NuCana (NASDAQ: NCNA) CEO reports initial share and option holdings
Rhea-AI Filing Summary
NuCana plc director and CEO Hugh Griffith has filed an initial Form 3 reporting his equity holdings in the company. He reports direct ownership of 1,000,000 Ordinary Shares and American Depositary Shares, with one entry showing 52 American Depositary Shares. According to the disclosure, each American Depositary Share represents 5,000 Ordinary Shares of NuCana plc.
The filing also lists several option awards over Ordinary Shares, all held directly. These include separate option positions over 62,499,995, 1,221,867,885, 1,544,328,984, 691,582,704 and 831,561,761 underlying Ordinary Shares, each with very low exercise prices in Pounds Sterling. Footnotes state that some options are fully vested and expire between June 20, 2035 and January 14, 2036, while others vest in annual installments through June 20, 2029 and January 14, 2030, subject to continued service.
Positive
- None.
Negative
- None.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | American Depositary Shares | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | Options | -- | -- | -- |
| holding | Ordinary Shares | -- | -- | -- |
Footnotes (1)
- Each American Depositary Share ("ADS") represents 5,000 ordinary shares, nominal value 0.0004 Pounds Sterling per share (the "Ordinary Shares"), of NuCana plc (the "Company"). ADSs have no expiration date. The Ordinary Shares underlying this option have an exercise price of 0.004 Pounds Sterling, completed vesting on June 20, 2025 and expire June 20, 2035. The Ordinary Shares underlying this option have an exercise price of 0.0004 Pounds Sterling, completed vesting on June 20, 2025 and expire June 20, 2035. The Ordinary Shares underlying this option have an exercise price of 0.0004 Pounds Sterling, completed vesting on January 14, 2026 and expire January 14, 2036. The Ordinary Shares underlying this option have an exercise price of 0.0004 Pounds Sterling and will vest as to 25% on June 20, 2026, with the remainder vesting in three equal annual installments thereafter, subject to the Reporting Person's continued service with the Company through the applicable vesting date. The Ordinary Shares underlying this option have an exercise price of 0.0004 Pounds Sterling and will vest as to 25% on January 14, 2027, with the remainder vesting in three equal annual installments thereafter, subject to the Reporting Person's continued service with the Company through the applicable vesting date.
