NBT Bancorp director granted 1,050 shares in stock award

Ames Johanna R reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Ames Johanna R reported acquisition or exercise transactions in this Form 4 filing.

NBT Bancorp Inc. director Johanna R. Ames reported a compensation-related stock grant. She received 1,050 shares of NBT Bancorp Inc. common stock at $0.00 per share as a grant or award, bringing her direct holdings to 7,593 shares.

The award was granted under the NBT Bancorp Inc. 2024 Omnibus Incentive Plan, as part of the annual retainer paid to outside directors in restricted stock units that vest in one year. Ames also reports 204,186 shares held indirectly by a trust, shown as a separate holding entry.

Insider Trade Summary

Grant/Award: 1,050 shares

Grant/Award 2 txns

Insider Ames Johanna R

Role Director

Type	Security	Shares	Price	Value
Grant/Award	NBT Bancorp Inc. Common Stock	1,050	$0.00	$0.00
holding	NBT Bancorp Inc. Common Stock	--	--	--

Holdings After Transaction: NBT Bancorp Inc. Common Stock — 7,593 shares (Direct); NBT Bancorp Inc. Common Stock — 204,186 shares (Indirect, by Trust)

Footnotes (1)

1. F1. Acquired pursuant to the NBT Bancorp Inc. 2024 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vest in one year.

Key Figures

Stock grant: 1,050 shares Grant price: $0.00 per share Direct holdings after grant: 7,593 shares +1 more

4 metrics

Stock grant 1,050 shares Grant or award acquisition of common stock

Grant price $0.00 per share Indicated price for the 1,050-share award

Direct holdings after grant 7,593 shares Total direct NBT Bancorp common stock after transaction

Indirect trust holdings 204,186 shares NBT Bancorp common stock held indirectly by trust

Key Terms

restricted stock units, 2024 Omnibus Incentive Plan, annual retainer, indirect ownership

4 terms

restricted stock units financial

"annual retainer for Board service in the form of restricted stock units of the Company's common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2024 Omnibus Incentive Plan financial

"Acquired pursuant to the NBT Bancorp Inc. 2024 Omnibus Incentive Plan."

annual retainer financial

"Each outside director is entitled to receive an annual retainer for Board service"

indirect ownership financial

"total_shares_following_transaction": "204186.0000" ... "ownership_type": "indirect""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did NBTB director Johanna Ames report in this Form 4?

Director Johanna R. Ames reported receiving a grant of 1,050 shares of NBT Bancorp Inc. common stock as compensation. The award is part of her annual retainer, paid in restricted stock units that vest after one year of service.

How many NBTB shares did Johanna Ames acquire and at what price?

Johanna Ames acquired 1,050 shares of NBT Bancorp Inc. common stock at an indicated price of $0.00 per share. This reflects a stock grant or award under the company’s incentive plan, not an open-market purchase transaction.

What are Johanna Ames’s NBTB share holdings after this transaction?

After the grant, Johanna Ames directly holds 7,593 shares of NBT Bancorp Inc. common stock. A separate holding entry shows 204,186 additional shares held indirectly by a trust, reflecting a substantial indirect ownership position associated with her.

Was the NBTB insider transaction a market buy or a compensation grant?

The insider transaction was a compensation grant, not a market purchase. The Form 4 labels it as a grant or award acquisition, with 1,050 shares received at $0.00 per share under the NBT Bancorp Inc. 2024 Omnibus Incentive Plan.

What is the NBT Bancorp Inc. 2024 Omnibus Incentive Plan mentioned in the filing?

The NBT Bancorp Inc. 2024 Omnibus Incentive Plan provides equity-based compensation, including restricted stock units, to participants such as outside directors. The footnote explains that each outside director receives an annual retainer in restricted stock units that vest in one year.

How are outside NBTB directors compensated according to this Form 4 footnote?

Outside directors receive an annual retainer in the form of restricted stock units of NBT Bancorp Inc.’s common stock. According to the footnote, these restricted stock units vest in one year, aligning director compensation with equity ownership over time.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/21/2026 - 04:06 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ames Johanna R

(Last) (First) (Middle)

52 SOUTH BROAD STREET

(Street)

NORWICH NEW YORK 13815

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NBT BANCORP INC [ NBTB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
NBT Bancorp Inc. Common Stock	05/19/2026		A		1,050(1)	A	$0.0	7,593	D
NBT Bancorp Inc. Common Stock								204,186	I	by Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Acquired pursuant to the NBT Bancorp Inc. 2024 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vest in one year.

	By: Annette L. Burns, Power of Attorney For: Johanna R. Ames	05/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)