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[SCHEDULE 13D] NuCana plc Major Shareholder Acquisition (>5%)

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
SCHEDULE 13D

Rhea-AI Filing Summary

NuCana plc Chief Executive Officer Hugh S. Griffith filed a Schedule 13D reporting beneficial ownership of 2,829,961,890 ordinary shares, equal to 12.0% of NuCana’s 20,809,854,947 ordinary shares outstanding as of March 18, 2026.

The holding includes 1,000,000 ordinary shares, 265,026 ordinary shares in the form of ADSs, and vested options to purchase 2,828,696,864 ordinary shares granted under the company’s equity plans. Griffith states the securities were acquired for investment, with no current plans for corporate actions described in Item 4, though he may change his intentions.

The filing notes it was submitted after the Section 13(d) deadline, attributing the delay to inadvertent administrative oversight and Griffith’s surgery and treatment for serious illness, and states he did not seek or believe he obtained any advantage from the late submission.

Positive

  • None.

Negative

  • None.





If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).




schemaVersion:


SCHEDULE 13D




Comment for Type of Reporting Person:
(1) As detailed in Rows 7, 9, and 11, Hugh S. Griffith (the "Reporting Person") beneficially owns 2,829,961,890 ordinary shares of NuCana plc (the "Issuer") directly and individually, which consists of (a) 1,000,000 ordinary shares, (b) 265,026 ordinary shares in the form of American Depositary Shares, and (c) options to purchase 2,828,696,864 ordinary shares that are exercisable within 60 days of March 18, 2026. (2) As detailed in Row 13, percentage ownership is based on 20,809,854,947 ordinary shares of the Issuer outstanding as of March 18, 2026. (3) This Schedule 13D is being filed after the deadline prescribed by Section 13(d) of the Securities Exchange Act of 1934, as amended, and Regulation 13D-G. The "Date of Event Which Requires Filing of this Statement" was June 20, 2025, which made this Schedule 13D due five business days thereafter. The failure to timely file was the result of inadvertent administrative oversight in connection with the Reporting Person's executive responsibilities and related administrative constraints, including the Reporting Person undergoing extensive surgery and treatment for serious illness. The Reporting Person did not seek to gain, and does not believe the Reporting Person obtained, any advantage from filing this Schedule 13D after the deadline.


SCHEDULE 13D


Hugh S. Griffith
Signature:/s/ Hugh S. Griffith
Name/Title:Hugh S. Griffith
Date:03/18/2026

FAQ

What ownership stake in NuCana (NCNA) does Hugh S. Griffith report?

Hugh S. Griffith reports a 12.0% beneficial ownership stake in NuCana plc, equal to 2,829,961,890 ordinary shares. This percentage is based on 20,809,854,947 ordinary shares outstanding as of March 18, 2026, as disclosed in the Schedule 13D.

How many NuCana (NCNA) shares and options does Hugh S. Griffith hold?

Griffith beneficially owns 2,829,961,890 ordinary shares of NuCana. This includes 1,000,000 ordinary shares, 265,026 ordinary shares in the form of ADSs, and vested options exercisable within 60 days for 2,828,696,864 ordinary shares granted under NuCana’s equity plans.

Why did Hugh S. Griffith acquire his NuCana (NCNA) securities?

Griffith states he acquired NuCana securities for investment purposes, believing they were an attractive opportunity and in the ordinary course of investing for his own account. He has served as NuCana’s Chief Executive Officer and director since operations began in March 2008.

Does Hugh S. Griffith have plans to change control or strategy at NuCana (NCNA)?

Griffith states he has no current plans or proposals for transactions or actions listed in Item 4, such as mergers, major asset sales, or control changes. However, he may review his position and change his purpose or plans in the future.

What recent stock option grants did Hugh S. Griffith receive from NuCana (NCNA)?

He reports three option grants: 62,499,995 shares at 0.0040 Pounds on June 20, 2025; 1,221,867,885 shares at 0.0004 Pounds on June 20, 2025; and 1,544,328,984 shares at 0.0004 Pounds on January 14, 2026. All are fully vested and exercisable.

Was Hugh S. Griffith’s NuCana (NCNA) Schedule 13D filing late?

Yes. The Schedule 13D states it was filed after the Section 13(d) deadline. The required date of event was June 20, 2025, making the filing due five business days later. Griffith attributes the delay to administrative oversight and treatment for serious illness.
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