NBT Bancorp (NBTB) investor files Form 144 to sell 4,435 shares

Rhea-AI Filing Summary

NBT Bancorp (NBTB) reported a planned sale of common stock under Rule 144. A shareholder filed to sell 4,435 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of 202,771.75, on or about 02/17/2026 on the NASDAQ exchange.

The filing notes that these shares were originally acquired as restricted stock directly from the issuer on multiple dates between 01/15/2022 and 01/15/2025. Shares outstanding were 52,315,193 at the time referenced, providing context for the relative size of the planned sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	4435	202771.75	52315193	02/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/15/2022	Restricted Stock	Issuer			50	01/15/2022	Not Applicable
Common	01/15/2023	Restricted Stock	Issuer			309	01/15/2023	Not Applicable
Common	01/15/2025	Restricted Stock	Issuer			1563	01/15/2025	Not Applicable
Common	01/15/2023	Restricted Stock	Issuer			41	01/15/2023	Not Applicable
Common	01/15/2025	Restricted Stock	Issuer			338	01/15/2025	Not Applicable
Common	01/15/2025	Restricted Stock	Issuer			206	01/15/2025	Not Applicable
Common	01/15/2023	Restricted Stock	Issuer			345	01/15/2023	Not Applicable
Common	01/15/2023	Restricted Stock	Issuer			237	01/15/2023	Not Applicable
Common	01/15/2023	Restricted Stock	Issuer			260	01/15/2023	Not Applicable
Common	01/15/2023	Restricted Stock	Issuer			222	01/15/2023	Not Applicable
Common	01/15/2025	Restricted Stock	Issuer			273	01/15/2025	Not Applicable
Common	01/15/2025	Restricted Stock	Issuer			266	01/15/2025	Not Applicable
Common	01/15/2025	Restricted Stock	Issuer			325	01/15/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the NBTB Form 144 filing disclose about planned share sales?

The Form 144 filing discloses a shareholder’s intent to sell 4,435 NBT Bancorp common shares. The planned sale has an aggregate market value of 202,771.75 and is expected to occur around 02/17/2026 on the NASDAQ exchange.

How many NBT Bancorp (NBTB) shares are involved in this Form 144 notice?

The notice covers a proposed sale of 4,435 NBT Bancorp common shares. These shares are to be sold through Morgan Stanley Smith Barney LLC, Executive Financial Services, with the total market value listed as 202,771.75 in the Form 144 filing.

How large is the NBTB Form 144 planned sale relative to shares outstanding?

The filing lists 4,435 NBT Bancorp shares to be sold, compared with 52,315,193 shares outstanding. This shows the transaction is small relative to the total share count referenced in the Form 144 disclosure.

When were the NBT Bancorp (NBTB) shares in the Form 144 acquired?

The shares were acquired as restricted stock from the issuer on several dates, including 01/15/2022, 01/15/2023, and 01/15/2025. Each entry in the filing specifies the acquisition date and the number of restricted shares obtained.

Which broker will handle the NBTB Rule 144 share sale?

The planned sale will be executed through Morgan Stanley Smith Barney LLC, Executive Financial Services. The broker’s listed address is 1 New York Plaza, 8th Floor, New York, NY 10004, and the transaction is expected to take place on the NASDAQ market.

What representation does the selling shareholder make in the NBTB Form 144?

By signing the notice, the selling shareholder represents that they do not know any undisclosed material adverse information about NBT Bancorp’s current or prospective operations, consistent with the standard Rule 144 representation language in the form.