NCNO (NASDAQ: NCNO) affiliate files Rule 144 notice to sell listed shares

Rhea-AI Filing Summary

Sean Desmond filed a Rule 144 notice reporting proposed sales of registered shares, listing 5,086, 2,289 and 8,065 shares tied to restricted stock vesting and an option exercise.

The filing also discloses sales in the prior three months of 16,047 shares for $299,794.87 and 5,747 shares for $96,285.24. Shares outstanding were 114,534,701 as of 04/06/2026.

Key Figures

Shares outstanding: 114,534,701 shares Proposed resale - vesting 02/01/2026: 5,086 shares Proposed resale - vesting 04/01/2026: 2,289 shares +3 more

6 metrics

Shares outstanding 114,534,701 shares as of 04/06/2026

Proposed resale - vesting 02/01/2026 5,086 shares Restricted Stock Vesting 02/01/2026

Proposed resale - vesting 04/01/2026 2,289 shares Restricted Stock Vesting 04/01/2026

Proposed resale - option-related 8,065 shares Option granted 02/01/2017 reported 04/06/2026

Recent sale 16,047 shares Sold 02/03/2026 for $299,794.87

Recent sale 5,747 shares Sold 04/02/2026 for $96,285.24

Key Terms

Rule 144, Restricted Stock Vesting, Option Granted 02/01/2017

3 terms

Rule 144 regulatory

"filed a Rule 144 notice reporting proposed sales"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Vesting financial

"Restricted Stock Vesting 02/01/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Option Granted 02/01/2017 financial

"Option Granted 02/01/2017 reported 04/06/2026"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	15440	263406.40	114534701	04/06/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/01/2026	Restricted Stock Vesting	Issuer			5086	02/01/2026	Compensation
Common	04/01/2026	Restricted Stock Vesting	Issuer			2289	04/01/2026	Compensation
Common	04/06/2026	Option Granted 02/01/2017	Issuer			8065	04/06/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Sean Desmond 6770 Parker Farm Drive Wilmington NC 28405	Common	02/03/2026	16047	299794.87
Sean Desmond 6770 Parker Farm Drive Wilmington NC 28405	Common	04/02/2026	5747	96285.24

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did the NCNO Rule 144 filing disclose?

The filing lists proposed resale amounts of 5,086, 2,289, and 8,065 shares tied to vesting and an option exercise. It also reports recent sales of 16,047 and 5,747 shares with stated proceeds.

How many shares did Sean Desmond recently sell under NCNO filings?

The filing reports sales in the past three months of 16,047 shares for $299,794.87 and 5,747 shares for $96,285.24. These amounts are listed in the Rule 144 disclosure.

Are the shares in the NCNO filing from vesting or option activity?

Yes. The listed securities include shares from Restricted Stock Vesting dated 02/01/2026 and 04/01/2026, and shares tied to an option granted 02/01/2017 reported on 04/06/2026.

What is NCNO's shares outstanding figure shown in the filing?

The filing shows 114,534,701 shares outstanding as of 04/06/2026. That figure appears on the securities summary line in the provided excerpt.