performance stock unit award originally granted on April 1, 2023. In a related move, 2,651 shares at $39.99 per share were withheld to cover taxes on this award. Following these transactions, Laney directly owned 662,138 shares of National Bank Holdings common stock.
National Bank Holdings Corp’s chief admin officer Angela Nicole Petrucci exercised employee stock options for 675 shares of common stock at an exercise price of $19.56 per share. She then disposed of 448 shares of common stock at $40.19 per share to cover taxes related to the exercise, a tax-withholding transaction rather than an open-market sale. After these moves, she directly holds 19,463 common shares, which the footnotes indicate include shares previously acquired under the company’s employee stock purchase plan.
National Bank Holdings Corp. president Aldis Birkans reported routine equity transactions involving company stock. On February 11, 2026, he exercised an employee stock option for 3,080 shares of common stock at an exercise price of $19.56 per share.
To satisfy tax obligations related to this option exercise, 2,256 shares of common stock were disposed of at $41.53 per share. After these transactions, Birkans directly beneficially owned 247,247 shares of National Bank Holdings Corp. common stock.
National Bank Holdings Corp executive John Steinmetz reported buying additional company stock. On February 11, 2026, he made an open-market purchase of 24,200 shares of common stock at a weighted average price of $41.41 per share, through multiple trades between $41.26 and $41.60.
After this transaction, Steinmetz directly owns 536,504 common shares, which the disclosure notes includes 107,840 shares of restricted common stock. The filing reflects his role as Executive Managing Director of Strategic Initiatives and shows a continued personal equity position in the company.
National Bank Holdings Corp executive John Steinmetz received a new equity award. On January 30, 2026, he was granted 12,444 shares of restricted common stock under the National Bank Holdings Corporation 2026 Inducement Plan at a stated price of $0 per share, reflecting compensation for services.
The restricted shares will vest in three equal installments on April 28, 2027, April 28, 2028, and April 28, 2029, contingent on his continued service. After this grant, Steinmetz beneficially owns 512,304 shares of common stock, including 107,840 shares of restricted stock.
National Bank Holdings Corp granted Chief Executive Officer and director Timothy G. Laney 377,724 shares of restricted common stock on January 7, 2026 under the company’s 2023 Omnibus Incentive Plan. The award includes up to 125,908 performance-based shares that may vest on December 15, 2026, and 251,816 time-based shares scheduled to vest in equal installments on specified dates from March 15, 2027 through December 15, 2028, subject to his continued employment.
Following this grant, Laney beneficially owns 655,446 common shares, which the disclosure notes include 416,395 unvested restricted shares and 361 shares acquired through the company’s Employee Stock Purchase Plan on August 29, 2025. The grant was made by the issuer without cash consideration, reflecting equity compensation in stock rather than a cash payment.
National Bank Holdings CorpBirkans Aldis, received an award of 189,825 shares of common stock on January 7, 2026. This was a grant of restricted stock at a reported price of $0.00 per share, reflecting equity compensation rather than an open-market purchase. Following this grant, Aldis beneficially owns 246,423 common shares, including 206,207 shares of unvested restricted stock. The award consists of up to 63,275 performance-based restricted shares that may vest on December 15, 2026, and 126,550 time-based restricted shares scheduled to vest in equal installments on specified dates from March 15, 2027 through December 15, 2028, subject to continued employment.
National Bank Holdings Corp director Kirk McLaughlin reported multiple stock acquisitions. On January 7, 2026, he received 3,530 shares of common stock acquired under a merger in which Vista Bancshares merged into National Bank Holdings. Each share of Vista common stock was converted into the right to receive 3.1161 shares of National Bank Holdings class A common stock plus $31.62 in cash per Vista share, plus cash in lieu of fractional shares.
On the same date, he was granted an additional 978 shares of restricted common stock under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan, which will vest the day before the company’s 2026 annual meeting of shareholders. Indirectly, entities associated with him acquired 377,982 shares through the Gene Mc Laughlin Estate Trust, 205,204 shares through Kirk McLaughlin Enterprises LTD, and 14,645 shares pursuant to a power of attorney held by Ramona McLaughlin. The restricted stock grant was in consideration for services rather than cash.
National Bank Holdings Corp executive John Steinmetz, Executive Managing Director of Strategic Initiatives, reported multiple share transactions dated January 7, 2026 tied to the company’s merger with Vista Bancshares, Inc.
