[Form 4] NACCO Industries, Inc. Insider Trading Activity
Insider Trade Summary
Net Buyer: 770 shares
Net Buy
26 txns
Insider
RANKIN ALISON A
Role
Insider
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Class A Common Stock | 770 | $0.00 | $0.00 |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class B Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
| holding | Class A Common Stock | -- | -- | -- |
Holdings After Transaction:
Class A Common Stock — 7,104 shares (Indirect, By Spouse/Trust);
Class B Common Stock — 75,504 shares (Indirect, By Assoc I);
Class B Common Stock — 85,056 shares (Indirect, By Assoc IV);
Class B Common Stock — 17,289 shares (Indirect, By Trust/Daughter 1);
Class B Common Stock — 17,289 shares (Indirect, By Trust/Daughter 2);
Class B Common Stock — 25 shares (Indirect, By GP);
Class B Common Stock — 4,808 shares (Indirect, By Assoc I/Spouse);
Class B Common Stock — 204,919 shares (Indirect, By Spouse/Trust);
Class A Common Stock — 30,904 shares (Indirect, By Assoc II);
Class A Common Stock — 6,613 shares (Indirect, By Trust);
Class A Common Stock — 5,320 shares (Indirect, By Spouse/Trust 2 (Sr.));
Class A Common Stock — 9,600 shares (Indirect, AMR - Trust3 (GC));
Class A Common Stock — 2,191 shares (Indirect, By Trust/Daughter 1);
Class A Common Stock — 2,811 shares (Indirect, By Trust/Daughter 2);
Class A Common Stock — 2,046 shares (Indirect, By Trust (Daughter 2));
Class A Common Stock — 22,427 shares (Indirect, By Assoc II/Daughter 2);
Class A Common Stock — 4,553 shares (Indirect, By Trust (Daughter 1));
Class A Common Stock — 20,539 shares (Indirect, By Assoc II/Daughter 1);
Class A Common Stock — 1,975 shares (Indirect, By Spouse/RMI (Delaware))
Footnotes (23)
- F1. Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
- F2. N/A
- F3. Reporting Person's spouse serves as Trustee of a Trust for the benefit of Roger F. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- F4. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
- F5. Reporting Person serves as Trustee of a Trust for the benefit of Alison Rankin.
- F6. Reporting Person's spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin, Sr. Reporting Person disclaims beneficial ownership of all such shares.
- F7. Reporting Person's spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
- F8. Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- F9. Reporting Person's spouse serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
- F10. Held by Trust dated December 18, 1997. Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
- F11. Held by Trust dated December 30, 2015. Reporting Person's Spouse serves as Trustee of the Trust for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
- F12. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 18, 1997 for the benefit of the daughter. Reporting Person is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- F13. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated September 11, 2000 (Posterity Trust) for the benefit of the daughter. Reporting Person is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- F14. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 30, 2015 for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- F15. Held by Trust dated August 15, 2012. Reporting Person is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
- F16. Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated August 15, 2012 for the benefit of the daughter. Reporting Person is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- F17. Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI"). Reporting Person disclaims beneficial ownership of all such shares.
- F18. Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates I, L.P.
- F19. Represents Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
- F20. Reporting person's spouse serves as trustee of BTR 2012 GST Trust for the benefit of Anne F. Rankin.
- F21. Reporting person's spouse serves as trustee of BTR 2012 GST Trust for benefit of Elisabeth Rankin.
- F22. GP-Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.
- F23. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
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