Director at NBT Bancorp (NASDAQ: NBTB) receives 1,050-share equity award

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

CANTELE RICHARD J JR reported acquisition or exercise transactions in this Form 4 filing.

NBT Bancorp Inc. director Richard J. Cantele Jr. reported an equity compensation award in the form of company common stock. He received 1,050 shares of NBT Bancorp Inc. Common Stock on May 19, 2026 as a grant or award, at a stated price of $0.00 per share, reflecting non-cash director compensation.

The award was granted under the NBT Bancorp Inc. 2024 Omnibus Incentive Plan, where each outside director receives an annual retainer in restricted stock units that vest in one year. Following this award, Cantele directly holds 58,105.798 shares and indirectly holds 3,214.562 shares through a 401(k) plan.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider CANTELE RICHARD J JR

Role null

Type	Security	Shares	Price	Value
Grant/Award	NBT Bancorp Inc. Common Stock	1,050	$0.00	--
holding	NBT Bancorp Inc. Common Stock	--	--	--

Holdings After Transaction: NBT Bancorp Inc. Common Stock — 58,105.798 shares (Direct, null); NBT Bancorp Inc. Common Stock — 3,214.562 shares (Indirect, 401k)

Footnotes (1)

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Key Figures

Director award shares: 1,050 shares Grant price: $0.00 per share Direct holdings after award: 58,105.798 shares +1 more

4 metrics

Director award shares 1,050 shares Grant/award acquisition on May 19, 2026

Grant price $0.00 per share Stated price for equity compensation award

Direct holdings after award 58,105.798 shares Total direct common shares following transaction

Indirect 401(k) holdings 3,214.562 shares Indirect ownership via 401(k) plan as of May 19, 2026

Key Terms

2024 Omnibus Incentive Plan, restricted stock units, annual retainer, vest in one year

4 terms

2024 Omnibus Incentive Plan financial

"Acquired pursuant to the NBT Bancorp Inc. 2024 Omnibus Incentive Plan."

restricted stock units financial

"Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

annual retainer financial

"Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units"

vest in one year financial

"restricted stock units of the Company's common stock that vest in one year."

Form 4 Insider Transactions: What Each Field Means →

05/21/2026 - 12:22 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CANTELE RICHARD J JR

(Last)

(First)

(Middle)

52 SOUTH BROAD STREET

(Street)

NORWICH

NEW YORK

13815

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NBT BANCORP INC [ NBTB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
NBT Bancorp Inc. Common Stock	05/19/2026		A		1,050⁽¹⁾	A	$0.0	58,105.798	D
NBT Bancorp Inc. Common Stock								3,214.562	I	401k

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Acquired pursuant to the NBT Bancorp Inc. 2024 Omnibus Incentive Plan. Each outside director is entitled to receive an annual retainer for Board service in the form of restricted stock units of the Company's common stock that vest in one year.

	By: Annette L. Burns, Power of Attorney For: Richard J. Cantele, Jr.	05/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did NBT Bancorp (NBTB) director Richard Cantele report?

Director Richard J. Cantele Jr. reported receiving an equity award of 1,050 shares of NBT Bancorp Inc. Common Stock. The grant reflects non-cash compensation for board service rather than an open-market purchase or sale of shares.

How many NBT Bancorp (NBTB) shares did the director receive in this Form 4 filing?

The filing shows an award of 1,050 shares of NBT Bancorp Inc. Common Stock. These shares were granted at a stated price of $0.00 per share as part of the director’s annual equity retainer for board service.

Under what plan was the NBT Bancorp (NBTB) director’s stock award granted?

The stock award was granted under the NBT Bancorp Inc. 2024 Omnibus Incentive Plan. Each outside director receives an annual retainer in the form of restricted stock units that vest after one year of service on the board.

Is the NBT Bancorp (NBTB) director’s Form 4 transaction a market buy or sell?

The transaction is not a market buy or sell; it is a grant. The Form 4 identifies the code as a grant or award acquisition, representing equity-based compensation for board service rather than an open-market trade in NBT Bancorp shares.

How many NBT Bancorp (NBTB) shares does the director hold after this award?

After the reported award, the director holds 58,105.798 shares directly. He also has 3,214.562 shares reported as indirectly owned through a 401(k) plan, according to the Form 4 ownership information.

What are the vesting terms of the NBT Bancorp (NBTB) director’s equity retainer?

The footnote states that each outside director receives restricted stock units that vest in one year. This means the equity retainer for board service becomes fully vested after one year from the grant date, subject to the plan’s conditions.