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NBT Bancorp (NASDAQ: NBTB) EVP discloses multiple stock transactions

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

NBT Bancorp Inc. executive vice president and Chief Community Innovation Officer Sarah A. Halliday reported several equity transactions in company stock. On 01/15/2026, she recorded multiple non-derivative transactions coded "F" involving NBT Bancorp Inc. common stock, with individual lots of 290, 341, 314, 311, and 296 shares at a price of $43.71 per share. Following these transactions, she directly held 26,635 shares of common stock and indirectly held 7,402.768 shares through a 401k. She also reported 5,145.101 shares of phantom stock, each deemed invested in one share of NBT Bancorp Inc. common stock under the company’s Deferred Compensation Plan.

Positive

  • None.

Negative

  • None.
Insider Halliday Sarah A
Role EVP/Chief Comm Innovation Off
Type Security Shares Price Value
Tax Withholding NBT Bancorp Inc. Common Stock 290 $43.71 $13K
Tax Withholding NBT Bancorp Inc. Common Stock 341 $43.71 $15K
Tax Withholding NBT Bancorp Inc. Common Stock 314 $43.71 $14K
Tax Withholding NBT Bancorp Inc. Common Stock 311 $43.71 $14K
Tax Withholding NBT Bancorp Inc. Common Stock 296 $43.71 $13K
holding Phantom Stock -- -- --
holding NBT Bancorp Inc. Common Stock -- -- --
Holdings After Transaction: NBT Bancorp Inc. Common Stock — 27,897 shares (Direct); Phantom Stock — 5,145.101 shares (Direct); NBT Bancorp Inc. Common Stock — 7,402.768 shares (Indirect, 401k)
Footnotes (1)
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Halliday Sarah A
(Last) (First) (Middle)
52 SOUTH BROAD STREET
(Street)
NORWICH NY 13815
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NBT BANCORP INC [ NBTB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP/Chief Comm Innovation Off
3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
NBT Bancorp Inc. Common Stock 01/15/2026 F 290 D $43.71 27,897 D
NBT Bancorp Inc. Common Stock 01/15/2026 F 341 D $43.71 27,556 D
NBT Bancorp Inc. Common Stock 01/15/2026 F 314 D $43.71 27,242 D
NBT Bancorp Inc. Common Stock 01/15/2026 F 311 D $43.71 26,931 D
NBT Bancorp Inc. Common Stock 01/15/2026 F 296 D $43.71 26,635 D
NBT Bancorp Inc. Common Stock 7,402.768 I 401k
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock (1) (1) (1) NBT Bancorp Inc. Common Stock 5,145.101 5,145.101 D
Explanation of Responses:
1. Each share of phantom stock is deemed invested in one share of NBT Bancorp Inc. common stock pursuant to the terms of the Deferred Compensation Plan.
By: Annette L. Burns, Power of Attorney For: Sarah A. Halliday 01/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

Who is the insider reporting this Form 4 for NBTB?

The reporting person is Sarah A. Halliday, an officer of NBT Bancorp Inc. with the title EVP/Chief Comm Innovation Off.

What type of NBT Bancorp Inc. stock transactions did Sarah Halliday report?

She reported several non-derivative transactions in NBT Bancorp Inc. common stock on 01/15/2026, each coded "F" in the Form 4.

At what price were the reported NBTB share transactions recorded?

Each reported non-derivative transaction in NBT Bancorp Inc. common stock was recorded at $43.71 per share.

How many NBT Bancorp shares does Sarah Halliday hold after these transactions?

After the reported transactions, Sarah Halliday directly held 26,635 shares of NBT Bancorp Inc. common stock and indirectly held 7,402.768 shares through a 401k.

What is the phantom stock position reported in this NBTB Form 4?

She reported 5,145.101 shares of phantom stock, each deemed invested in one share of NBT Bancorp Inc. common stock under the Deferred Compensation Plan.

Is this NBTB Form 4 filed by more than one reporting person?

No. The Form 4 indicates it is filed by one reporting person, Sarah A. Halliday.