He reported an acquisition of 442,132 shares of National Bank Holdings common stock and a restricted stock award covering 95,396 restricted shares, both received under the Vista merger agreement. In connection with vesting of 95,392 restricted shares, 37,668 shares were withheld at $39.33 per share to cover taxes. An additional 228,668 shares were reported as indirectly owned through JDS Plus Family Limited Partnership. The restricted stock award is scheduled to vest in equal quarterly installments over three years, subject to Steinmetz’s continued employment.
National Bank Holdings Corp. (NBHC) reported an insider transaction by a director. On 11/11/2025, the director sold 6,214 shares of Common Stock at a price of $37.14 per share, coded as S (sale) in a Form 4 filing.
Following the transaction, the director beneficially owned 35,663 shares, held directly. The filing shows only non-derivative activity; no derivative securities were reported.
National Bank Holdings Corp reported an insider Form 4 for a director. On 10/27/2025, 414 shares of common stock were withheld at $37.2 under code F, which indicates shares retained by the issuer to satisfy tax obligations upon vesting.
After this transaction, the director beneficially owns 32,998 shares directly. The withholding relates to a restricted stock award granted on 04/30/2025.
National Bank Holdings Corp (NBHC) reported an insider transaction on a Form 4. A company director recorded a tax withholding event tied to restricted stock vesting. On 10/27/2025, 547 shares of common stock were withheld at a price of $37.20 per share under transaction code F, which indicates shares withheld to cover taxes.
Following this administrative transaction, the director’s beneficial ownership stands at 5,230 shares, held directly. The filing notes the withholding relates to a portion of a restricted stock award originally granted on 04/30/2025.
National Bank Holdings Corp (NBHC) reported an insider transaction by a director on 10/27/2025. The filing shows 686 shares of common stock were withheld to cover taxes upon the vesting of a portion of a restricted stock award granted on 04/30/2025 (Transaction Code F) at a price of $37.2 per share.
Following this tax withholding, the director beneficially owns 25,175 shares directly. This entry reflects routine tax settlement related to equity compensation rather than an open‑market buy or sell.
National Bank Holdings Corp (NBHC): Director reports Form 4 transaction. On 10/27/2025, Director Patrick Sobers reported a transaction coded “F,” reflecting 530 shares of common stock withheld at $37.20 per share to satisfy tax liability upon vesting of a portion of a restricted stock award originally granted on 04/30/2025.
Following the withholding, he beneficially owns 22,519 shares directly. The filing indicates a routine tax-withholding event tied to RSU vesting rather than an open-market trade.
National Bank Holdings Corp (NBHC) reported an insider transaction on a Form 4. A director had 686 shares of common stock withheld on 10/27/2025 under transaction code F, which denotes shares withheld to cover taxes upon vesting of restricted stock. The shares were valued at $37.2 per share. Following this event, the director beneficially owns 17,349 shares directly. The withholding relates to a restricted stock award granted on 04/30/2025 that vested in part.
National Bank Holdings Corp reported a routine insider transaction on Form 4. A director had 696 shares withheld under code F to cover taxes upon vesting of a restricted stock award, at a price of $37.20 on 10/27/2025.
Following the transaction, the insider directly beneficially owns 41,877 shares. The withholding relates to a portion of a restricted stock award granted on 04/30/2025.
National Bank Holdings Corp. (NBHC) director Alka Gupta reported routine equity movements. On 10/27/2025, 729 shares of common stock were withheld (Code F) to cover taxes upon vesting at $37.2 per share. The filing also notes a transfer of 1,006 shares from direct holdings into a revocable trust, described as an exempt change in form of ownership under Rule 16a-13.
Following these transactions, the filing lists 3,412 shares held directly and 7,127 shares held indirectly through The Gupta Rastogi Family Trust.
National Bank Holdings Corp (NBHC) reported an insider transaction by its Chief Financial Officer. On 10/01/2025, 138 shares of common stock were withheld under code F at $38.4 to cover taxes upon the vesting of a previously granted restricted stock award. Following the transaction, the reporting person directly owned 13,061 shares. This total includes 105 shares acquired under the company’s Employee Stock Purchase Plan on August 29, 2025.
National Bank Holdings Corp (NBHC) reported an insider transaction on a Form 4. The company’s Chief Accounting Officer had 21 shares of common stock withheld to cover taxes upon vesting of a restricted stock award on 10/01/2025 (Transaction Code F) at a price of $38.4 per share. Following this tax-withholding event, the officer beneficially owns 3,517 shares. This total includes 81 shares acquired through the Employee Stock Purchase Plan on August 29, 2025.