National Bank Holdings notes Steinmetz officer exit

National Bank Holdings Corp reports that John Steinmetz, described as a former Executive Managing Director of Strategic Initiatives, has transitioned from his role as an employee and officer effective August 5, 2026.

Accepted by SEC EDGAR 08/05/2026 - 06:29 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

National Bank Holdings Corp reports that John Steinmetz, described as a former Executive Managing Director of Strategic Initiatives, has transitioned from his role as an employee and officer effective August 5, 2026. As a result, he has ceased being a Section 16 officer. No share transactions are reported in this insider update.

Key Terms

Section 16 officer, Fmr Exec Mng Dir of Strat Init

2 terms

Section 16 officer regulatory

"has therefore ceased being a Section 16 officer."

A Section 16 officer is a corporate executive who, under U.S. securities law, must publicly report their purchases and sales of the company’s stock and is subject to rules that can force them to return short-term trading profits. Think of them as an insider required to keep a public trading log so investors can see when executives are buying or selling; that transparency helps investors assess management’s confidence and reduces the risk of undisclosed insider trading.

Fmr Exec Mng Dir of Strat Init other

"Officer title listed as Fmr Exec Mng Dir of Strat Init."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What change involving John Steinmetz does NBHC disclose?

National Bank Holdings Corp states that John Steinmetz has transitioned from his role as an employee and officer effective August 5, 2026, and as a result he has ceased being a Section 16 officer for the company.

Is John Steinmetz still a Section 16 officer at NBHC?

No. Effective August 5, 2026, John Steinmetz transitioned out of his employee and officer role at National Bank Holdings Corp and therefore is no longer treated as a Section 16 officer for the company.

Did this NBHC insider report include any stock transactions for John Steinmetz?

No stock transactions are listed. The insider data show zero buy, sell, acquisition, or disposition entries, indicating that this update relates only to Steinmetz’s status and does not record any trades in National Bank Holdings Corp securities.

What position did John Steinmetz previously hold at NBHC?

He is identified as a former Executive Managing Director of Strategic Initiatives, reflecting his prior officer role at National Bank Holdings Corp before the transition that ended his Section 16 officer status in August 2026.

Is a Rule 10b5-1 trading plan indicated for John Steinmetz in the NBHC data?

No. The document-level Rule 10b5-1 checkbox is not marked, and there are no reported transactions, so this insider information does not indicate any trades executed under a Rule 10b5-1 trading plan for John Steinmetz.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Steinmetz John

(Last) (First) (Middle)

7800 EAST ORCHARD ROAD

SUITE 300

(Street)

GREENWOOD VILLAGE COLORADO 80111

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
National Bank Holdings Corp [ NBHC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Fmr Exec Mng Dir of Strat Init

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/05/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Effective August 5, 2026, this reporting person has transitioned from his role as an employee and officer of the Company and has therefore ceased being a Section 16 officer.

	/s/ Amy Abrams, Attorney-in-Fact	08/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)