STOCK TITAN

Director at NBT Bancorp (NASDAQ: NBTB) granted 1,050 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

NBT Bancorp Inc. director David J. Nasca acquired 1,050 shares of common stock on May 19, 2026 as a grant under the company’s 2024 Omnibus Incentive Plan. The award is in the form of restricted stock units serving as his annual board retainer and vests in one year.

Following the grant, Nasca directly holds 71,705 shares of NBT Bancorp common stock and indirectly holds 2,133 shares through a trust.

Positive

  • None.

Negative

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Insider NASCA DAVID J
Role null
Type Security Shares Price Value
Grant/Award NBT Bancorp Inc. Common Stock 1,050 $0.00 --
holding NBT Bancorp Inc. Common Stock -- -- --
Holdings After Transaction: NBT Bancorp Inc. Common Stock — 71,705 shares (Direct, null); NBT Bancorp Inc. Common Stock — 2,133 shares (Indirect, by Trust)
Footnotes (1)
  1. [object Object]
Shares granted 1,050 shares Restricted stock unit award on May 19, 2026
Grant price $0.0000 per share Equity compensation, not a cash purchase
Direct holdings after grant 71,705 shares Common stock held directly by David J. Nasca
Indirect holdings after update 2,133 shares Common stock held indirectly by trust
restricted stock units financial
"in the form of restricted stock units of the Company's common stock that vest in one year"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
2024 Omnibus Incentive Plan financial
"Acquired pursuant to the NBT Bancorp Inc. 2024 Omnibus Incentive Plan."
annual retainer financial
"Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units"
outside director financial
"Each outside director is entitled to receive an annual retainer for Board service"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
NASCA DAVID J

(Last)(First)(Middle)
52 SOUTH BROAD STREET

(Street)
NORWICH NEW YORK 13815

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
NBT BANCORP INC [ NBTB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
NBT Bancorp Inc. Common Stock05/19/2026A1,050(1)A$0.071,705D
NBT Bancorp Inc. Common Stock2,133Iby Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Acquired pursuant to the NBT Bancorp Inc. 2024 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vest in one year.
By: Annette L. Burns, Power of Attorney For: David J. Nasca05/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did David J. Nasca report in his latest NBTB Form 4 filing?

David J. Nasca reported receiving 1,050 shares of NBT Bancorp common stock as a stock grant. The award is compensation for his service as an outside director and is structured as restricted stock units that vest after one year.

How many NBT Bancorp (NBTB) shares does David J. Nasca hold after the grant?

After the grant, David J. Nasca holds 71,705 NBT Bancorp common shares directly. He also has an additional 2,133 shares held indirectly through a trust, as disclosed in the ownership details in the Form 4 filing.

What is the nature of the 1,050-share award reported by NBT Bancorp director Nasca?

The 1,050-share award is a grant under the NBT Bancorp Inc. 2024 Omnibus Incentive Plan. It consists of restricted stock units granted as an annual retainer for board service, with all units scheduled to vest after one year.

Was cash paid for the 1,050 NBTB shares granted to David J. Nasca?

No cash was paid for the 1,050-share grant; the per-share price is reported as 0.0000. The award represents equity compensation in the form of restricted stock units issued under NBT Bancorp’s 2024 Omnibus Incentive Plan.

How are David J. Nasca’s indirect NBT Bancorp (NBTB) holdings structured?

David J. Nasca’s indirect holdings of NBT Bancorp common stock total 2,133 shares. These shares are held through a trust, as indicated by the “by Trust” nature of ownership disclosed in the Form 4 filing.