NBHC officer has 232 shares withheld for taxes
National Bank Holdings Corp chief accounting officer Emily Gooden reported a small, routine share disposition tied to taxes.
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Form Type
4
Rhea-AI Filing Summary
National Bank Holdings Corp chief accounting officer Emily Gooden reported a small, routine share disposition tied to taxes. On this Form 4, 232 shares of common stock were withheld at $43.27 per share to cover tax liability when portions of earlier restricted stock awards vested. After this tax withholding, she directly holds 3,857 common shares, including 1,248 shares of restricted common stock.
Insider Trade Summary
Exercise Price or Tax Liability: 232 shares
Exercise Price or Tax Liability
1 txn
Insider
Gooden Emily
Role
CHIEF ACCOUNTING OFFICER
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise Price or Tax Liability | Common Stock | 232 | $43.27 | $10K |
Holdings After Transaction:
Common Stock — 3,857 shares (Direct)
Holdings Before and After:
Common Stock, 4,089 to 3,857 shares (Direct)
Footnotes (2)
- F1. Represents shares withheld for payment of tax liability upon vesting of a portion of the restricted stock awards granted to the reporting person on 4/1/2023, 4/1/2024, and 4/1/2025.
- F2. Includes 1,248 shares of restricted common stock.
Key Figures
Shares withheld for taxes: 232 shares
Withholding price per share: $43.27/share
Shares owned after transaction: 3,857 shares
+2 more
5 metrics
Shares withheld for taxes
232 shares
Tax-withholding disposition of common stock
Withholding price per share
$43.27/share
Value used for 232 withheld shares
Shares owned after transaction
3,857 shares
Direct common stock holdings following tax withholding
Restricted common stock included
1,248 shares
Restricted shares within total post-transaction holdings
Tax-withholding shares in summary
232 shares
TaxWithholdingShares in transaction summary
Key Terms
restricted stock awards, restricted common stock, tax-withholding disposition, transaction code F
4 terms
restricted stock awards financial
"upon vesting of a portion of the restricted stock awards granted to the reporting person"
Restricted stock awards are company shares given to employees or executives that cannot be sold or transferred until certain conditions — like staying with the company for a set time or meeting performance targets — are met, like a gift that is locked in a safe until rules are satisfied. Investors care because these awards tie management’s pay to company performance, can increase the number of shares outstanding when they become tradable (dilution), and may signal expected future selling pressure or commitment to long-term growth.
restricted common stock financial
"Includes 1,248 shares of restricted common stock."
Restricted common stock is company shares that carry limits on selling or transferring for a set period or until certain conditions are met, like time-based vesting or regulatory clearance. Think of them as shares in a locked box that gradually open; they can become freely tradable later but initially reduce the number of shares available on the market. Investors watch restricted stock because its eventual release can change a company’s share supply, affect stock price, and influence control and dilution.
tax-withholding disposition financial
"transaction_action: tax-withholding disposition"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
transaction code F financial
"transaction_code: F"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What did NBHC officer Emily Gooden report in this Form 4?
Emily Gooden reported a tax-related share disposition, where 232 shares of National Bank Holdings common stock were withheld to cover tax liabilities upon vesting of restricted stock awards. This is a routine compensation-related event, not an open-market stock sale.
Was this Form 4 transaction for NBHC stock an open-market sale?
No, the Form 4 transaction was a tax-withholding disposition, not an open-market sale. Shares were withheld by the company to pay taxes due on vesting restricted stock awards, a common mechanism in equity compensation plans.
What triggered the tax-withholding disposition reported for NBHC’s CAO?
The withholding was triggered by the vesting of portions of restricted stock awards granted to Emily Gooden on April 1, 2023, April 1, 2024, and April 1, 2025. When these awards vest, taxes become due and shares can be withheld to satisfy that liability.
How is the Form 4 transaction coded for NBHC’s chief accounting officer?
The Form 4 uses transaction code F, which indicates payment of a tax liability or exercise price by delivering or withholding securities. In this case, it reflects shares withheld for taxes upon vesting of restricted stock awards, rather than a discretionary sale.
AI-generated analysis. How Rhea-AI works. Not financial advice.
