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Neo-Concept raises $1.32M in private placement

The placement was limited to offshore transactions with non-U.S. persons, and the shares are restricted securities within the meaning of Rule 144.

(Moderate)

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Form Type
6-K

Rhea-AI Filing Summary

Neo-Concept International Group Holdings Ltd (NCI) completed a private placement on October 26, 2026, issuing 4,400,000 Class A ordinary shares at US$0.30 per share for US$1,320,000 in gross proceeds. The shares were issued in offshore transactions to non-U.S. persons under Regulation S and are restricted securities.

The Company agreed to pay introducer Winbull Securities International (Hong Kong) Limited a cash success fee equal to 2.0% of gross proceeds; gross proceeds are before that fee and other offering expenses payable by the Company. The Company intends to use net proceeds for working capital and other general corporate purposes. The offering included a 40-day distribution compliance period.

Class A ordinary shares issued 4,400,000 shares Private Placement closing on October 26, 2026
Purchase price US$0.30 per share Private Placement
Gross proceeds US$1,320,000 Before the Introducer Agent’s fee and other offering expenses payable by the Company
Cash success fee 2.0% of gross proceeds Fee agreed with the Introducer Agent
Distribution compliance period 40 days Regulation S offering
Regulation S regulatory
"in reliance upon Regulation S"
Regulation S is a set of rules that allows companies to sell securities (like shares or bonds) to investors outside the United States without having to follow all U.S. securities laws. It matters because it makes it easier for companies to raise money from international investors while still complying with U.S. regulations.
distribution compliance period regulatory
"with a 40-day distribution compliance period"
restricted securities regulatory
"are restricted securities within the meaning of Rule 144"
Restricted securities are shares or other investment instruments that come with legal or contractual limits on when and how they can be sold, like stock given to founders or bought in a private offering. Think of them as assets in a locked box that can’t be freely traded until certain conditions — such as a waiting period, company registration, or specific approvals — are met. For investors this matters because restricted securities are less liquid and can affect timing, price, and perceived value when they eventually enter the market.
gross proceeds financial
"aggregate gross proceeds of US$1,320,000"
The total amount of cash a company receives from a financing event or sale before any fees, expenses, taxes or deductions are taken out. Investors watch gross proceeds because it shows the raw scale of new capital being raised—think of it as the paycheck amount before withholdings—which helps assess how much funding is available for operations, growth, debt payoff or how much shareholder dilution might occur once costs are removed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did NCI issue in the private placement, and how much did it raise?

Neo-Concept International Group Holdings Limited issued 4,400,000 Class A ordinary shares at US$0.30 per share, raising US$1,320,000 in gross proceeds on October 26, 2026, before the Introducer Agent’s fee and other offering expenses payable by the Company.

What fee did NCI agree to pay the placement introducer, and how will it use the proceeds?

The Company agreed to pay Winbull Securities International (Hong Kong) Limited a cash success fee equal to 2.0% of the Private Placement’s gross proceeds. It intends to use net proceeds for working capital and other general corporate purposes.

What restrictions apply to NCI’s privately placed shares?

The shares were issued in offshore transactions outside the United States to persons who are not U.S. persons under Regulation S. They are unregistered restricted securities and may not be offered or sold in the United States or to, or for the account or benefit of, U.S. persons absent registration or an applicable exemption.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 6-K

 

 

 

REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of October 2026

 

Commission File Number: 001-42016

 

NEO-CONCEPT INTERNATIONAL GROUP HOLDINGS LIMITED

 

(Registrant’s Name)

 

10/F, Seaview Centre, No. 139-141 Hoi Bun Road
Kwun Tong, Kowloon, Hong Kong
(Address of Principal Executive Offices)

 

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.

 

Form 20-F ☒ Form 40-F ☐

 

 

 

 

 

 

Entry into Material Agreements; Closing of Regulation S Private Placement

 

On October 22, 2026 (the “Signing Date”), Neo-Concept International Group Holdings Limited (the “Company”) entered into a securities purchase agreement (the “Purchase Agreement”) with the purchasers named therein (each, a “Purchaser”), pursuant to which the Company agreed to sell and issue an aggregate of 4,400,000 Class A ordinary shares of a par value of US$0.0025 each (the “Class A Ordinary Shares”) to the Purchasers at a purchase price of US$0.30 per share, for aggregate gross proceeds of US$1,320,000, in a private placement (the “Private Placement”).

 

The Private Placement was conducted exclusively in offshore transactions outside the United States to persons who are not “U.S. persons” in reliance upon Regulation S (“Regulation S”) under the Securities Act of 1933, as amended (the “Securities Act”), and the offering of the Class A Ordinary Shares was made pursuant to Category 2 of Rule 903 of Regulation S, with a 40-day distribution compliance period. The Class A Ordinary Shares issued in the Private Placement have not been registered under the Securities Act, are “restricted securities” within the meaning of Rule 144 under the Securities Act, and may not be offered or sold in the United States or to, or for the account or benefit of, U.S. persons absent registration under the Securities Act or an applicable exemption from the registration requirements thereof.

 

In connection with the Private Placement, the Company entered into an introducer agreement, dated October 22, 2026 (the “Introducer Agreement”), with Winbull Securities International (Hong Kong) Limited (the “Introducer Agent”), a corporation licensed by the Securities and Futures Commission of Hong Kong, pursuant to which the Introducer Agent agreed to introduce prospective non-U.S. investors to the Company. The Introducer Agent is not registered as a broker-dealer under the Securities Exchange Act of 1934, as amended, did not offer or sell any securities to any U.S. person, and did not engage in any directed selling efforts in the United States in connection with the Private Placement. The Introducer Agent is not purchasing any Class A Ordinary Shares and is not acting as an underwriter or as an agent for the Purchasers. As compensation for its services, the Company agreed to pay the Introducer Agent a cash success fee equal to 2.0% of the gross proceeds of the Private Placement.

 

The closing of the Private Placement occurred on October 26, 2026, and the Company issued an aggregate of 4,400,000 Class A Ordinary Shares to the Purchasers, raising gross proceeds of US$1,320,000 before deducting the Introducer Agent’s fee and other offering expenses payable by the Company. The Company intends to use the net proceeds from the Private Placement for working capital and other general corporate purposes.

 

The foregoing summaries of the Purchase Agreement and the Introducer Agreement do not purport to set forth all of the terms thereof and are qualified in their entirety by reference to the full text of such documents.

 

This report shall not constitute an offer to sell or a solicitation of an offer to buy any securities, nor shall there be any sale of securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or other jurisdiction.

 

This Form 6-K is hereby incorporated by reference into the Company’s registration statement on Form F-3, as amended (File No. 333-297635), and shall be a part thereof from the date on which this report is furnished, to the extent not superseded by documents or reports subsequently filed or furnished.

 

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Neo-Concept International Group Holdings Limited
   
Date: October 27, 2026  
   
By: /s/ Pengfei Jiang  
Name:  Pengfei Jiang  
Title: Chairman of the Board and Chief Executive Officer  

 

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