Director at National Bank Holdings (NYSE: NBHC) receives stock grant
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
National Bank Holdings Corp director Robert E. Dean received a grant of 3,153 shares of restricted common stock on May 7, 2026. The grant was awarded as compensation, with no cash paid other than the value of services rendered.
On May 6, 2026, 613 shares of common stock were withheld at $42.96 per share to cover tax liability upon vesting of a prior restricted stock award granted on April 30, 2025. After these transactions, Dean holds 35,538 shares directly, including 3,153 unvested restricted shares that will vest in two equal installments subject to continued service.
Positive
- None.
Negative
- None.
Insider Trade Summary
2 transactions reported
Mixed
2 txns
Insider
Dean Robert E
Role
null
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 3,153 | $0.00 | -- |
| Tax Withholding | Common Stock | 613 | $42.96 | $26K |
Holdings After Transaction:
Common Stock — 35,538 shares (Direct, null)
Footnotes (1)
- Represents shares withheld for payment of tax liability upon vesting of the remainder of the restricted stock award granted to the reporting person on 04/30/2025. This transaction represents a grant of restricted stock by the Issuer. Therefore, no consideration other than the value of services rendered was paid. Total includes 3,153 unvested shares of restricted stock awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan, as amended and restated May 7, 2026, that will vest in two equal installments on (i) the 180th day following the date of grant and (ii) the day before the registrant's 2027 Annual Meeting of Shareholders, subject to continued service through the date of vesting.
Key Figures
Restricted stock grant: 3,153 shares
Tax withholding shares: 613 shares
Tax withholding price: $42.96 per share
+2 more
5 metrics
Restricted stock grant
3,153 shares
Grant of restricted common stock on May 7, 2026
Tax withholding shares
613 shares
Shares withheld on May 6, 2026 to cover tax liability
Tax withholding price
$42.96 per share
Price used for 613 shares withheld for taxes
Total shares held
35,538 shares
Director’s direct holdings following the reported transactions
Unvested restricted shares
3,153 shares
Unvested restricted stock under 2023 Omnibus Incentive Plan
Key Terms
restricted stock, tax liability, Omnibus Incentive Plan, vesting
4 terms
restricted stock financial
"This transaction represents a grant of restricted stock by the Issuer."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
tax liability financial
"Represents shares withheld for payment of tax liability upon vesting"
Omnibus Incentive Plan financial
"awarded under the National Bank Holdings Corporation 2023 Omnibus Incentive Plan"
An omnibus incentive plan is a single, flexible program a company uses to give employees and executives different types of pay tied to performance — for example stock options, restricted shares, cash bonuses and other awards — all governed by one set of rules. It matters to investors because it determines how many new shares may be created, how leaders are motivated and how much the company will spend on compensation over time; think of it as a master toolbox that affects both costs and the total share supply.
vesting financial
"that will vest in two equal installments on (i) the 180th day"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
FAQ
What did NBHC director Robert E. Dean report in this Form 4?
Robert E. Dean reported receiving a grant of 3,153 restricted shares of National Bank Holdings Corp common stock and a separate withholding of 613 shares to satisfy tax obligations on a prior restricted stock award that had vested in part.
What are Robert E. Dean’s NBHC holdings after these transactions?
After the reported transactions, Robert E. Dean directly holds 35,538 shares of National Bank Holdings Corp common stock. This total includes 3,153 unvested restricted shares from the new grant, which are scheduled to vest in two equal future installments if service continues.