Affiliate sale of 8,840 NCNO shares (NASDAQ: NCNO)

Rhea-AI Filing Summary

NCNO affiliate proposed sale: An affiliate filed a Form 144 seeking to sell 8,840 shares of Common Stock related to restricted stock vesting on 04/01/2026, with brokerage listed as Fidelity Brokerage Services LLC.

The filing also shows a prior sale of 10,562 shares on 02/03/2026 for $197,322.46. The transaction is reported as compensation-related (restricted stock vesting).

Insights

Securities/Insider Analyst

Form 144 notice records an affiliate sale following restricted stock vesting.

The filing lists an affiliate sale of 8,840 shares tied to restricted stock vesting on 04/01/2026, routed through Fidelity Brokerage Services LLC. This is a routine notice required before resale by an affiliate.

Past activity shows a sale of 10,562 shares on 02/03/2026 for $197,322.46. Cash‑flow treatment and planned sale timing beyond the filing are not detailed in the excerpt.

Key Figures

Proposed resale: 8,840 shares Broker-reported value: $148,105.36 Prior sale volume: 10,562 shares +2 more

5 metrics

Proposed resale 8,840 shares restricted stock vesting on 04/01/2026

Broker-reported value $148,105.36 listed on filing alongside 8,840 shares (04/02/2026 row)

Prior sale volume 10,562 shares sold on 02/03/2026 (past 3 months)

Proceeds from prior sale $197,322.46 amount reported for 10,562 shares sold on 02/03/2026

Filing date indicator 04/02/2026 date shown in filing row with brokerage details

Key Terms

Form 144, Restricted Stock Vesting, Broker-dealer (Fidelity Brokerage Services LLC)

3 terms

Form 144 regulatory

"Securities To Be Sold Common | 04/01/2026 | Restricted Stock Vesting"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Securities To Be Sold Common | 04/01/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Broker-dealer (Fidelity Brokerage Services LLC) market

"Common | Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	8840	148105.36	114534701	04/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2026	Restricted Stock Vesting	Issuer			8840	04/01/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Gregory D. Orenstein 6770 Parker Farm Drive Wilmington NC 28405	Common	02/03/2026	10562	197322.46

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does NCNO's Form 144 disclose about the planned sale?

It discloses a proposed resale of 8,840 shares of Common Stock tied to restricted stock vesting on 04/01/2026. The brokerage listed is Fidelity Brokerage Services LLC and the filing is a notice of intended resale.

Who is the reporting party in the NCNO Form 144?

The filing references an affiliate with brokerage Fidelity Brokerage Services LLC and identifies Gregory D. Orenstein in the past-sales section. The new proposed sale is linked to restricted stock vesting.

Has the affiliate recently sold NCNO shares before this Form 144?

Yes; the filing shows a prior sale of 10,562 shares on 02/03/2026 for $197,322.46. That prior sale is reported in the "Securities Sold During The Past 3 Months" section.

Is the planned sale labeled as compensation or open-market activity?

The proposed sale is tied to Restricted Stock Vesting and is reported as compensation on 04/01/2026, indicating the shares became potentially eligible for resale due to vesting.

Which broker-dealer is handling the proposed NCNO resale?

The filing lists Fidelity Brokerage Services LLC at 900 Salem Street, Smithfield, RI, as the broker-dealer associated with the proposed sale of 8,840 shares.